0001104659-20-043229.txt : 20200403
0001104659-20-043229.hdr.sgml : 20200403
20200403172002
ACCESSION NUMBER: 0001104659-20-043229
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200401
FILED AS OF DATE: 20200403
DATE AS OF CHANGE: 20200403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SBLENDORIO GLENN
CENTRAL INDEX KEY: 0001277478
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36080
FILM NUMBER: 20774660
MAIL ADDRESS:
STREET 1: 3 TIMES SQAURE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IVERIC bio, Inc.
CENTRAL INDEX KEY: 0001410939
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 208185347
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PENN PLAZA
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10119
BUSINESS PHONE: 212-845-8200
MAIL ADDRESS:
STREET 1: ONE PENN PLAZA
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10119
FORMER COMPANY:
FORMER CONFORMED NAME: Ophthotech Corp.
DATE OF NAME CHANGE: 20070828
4
1
a4.xml
4
X0306
4
2020-04-01
0
0001410939
IVERIC bio, Inc.
ISEE
0001277478
SBLENDORIO GLENN
C/O IVERIC BIO, INC.
ONE PENN PLAZA, 35TH FLOOR
NEW YORK
NY
10119
1
1
0
0
President and CEO
Common Stock
2020-04-01
4
M
0
18750
A
225061
D
Restricted Stock Units
2020-04-01
4
M
0
18750
0
D
Common Stock
18750
0
D
Restricted stock units converted into common stock on a one-for-one basis upon vesting of the units.
This total includes 6,507 shares acquired by the Reporting Person on March 16, 2020 under the Registrant's 2016 Employee Stock Purchase Plan.
On April 1, 2016, the Reporting Person was granted an award of 75,000 restricted stock units, which vests with respect to 25% of the shares subject to the award on each of the first, second, third and fourth anniversaries of the grant date, subject to continued employment with the Registrant and the other terms and conditions under the Registrant's 2013 Stock Incentive Plan. In December 2019, the Reporting Person terminated an automatic sale instruction under the Restricted Stock Unit Agreement that was intended to trigger sales of stock to satisfy the Reporting Person's minimum statutory withholding tax obligations with respect to the income recognized by the Reporting Person upon the vesting of the restricted stock units. The Reporting Person has opted to satisfy such withholding tax obligations in cash, in lieu of automatic sales of vested stock.
/s/ Todd Anderman, as Attorney-in-Fact for Glenn P. Sblendorio
2020-04-03