0001104659-14-070015.txt : 20141003 0001104659-14-070015.hdr.sgml : 20141003 20141003160503 ACCESSION NUMBER: 0001104659-14-070015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141001 FILED AS OF DATE: 20141003 DATE AS OF CHANGE: 20141003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ophthotech Corp. CENTRAL INDEX KEY: 0001410939 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 212-845-8200 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUYER DAVID R CENTRAL INDEX KEY: 0001277476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36080 FILM NUMBER: 141139843 MAIL ADDRESS: STREET 1: 3 TIMES SQUARE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 4 1 a4.xml 4 X0306 4 2014-10-01 0 0001410939 Ophthotech Corp. OPHT 0001277476 GUYER DAVID R C/O OPHTHOTECH CORPORATION ONE PENN PLAZA, 19TH FLOOR NEW YORK NY 10119 1 1 0 0 Chief Executive Officer Common Stock 2014-10-01 4 M 0 12277 10.03 A 12277 D Common Stock 2014-10-01 4 S 0 8355 37.12 D 3872 D Common Stock 2014-10-01 4 S 0 3572 37.61 D 300 D Common Stock 2014-10-01 4 S 0 300 38.65 D 0 D Stock Option (Right To Buy) 10.03 2014-10-01 4 M 0 12227 0.00 D 2023-04-25 Common Stock 12227 37327 D The sales reported on this form were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 15, 2013. These shares were disposed of in multiple transactions on October 1, 2014 at actual sales prices ranging from $36.45 to $37.43 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the staff of the Securities Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. These shares were disposed of in multiple transactions on October 1, 2014 at actual sales prices ranging from $37.45 to $38.13 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the staff of the Securities Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. These shares were disposed of in multiple transactions on October 1, 2014 at actual sales prices ranging from $38.60 to $38.74 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the staff of the Securities Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. This option was granted on April 26, 2013 and vests as to 1/48 of the shares underlying such option each month until April 2018. /s/ Justin Vogel, as Attorney-in-Fact for David Guyer 2014-10-03