0001628280-21-006423.txt : 20210401 0001628280-21-006423.hdr.sgml : 20210401 20210401182802 ACCESSION NUMBER: 0001628280-21-006423 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210330 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAZAR JACK R CENTRAL INDEX KEY: 0001277624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40249 FILM NUMBER: 21799804 MAIL ADDRESS: STREET 1: 400 W. CESAR CHAVEZ STREET 2: ATTN: STOCK ADMINISTRATION CITY: AUSTIN STATE: TX ZIP: 78701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ThredUp Inc. CENTRAL INDEX KEY: 0001484778 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 264009181 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 969 BROADWAY STREET 2: SUITE 200 CITY: OAKLAND STATE: CA ZIP: 94607 BUSINESS PHONE: 415-402-5202 MAIL ADDRESS: STREET 1: 969 BROADWAY STREET 2: SUITE 200 CITY: OAKLAND STATE: CA ZIP: 94607 FORMER COMPANY: FORMER CONFORMED NAME: thredUP DATE OF NAME CHANGE: 20100222 4 1 wf-form4_161731603360474.xml FORM 4 X0306 4 2021-03-30 0 0001484778 ThredUp Inc. TDUP 0001277624 LAZAR JACK R C/O THREDUP INC. 969 BROADWAY, SUITE 200 OAKLAND CA 94607 1 0 0 0 Class A Common Stock 2021-03-30 4 P 0 7142 14 A 17856 D Series E-1 Preferred Stock 2021-03-30 4 C 0 31958 0 D Common Stock 31958.0 0 I By Lazar 2012 Living Trust Class B Common Stock 2021-03-30 4 J 0 31958 0 A Class A Common Stock 31958.0 31958 I By Lazar 2012 Living Trust Stock Option (Right to Buy) 2.05 2021-03-30 4 J 0 281994 0 D 2027-07-06 Common Stock 281994.0 0 D Stock Option (Right to Buy) 2.05 2021-03-30 4 J 0 281994 0 A 2027-07-06 Class B Common Stock 281994.0 281994 D Represents the purchase of shares of Class A common stock of the Issuer in the Issuer's directed share program in connection with its initial public offering. Immediately prior to the closing of the Issuer's initial public offering, each share of Series E-1 Preferred Stock automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Series E-1 Preferred Stock had no expiration date. Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. The stock option vests in 48 equal monthly installments after June 23, 2017, subject to the Reporting Person's continued service with the Issuer as of each vesting date. /s/ Alon Rotem, Attorney-in-Fact 2021-04-01