0001104659-20-043229.txt : 20200403 0001104659-20-043229.hdr.sgml : 20200403 20200403172002 ACCESSION NUMBER: 0001104659-20-043229 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200401 FILED AS OF DATE: 20200403 DATE AS OF CHANGE: 20200403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SBLENDORIO GLENN CENTRAL INDEX KEY: 0001277478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36080 FILM NUMBER: 20774660 MAIL ADDRESS: STREET 1: 3 TIMES SQAURE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IVERIC bio, Inc. CENTRAL INDEX KEY: 0001410939 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 208185347 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 212-845-8200 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 FORMER COMPANY: FORMER CONFORMED NAME: Ophthotech Corp. DATE OF NAME CHANGE: 20070828 4 1 a4.xml 4 X0306 4 2020-04-01 0 0001410939 IVERIC bio, Inc. ISEE 0001277478 SBLENDORIO GLENN C/O IVERIC BIO, INC. ONE PENN PLAZA, 35TH FLOOR NEW YORK NY 10119 1 1 0 0 President and CEO Common Stock 2020-04-01 4 M 0 18750 A 225061 D Restricted Stock Units 2020-04-01 4 M 0 18750 0 D Common Stock 18750 0 D Restricted stock units converted into common stock on a one-for-one basis upon vesting of the units. This total includes 6,507 shares acquired by the Reporting Person on March 16, 2020 under the Registrant's 2016 Employee Stock Purchase Plan. On April 1, 2016, the Reporting Person was granted an award of 75,000 restricted stock units, which vests with respect to 25% of the shares subject to the award on each of the first, second, third and fourth anniversaries of the grant date, subject to continued employment with the Registrant and the other terms and conditions under the Registrant's 2013 Stock Incentive Plan. In December 2019, the Reporting Person terminated an automatic sale instruction under the Restricted Stock Unit Agreement that was intended to trigger sales of stock to satisfy the Reporting Person's minimum statutory withholding tax obligations with respect to the income recognized by the Reporting Person upon the vesting of the restricted stock units. The Reporting Person has opted to satisfy such withholding tax obligations in cash, in lieu of automatic sales of vested stock. /s/ Todd Anderman, as Attorney-in-Fact for Glenn P. Sblendorio 2020-04-03