0001012975-17-000895.txt : 20171201 0001012975-17-000895.hdr.sgml : 20171201 20171201160603 ACCESSION NUMBER: 0001012975-17-000895 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171128 FILED AS OF DATE: 20171201 DATE AS OF CHANGE: 20171201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McVey Richard M CENTRAL INDEX KEY: 0001296466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 171234267 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS INC. STREET 2: 140 BROADWAY, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 299 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-11-28 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001296466 McVey Richard M C/O MARKETAXESS HOLDINGS INC. 299 PARK AVENUE NEW YORK NY 10171 1 1 0 0 Chairman & CEO Common Stock, par value $0.003 per share 2017-11-28 4 M 0 110965 10.93 A 1193441 D Common Stock, par value $0.003 per share 2017-11-28 4 F 0 60261 193.43 D 1133180 D Employee Stock Option (right to buy) 10.93 2017-11-28 4 M 0 110965 0 D 2018-01-15 Common Stock 110965 0 D The employee stock options were fully exercisable. /s/ Ori Solomon, as Attorney-in-Fact for Richard M. McVey 2017-12-01