0001012975-17-000817.txt : 20171109
0001012975-17-000817.hdr.sgml : 20171109
20171109160626
ACCESSION NUMBER: 0001012975-17-000817
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171108
FILED AS OF DATE: 20171109
DATE AS OF CHANGE: 20171109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McVey Richard M
CENTRAL INDEX KEY: 0001296466
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34091
FILM NUMBER: 171190810
MAIL ADDRESS:
STREET 1: C/O MARKETAXESS HOLDINGS INC.
STREET 2: 140 BROADWAY, 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC
CENTRAL INDEX KEY: 0001278021
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 522230784
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: 212-831-6000
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
FORMER COMPANY:
FORMER CONFORMED NAME: MARKETAXESS HOLDING INC
DATE OF NAME CHANGE: 20040129
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-11-08
0001278021
MARKETAXESS HOLDINGS INC
MKTX
0001296466
McVey Richard M
C/O MARKETAXESS HOLDINGS INC.
299 PARK AVENUE
NEW YORK
NY
10171
1
1
0
0
Chairman & CEO
Common Stock, par value $0.003 per share
2017-11-08
4
S
0
4400
176.4604
D
1113076
D
Common Stock, par value $0.003 per share
2017-11-08
4
S
0
4000
177.5366
D
1109076
D
Common Stock, par value $0.003 per share
2017-11-08
4
S
0
22615
178.5998
D
1086461
D
Common Stock, par value $0.003 per share
2017-11-08
4
S
0
3585
179.1807
D
1082876
D
Common Stock, par value $0.003 per share
2017-11-08
4
S
0
400
180.3125
D
1082476
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The transaction was executed in multiple trades at prices ranging from $176.01 to $177.00. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transaction was executed in multiple trades at prices ranging from $177.02 to $178.01. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transaction was executed in multiple trades at prices ranging from $178.02 to $179.01. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transaction was executed in multiple trades at prices ranging from $179.02 to $179.98. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transaction was executed in multiple trades at prices ranging from $180.16 to $180.49. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
/s/ Ori Solomon, as Attorney-in-Fact for Richard M. McVey
2017-11-09