0001104659-18-060241.txt : 20181003
0001104659-18-060241.hdr.sgml : 20181003
20181003123657
ACCESSION NUMBER: 0001104659-18-060241
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181001
FILED AS OF DATE: 20181003
DATE AS OF CHANGE: 20181003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Skyline Venture Partners V LP
CENTRAL INDEX KEY: 0001419187
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38662
FILM NUMBER: 181104407
BUSINESS ADDRESS:
STREET 1: 525 University Avenue
STREET 2: Suite 520
CITY: Palo Alto
STATE: CA
ZIP: 94301
MAIL ADDRESS:
STREET 1: 525 University Avenue
STREET 2: Suite 520
CITY: Palo Alto
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Skyline Venture Management V, LLC
CENTRAL INDEX KEY: 0001434887
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38662
FILM NUMBER: 181104408
BUSINESS ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-475-0144
MAIL ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KANEKO YASUNORI
CENTRAL INDEX KEY: 0001277503
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38662
FILM NUMBER: 181104409
MAIL ADDRESS:
STREET 1: 509 ROEHAMPTON
CITY: HILLS BOROUGH
STATE: CA
ZIP: 94010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUTRO BIOPHARMA INC
CENTRAL INDEX KEY: 0001382101
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 452441988
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 310 UTAH AVE., SUITE 150
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 650-392-8412
MAIL ADDRESS:
STREET 1: 310 UTAH AVE., SUITE 150
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
4
1
a4.xml
4
X0306
4
2018-10-01
0
0001382101
SUTRO BIOPHARMA INC
STRO
0001419187
Skyline Venture Partners V LP
525 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
0001434887
Skyline Venture Management V, LLC
525 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
0001277503
KANEKO YASUNORI
525 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
Common Stock
2018-10-01
4
C
0
925578
A
925578
I
By Skyline Venture Partners V, L.P.
Common Stock
2018-10-01
4
C
0
520264
A
1445842
I
By Skyline Venture Partners V, L.P.
Common Stock
2018-10-01
4
C
0
514211
A
1960053
I
By Skyline Venture Partners V, L.P.
Series C Preferred Stock
2018-10-01
4
C
0
25015635
0
D
Common Stock
925578
0
I
By Skyline Venture Partners V, L.P.
Series D Preferred Stock
2018-10-01
4
C
0
12846023
0
D
Common Stock
520264
0
I
By Skyline Venture Partners V, L.P.
Series E Preferred Stock
2018-10-01
4
C
0
18698578
0
D
Common Stock
514211
0
I
By Skyline Venture Partners V, L.P.
Each share of the issuer's Series C Preferred Stock automatically converted into 0.0370 share of the issuer's Common Stock on October 1, 2018 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-227103) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.
These securities are held of record by Skyline Venture Partners V, L.P. ("Skyline L.P."). Skyline Venture Management V, LLC ("Skyline Management") is the general partner of Skyline L.P. John G. Freund and Yasunori Kaneko, are the managing directors of Skyline Management, and each may be deemed to share voting and investment power over the securities held by Skyline L.P. and disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Mr. Freund is a director of the Issuer and, accordingly, files separate Section 16 reports.
Each share of the issuer's Series D Preferred Stock automatically converted into 0.0405 share of the issuer's Common Stock on October 1, 2018 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
Each share of the issuer's Series E Preferred Stock automatically converted into 0.0275 share of the issuer's Common Stock on October 1, 2018 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
Skyline Venture Partners V, L.P. By: Skyline Venture Management V, LLC Its: General Partner /s/ Kerensa Kenny, Attorney-in-Fact
2018-10-03
Skyline Venture Management V, LLC /s/ Kerensa Kenny, Attorney-in-Fact
2018-10-03
Yasunori Kaneko /s/ Kerensa Kenny, Attorney-in-Fact
2018-10-03