The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 655 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 3,740 | 114,223 | SH | SOLE | 114,223 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,334 | 700 | SH | Put | SOLE | 700 | 0 | 0 | |
ARK ETF TR | INNOVATION ETF | 00214Q104 | 1,845 | 19,500 | SH | Put | SOLE | 19,500 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 2,040 | 107,351 | SH | SOLE | 107,351 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 5,130 | 270,000 | SH | Call | SOLE | 270,000 | 0 | 0 | |
BAUSCH HEALTH COS INC | COM | 071734107 | 635 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 1,666 | 37,438 | SH | SOLE | 37,438 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 404 | 9,512 | SH | SOLE | 9,512 | 0 | 0 | ||
BROOKDALE SR LIVING INC | COM | 112463104 | 1,927 | 373,368 | SH | SOLE | 373,368 | 0 | 0 | ||
CANNAE HLDGS INC | COM | 13765N107 | 5,212 | 148,273 | SH | SOLE | 148,273 | 0 | 0 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 1,989 | 13,710 | SH | SOLE | 13,710 | 0 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 7,973 | 154,848 | SH | SOLE | 154,848 | 0 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 2,369 | 46,000 | SH | Call | SOLE | 46,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 4,250 | 70,381 | SH | SOLE | 70,381 | 0 | 0 | ||
CONSUMER PORTFOLIO SVCS INC | COM | 210502100 | 5,370 | 453,204 | SH | SOLE | 453,204 | 0 | 0 | ||
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 1,793 | 186,000 | SH | Call | SOLE | 186,000 | 0 | 0 | |
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 3,545 | 367,750 | SH | SOLE | 367,750 | 0 | 0 | ||
FEDERATED HERMES INC | CL B | 314211103 | 2,667 | 70,963 | SH | SOLE | 70,963 | 0 | 0 | ||
FIRST BANCORP N C | COM | 318910106 | 664 | 14,531 | SH | SOLE | 14,531 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM NEW | 369604301 | 3,690 | 39,061 | SH | SOLE | 39,061 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 6,167 | 84,937 | SH | SOLE | 84,937 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 3,631 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,642 | 4,293 | SH | SOLE | 4,293 | 0 | 0 | ||
INVESCO LTD | SHS | G491BT108 | 7,618 | 330,917 | SH | SOLE | 330,917 | 0 | 0 | ||
ISHARES INC | MSCI SINGPOR ETF | 46434G780 | 4,084 | 190,908 | SH | SOLE | 190,908 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 17,358 | 199,500 | SH | Put | SOLE | 199,500 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 657 | 3,839 | SH | SOLE | 3,839 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,397 | 15,135 | SH | SOLE | 15,135 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 1,810 | 50,428 | SH | SOLE | 50,428 | 0 | 0 | ||
KROGER CO | COM | 501044101 | 4,205 | 92,911 | SH | SOLE | 92,911 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 764 | 9,966 | SH | SOLE | 9,966 | 0 | 0 | ||
MYRIAD GENETICS INC | COM | 62855J104 | 687 | 24,892 | SH | SOLE | 24,892 | 0 | 0 | ||
PATTERSON COS INC | COM | 703395103 | 1,100 | 37,470 | SH | SOLE | 37,470 | 0 | 0 | ||
PERRIGO CO PLC | SHS | G97822103 | 3,141 | 80,739 | SH | SOLE | 80,739 | 0 | 0 | ||
PERRIGO CO PLC | SHS | G97822103 | 1,976 | 50,800 | SH | Call | SOLE | 50,800 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 5,527 | 93,602 | SH | SOLE | 93,602 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 3,543 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
PROVIDENT FINL HLDGS INC | COM | 743868101 | 1,301 | 78,676 | SH | SOLE | 78,676 | 0 | 0 | ||
RIVERVIEW BANCORP INC | COM | 769397100 | 763 | 99,209 | SH | SOLE | 99,209 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 2,778 | 64,020 | SH | SOLE | 64,020 | 0 | 0 | ||
SCULPTOR CAP MGMT | COM CL A | 811246107 | 5,223 | 244,657 | SH | SOLE | 244,657 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 3,302 | 59,500 | SH | SOLE | 59,500 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 3,330 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
SOUTHSTATE CORPORATION | COM | 840441109 | 1,483 | 18,512 | SH | SOLE | 18,512 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 15,044 | 88,000 | SH | Call | SOLE | 88,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 35,147 | 74,000 | SH | Put | SOLE | 74,000 | 0 | 0 | |
SYNOVUS FINL CORP | COM NEW | 87161C501 | 1,790 | 37,395 | SH | SOLE | 37,395 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 1,180 | 14,446 | SH | SOLE | 14,446 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 3,699 | 3,500 | SH | Put | SOLE | 3,500 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 2,311 | 288,486 | SH | SOLE | 288,486 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 2,921 | 364,700 | SH | Call | SOLE | 364,700 | 0 | 0 | |
TRUIST FINL CORP | COM | 89832Q109 | 1,704 | 29,096 | SH | SOLE | 29,096 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 3,861 | 92,072 | SH | SOLE | 92,072 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 2,180 | 52,000 | SH | Call | SOLE | 52,000 | 0 | 0 | |
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 1,754 | 54,773 | SH | SOLE | 54,773 | 0 | 0 | ||
VIATRIS INC | COM | 92556V106 | 7,569 | 559,403 | SH | SOLE | 559,403 | 0 | 0 | ||
VIATRIS INC | COM | 92556V106 | 2,575 | 190,300 | SH | Call | SOLE | 190,300 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 4,002 | 83,402 | SH | SOLE | 83,402 | 0 | 0 | ||
WESTERN UN CO | COM | 959802109 | 5,166 | 289,600 | SH | Call | SOLE | 289,600 | 0 | 0 | |
WESTERN UN CO | COM | 959802109 | 2,193 | 122,900 | SH | SOLE | 122,900 | 0 | 0 |