0001209191-20-008717.txt : 20200212 0001209191-20-008717.hdr.sgml : 20200212 20200212161548 ACCESSION NUMBER: 0001209191-20-008717 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200210 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McVey Richard M CENTRAL INDEX KEY: 0001296466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 20604291 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS INC. STREET 2: 140 BROADWAY, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-10 0 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001296466 McVey Richard M C/O MARKETAXESS HOLDINGS INC. 55 HUDSON YARDS, 15TH FLOOR NEW YORK NY 10001 1 1 0 0 Chairman & CEO Common Stock, par value $0.003 per share 2020-02-10 4 S 0 1210 335.67 D 974734 D Common Stock, par value $0.003 per share 2020-02-10 4 S 0 3677 336.68 D 971057 D Common Stock, par value $0.003 per share 2020-02-10 4 S 0 2103 337.66 D 968954 D Common Stock, par value $0.003 per share 2020-02-10 4 S 0 5395 338.85 D 963559 D Common Stock, par value $0.003 per share 2020-02-10 4 S 0 3151 339.76 D 960408 D Common Stock, par value $0.003 per share 2020-02-10 4 S 0 5649 340.65 D 954759 D Common Stock, par value $0.003 per share 2020-02-10 4 S 0 3713 341.80 D 951046 D Common Stock, par value $0.003 per share 2020-02-10 4 S 0 102 342.24 D 950944 D Common Stock, par value $0.003 per share 2000 I By Immediate Family Members This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The transactions were executed in multiple trades at prices ranging from $335.12 to $336.10. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $336.18 to $337.16. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $337.22 to $338.19. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $338.24 to $339.15. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $339.23 to $340.18. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $340.22 to $341.19. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $341.21 to $342.19. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $342.23 to $342.50. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. /s/ Jason Edelstein, as Attorney-in-Fact for Richard M. McVey 2020-02-12