0001209191-20-028477.txt : 20200512
0001209191-20-028477.hdr.sgml : 20200512
20200512161107
ACCESSION NUMBER: 0001209191-20-028477
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200508
FILED AS OF DATE: 20200512
DATE AS OF CHANGE: 20200512
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McVey Richard M
CENTRAL INDEX KEY: 0001296466
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34091
FILM NUMBER: 20869200
MAIL ADDRESS:
STREET 1: C/O MARKETAXESS HOLDINGS INC.
STREET 2: 140 BROADWAY, 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC
CENTRAL INDEX KEY: 0001278021
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 522230784
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 HUDSON YARDS, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-831-6000
MAIL ADDRESS:
STREET 1: 55 HUDSON YARDS, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: MARKETAXESS HOLDING INC
DATE OF NAME CHANGE: 20040129
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-08
0
0001278021
MARKETAXESS HOLDINGS INC
MKTX
0001296466
McVey Richard M
C/O MARKETAXESS HOLDINGS INC.
55 HUDSON YARDS, 15TH FLOOR
NEW YORK
NY
10001
1
1
0
0
Chairman & CEO
Common Stock, par value $0.003 per share
2020-05-08
4
M
0
1133
88.25
A
952077
D
Common Stock, par value $0.003 per share
2020-05-08
4
M
0
58000
88.25
A
1010077
D
Common Stock, par value $0.003 per share
2020-05-08
4
F
0
21169
484.32
D
988908
D
Common Stock, par value $0.003 per share
2020-05-08
4
S
0
500
476.72
D
988408
D
Common Stock, par value $0.003 per share
2020-05-08
4
S
0
1430
477.39
D
986978
D
Common Stock, par value $0.003 per share
2020-05-08
4
S
0
800
478.52
D
986178
D
Common Stock, par value $0.003 per share
2020-05-08
4
S
0
2000
479.64
D
984178
D
Common Stock, par value $0.003 per share
2020-05-08
4
S
0
1000
480.62
D
983178
D
Common Stock, par value $0.003 per share
2020-05-08
4
S
0
2200
481.78
D
980978
D
Common Stock, par value $0.003 per share
2020-05-08
4
S
0
3302
482.76
D
977676
D
Common Stock, par value $0.003 per share
2020-05-08
4
S
0
4542
483.82
D
973134
D
Common Stock, par value $0.003 per share
2020-05-08
4
S
0
3199
484.62
D
969935
D
Common Stock, par value $0.003 per share
2020-05-08
4
S
0
300
485.79
D
969635
D
Common Stock, par value $0.003 per share
2020-05-08
4
S
0
1498
487.26
D
968137
D
Common Stock, par value $0.003 per share
2020-05-08
4
S
0
1701
488.40
D
966436
D
Common Stock, par value $0.003 per share
2020-05-08
4
S
0
824
489.26
D
965612
D
Common Stock, par value $0.003 per share
2020-05-08
4
S
0
1704
490.22
D
963908
D
Common Stock, par value $0.003 per share
2000
I
By Immediate Family Members
Stock Option (right to buy)
88.25
2020-05-08
4
M
0
1133
0.00
D
2020-07-15
Common Stock
1133
0
D
Stock Option (right to buy)
88.25
2020-05-08
4
M
0
58000
0.00
D
2020-07-15
Common Stock
58000
58582
D
The Reporting Person has elected to exercise and hold the shares at this time.
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The transactions were executed in multiple trades at prices ranging from $476.00 to $476.99. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $477.00 to $477.88. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $478.10 to $478.90. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $479.14 to $480.12. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $480.16 to $481.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $481.17 to $482.13. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $482.30 to $483.27. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $483.30 to $484.24. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $484.31 to $485.22. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $485.41 to $486.14. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $486.72 to $487.65. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $487.85 to $488.81. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $488.87 to $489.83. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $489.92 to $490.81. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The stock options were fully exercisable.
/s/ Jason Edelstein, as Attorney-in-Fact for Richard M. McVey
2020-05-12