0001140361-15-016259.txt : 20150423 0001140361-15-016259.hdr.sgml : 20150423 20150423170032 ACCESSION NUMBER: 0001140361-15-016259 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150421 FILED AS OF DATE: 20150423 DATE AS OF CHANGE: 20150423 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avalanche Biotechnologies, Inc. CENTRAL INDEX KEY: 0001501756 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 205258327 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1035 O?BRIEN DRIVE, SUITE A CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-272-6269 MAIL ADDRESS: STREET 1: 1035 O?BRIEN DRIVE, SUITE A CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCLAUGHLIN JOHN PETER CENTRAL INDEX KEY: 0001277967 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36579 FILM NUMBER: 15789130 MAIL ADDRESS: STREET 1: C/O PDL BIOPHARMA, INC. STREET 2: 932 SOUTHWOOD BOULEVARD CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 4 1 doc1.xml FORM 4 X0306 4 2015-04-21 0 0001501756 Avalanche Biotechnologies, Inc. AAVL 0001277967 MCLAUGHLIN JOHN PETER C/O AVALANCHE BIOTECHNOLOGIES, INC. 1035 O'BRIEN DRIVE, SUITE A MENLO PARK CA 94025 1 0 0 0 Common Stock 2015-04-21 4 A 0 2000 0.00 A 2000 D Common Stock 13280 I See Footnote Common Stock 13280 I See Footnote Stock Option (Right to Buy) 39.35 2015-04-21 4 A 0 7000 0.00 A 2016-06-26 2025-04-20 Common Stock 7000 7000 D Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of Common Stock of the Issuer for each one (1) RSU upon the vesting thereof. Such RSUs vest with respect to 100% of the shares subject thereto on June 26, 2016. The shares are held directly by the John Peter McLaughlin 2014 Irrevocable Trust. The shares are held directly by the Christopher James McLaughlin 2014 Irrevocable Trust. /s/ Michael Swartzburg, Attorney-in-Fact for John McLaughlin 2015-04-23