0001012975-17-000565.txt : 20170801
0001012975-17-000565.hdr.sgml : 20170801
20170801160655
ACCESSION NUMBER: 0001012975-17-000565
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170731
FILED AS OF DATE: 20170801
DATE AS OF CHANGE: 20170801
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McVey Richard M
CENTRAL INDEX KEY: 0001296466
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34091
FILM NUMBER: 17996791
MAIL ADDRESS:
STREET 1: C/O MARKETAXESS HOLDINGS INC.
STREET 2: 140 BROADWAY, 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC
CENTRAL INDEX KEY: 0001278021
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 522230784
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: 212-831-6000
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
FORMER COMPANY:
FORMER CONFORMED NAME: MARKETAXESS HOLDING INC
DATE OF NAME CHANGE: 20040129
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-07-31
0001278021
MARKETAXESS HOLDINGS INC
MKTX
0001296466
McVey Richard M
C/O MARKETAXESS HOLDINGS INC.
299 PARK AVENUE
NEW YORK
NY
10171
1
1
0
0
Chairman & CEO
Common Stock, par value $0.003 per share
2017-07-31
4
M
0
76035
10.93
A
1141879
D
Common Stock, par value $0.003 per share
2017-07-31
4
F
0
27089
202.89
D
1114790
D
Employee Stock Option (right to buy)
10.93
2017-07-31
4
M
0
76035
0
D
2018-01-15
Common Stock
76035
160965
D
The employee stock options are currently exercisable.
/s/ Ori Solomon, as Attorney-in-Fact for Richard M. McVey
2017-08-01