-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uo/2LXGw7XjBO547e/cKj4s/LXWnktHcdFk2dsinNhqOh2a8qJKRRmRlrjnt17hs B0q4b3DD6BxepePOnEjPkA== 0000950123-10-056051.txt : 20100604 0000950123-10-056051.hdr.sgml : 20100604 20100604171146 ACCESSION NUMBER: 0000950123-10-056051 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100603 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20100604 DATE AS OF CHANGE: 20100604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 10879701 BUSINESS ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 8-K 1 y84939e8vk.htm FORM 8-K e8vk
     
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 3, 2010
MarketAxess Holdings Inc.
 
(Exact name of registrant as specified in its charter)
         
Delaware   001-34091   52-2230784
 
(State or other jurisdiction   (Commission   (IRS Employer
of incorporation)   File Number)   Identification No.)
     
299 Park Avenue
New York, New York 10171		    
 
(Address of principal executive offices)   (Zip Code)
Registrant’s telephone number, including area code (212) 813-6000
 
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 

 

Item 5.07   Submission of Matters to a Vote of Security Holders
     On June 3, 2010, MarketAxess Holdings Inc. (the “Company”) held its 2010 Annual Meeting of Stockholders (the “2010 Annual Meeting”). A total of 28,659,125 shares of common stock were present or represented by proxy at the 2010 Annual Meeting, representing 80% of the issued and outstanding shares entitled to vote at the meeting. The proposals voted upon and the final results of the vote were as follows:
Proposal 1 — Election of Directors. The results were as follows:
                         
Director   For     Withheld     Broker Non-Votes  
Richard M. McVey
     27,500,911       240,441       917,773  
Dr. Sharon Brown-Hruska
     27,694,494       46,858       917,773  
Roger Burkhardt
     27,662,684       78,668       917,773  
Stephen P. Casper
     27,249,050       492,302       917,773  
David G. Gomach
     27,694,144       47,208       917,773  
Carlos M. Hernandez
     27,609,843       131,509       917,773  
Ronald M. Hersch
     27,246,900       494,452       917,773  
Jerome S. Markowitz
     27,694,144       47,208       917,773  
T. Kelley Millet
     27,609,693       131,659       917,773  
Nicolas S. Rohatyn
     26,737,782       1,003,570       917,773  
John Steinhardt
     26,706,322       1,035,030       917,773  
Proposal 2 — Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2010. The results were as follows:
             
For   Against   Abstain   Broker Non-Votes
28,305,077
  252,579   101,469   0
For more information on the 2010 Annual Meeting and the foregoing proposals, see the Company’s proxy statement dated April 28, 2010.

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SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  MARKETAXESS HOLDINGS INC.
 		  
Date: June 4, 2010  By:   /s/Richard M. McVey    
    Name:   Richard M. McVey   
    Title:   Chief Executive Officer   
 

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