0001209191-20-036651.txt : 20200615 0001209191-20-036651.hdr.sgml : 20200615 20200615170023 ACCESSION NUMBER: 0001209191-20-036651 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200611 FILED AS OF DATE: 20200615 DATE AS OF CHANGE: 20200615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Casper Stephen P CENTRAL INDEX KEY: 0001296969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 20964047 MAIL ADDRESS: STREET 1: C/O CHARTER ATLANTIC CORPORATION STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-11 0 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001296969 Casper Stephen P C/O MARKETAXESS HOLDINGS INC. 55 HUDSON YARDS, 15TH FLOOR NEW YORK NY 10001 1 0 0 0 Common Stock, par value $0.003 per share 2020-06-11 4 A 0 283 0.00 A 11850 D Common Stock, par value $0.003 per share 42808 I By family trust Represents a grant of restricted stock pursuant to the Company's 2020 Equity Incentive Plan. /s/ Jason Edelstein, as Attorney-in-Fact for Stephen P. Casper 2020-06-15