UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
Current Report
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 | Submission of Matters to a Vote of Security Holders |
On June 9, 2021, MarketAxess Holdings Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders (the “2021 Annual Meeting”). A total of 34,308,505 shares of common stock were present or represented by proxy at the 2021 Annual Meeting, representing 91.22% of the issued and outstanding shares entitled to vote at the meeting. The proposals voted upon and the final results of the vote were as follows:
Proposal 1 — Election of Directors. The results were as follows:
Director |
For | Against | Abstain | Broker Non-Votes | ||||
Richard M. McVey |
32,006,489 | 949,434 | 316,409 | 1,036,173 | ||||
Nancy Altobello |
33,128,295 | 139,244 | 4,793 | 1,036,173 | ||||
Steven L. Begleiter |
32,819,903 | 447,354 | 5,075 | 1,036,173 | ||||
Stephen P. Casper |
32,095,170 | 1,164,217 | 12,945 | 1,036,173 | ||||
Jane Chwick |
32,988,112 | 279,218 | 5,002 | 1,036,173 | ||||
Christopher R. Concannon |
32,974,353 | 284,760 | 13,219 | 1,036,173 | ||||
William F. Cruger |
31,576,367 | 1,691,269 | 4,696 | 1,036,173 | ||||
Kourtney Gibson |
33,239,279 | 28,134 | 4,919 | 1,036,173 | ||||
Justin G. Gmelich |
33,173,853 | 93,178 | 5,301 | 1,036,173 | ||||
Richard G. Ketchum |
33,238,964 | 28,637 | 4,731 | 1,036,173 | ||||
Emily H. Portney |
33,112,723 | 29,473 | 130,136 | 1,036,173 | ||||
Richard L. Prager |
33,239,220 | 28,499 | 4,613 | 1,036,173 |
Proposal 2 — Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021. The results were as follows:
For |
Against | Abstain | ||
33,082,284 |
1,148,939 | 77,282 |
Proposal 3 — Advisory vote on the compensation of the Company’s named executive officers as disclosed in the proxy statement pursuant to the SEC’s compensation disclosure rules (referred to as the “say-on-pay” proposal). The results were as follows:
For |
Against | Abstain | Broker Non-Votes | |||
31,998,499 |
1,264,305 | 9,528 | 1,036,173 |
For more information on the 2021 Annual Meeting and the foregoing proposals, see the Company’s 2021 Proxy Statement.
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
MARKETAXESS HOLDINGS INC. | ||||
Date: June 10, 2021 | By: | /s/ Scott Pintoff | ||
Name: | Scott Pintoff | |||
Title: | General Counsel and Secretary |
3
Document and Entity Information |
Jun. 09, 2021 |
---|---|
Cover [Abstract] | |
Entity Registrant Name | MARKETAXESS HOLDINGS INC |
Security Exchange Name | NASDAQ |
Amendment Flag | false |
Entity Central Index Key | 0001278021 |
Document Type | 8-K |
Document Period End Date | Jun. 09, 2021 |
Entity Incorporation State Country Code | DE |
Entity File Number | 001-34091 |
Entity Tax Identification Number | 52-2230784 |
Entity Address, Address Line One | 55 Hudson Yards |
Entity Address, City or Town | New York |
Entity Address, State or Province | NY |
Entity Address, Postal Zip Code | 10001 |
City Area Code | (212) |
Local Phone Number | 813-6000 |
Written Communications | false |
Soliciting Material | false |
Pre Commencement Tender Offer | false |
Pre Commencement Issuer Tender Offer | false |
Security 12b Title | Common Stock, par value $0.003 per share |
Trading Symbol | MKTX |
Entity Emerging Growth Company | false |
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