0001181431-13-041911.txt : 20130730 0001181431-13-041911.hdr.sgml : 20130730 20130730194837 ACCESSION NUMBER: 0001181431-13-041911 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130726 FILED AS OF DATE: 20130730 DATE AS OF CHANGE: 20130730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan James Joseph CENTRAL INDEX KEY: 0001545324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 13997179 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS INC. STREET 2: 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10171 4 1 rrd386911.xml FORM 4 X0306 4 2013-07-26 0 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001545324 Sullivan James Joseph C/O MARKETAXESS HOLDINGS INC. 299 PARK AVENUE NEW YORK NY 10171 1 0 0 0 Common Stock, par value $0.003 per share 2013-07-26 4 A 0 1627 A 4180 D Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan. /s/ Ori Solomon, as Attorney-in-Fact for James Joseph Sullivan 2013-07-30