0001209191-21-004426.txt : 20210120 0001209191-21-004426.hdr.sgml : 20210120 20210120174422 ACCESSION NUMBER: 0001209191-21-004426 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210115 FILED AS OF DATE: 20210120 DATE AS OF CHANGE: 20210120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roupie Christophe Pierre Daniel CENTRAL INDEX KEY: 0001701203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 21539700 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS INC. STREET 2: 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10171 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-15 0 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001701203 Roupie Christophe Pierre Daniel C/O MARKETAXESS HOLDINGS INC. 55 HUDSON YARDS, 15TH FLOOR NEW YORK NY 10001 0 1 0 0 Head of Europe & Asia Common Stock, par value $0.003 per share 2021-01-15 4 A 0 451 0.00 A 11365 D Represents a grant of restricted stock pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024. /s/ Jason Edelstein, as Attorney-in-Fact for Christophe Pierre Daniel Roupie 2021-01-20