0001012975-17-000848.txt : 20171115
0001012975-17-000848.hdr.sgml : 20171115
20171115160623
ACCESSION NUMBER: 0001012975-17-000848
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171114
FILED AS OF DATE: 20171115
DATE AS OF CHANGE: 20171115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steinhardt John
CENTRAL INDEX KEY: 0001296971
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34091
FILM NUMBER: 171205295
MAIL ADDRESS:
STREET 1: C/O JPMORGAN
STREET 2: 270 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC
CENTRAL INDEX KEY: 0001278021
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 522230784
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: 212-831-6000
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
FORMER COMPANY:
FORMER CONFORMED NAME: MARKETAXESS HOLDING INC
DATE OF NAME CHANGE: 20040129
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-11-14
0001278021
MARKETAXESS HOLDINGS INC
MKTX
0001296971
Steinhardt John
C/O MARKETAXESS HOLDINGS INC.
299 PARK AVENUE
NEW YORK
NY
10171
1
0
0
0
Common Stock, par value $0.003 per share
2017-11-14
4
M
0
4225
9.72
A
27839
D
Common Stock, par value $0.003 per share
2017-11-14
4
S
0
4225
173.9969
D
23614
D
Stock Option (right to buy)
9.72
2017-11-14
4
M
0
4225
0
D
2018-08-01
Common Stock
4225
0
D
The transaction was executed in multiple trades at prices ranging from $173.99 to $174.12. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The stock options were fully exercisable.
/s/ Ori Solomon, as Attorney-in-Fact for John Steinhardt
2017-11-15