0001012975-17-000857.txt : 20171117 0001012975-17-000857.hdr.sgml : 20171117 20171117160719 ACCESSION NUMBER: 0001012975-17-000857 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171116 FILED AS OF DATE: 20171117 DATE AS OF CHANGE: 20171117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McPherson Kevin M CENTRAL INDEX KEY: 0001704380 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 171211016 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS INC. STREET 2: 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10171 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 299 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-11-16 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001704380 McPherson Kevin M C/O MARKETAXESS HOLDINGS INC. 299 PARK AVENUE NEW YORK NY 10171 0 1 0 0 Global Head of Sales Common Stock, par value $0.003 per share 2017-11-16 4 M 0 5000 10.93 A 90929 D Common Stock, par value $0.003 per share 2017-11-16 4 S 0 5000 176.6114 D 85929 D Employee Stock Option (right to buy) 10.93 2017-11-16 4 M 0 5000 0 D 2018-01-15 Common Stock 5000 0 D The transaction was executed in multiple trades at prices ranging from $176.40 to $177.005. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The employee stock options were fully exercisable. /s/ Ori Solomon, as Attorney-in-Fact for Kevin M. McPherson 2017-11-17