0001179110-16-029036.txt : 20160829
0001179110-16-029036.hdr.sgml : 20160829
20160829113817
ACCESSION NUMBER: 0001179110-16-029036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160825
FILED AS OF DATE: 20160829
DATE AS OF CHANGE: 20160829
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Guggenheim Credit Allocation Fund
CENTRAL INDEX KEY: 0001551949
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0531
BUSINESS ADDRESS:
STREET 1: 227 WEST MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-827-0100
MAIL ADDRESS:
STREET 1: 227 WEST MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: Guggenheim Dynamic Opportunities Fund
DATE OF NAME CHANGE: 20120614
FORMER COMPANY:
FORMER CONFORMED NAME: Guggenheim Dynamic Income Fund
DATE OF NAME CHANGE: 20120608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRIEDRICH ROMAN III
CENTRAL INDEX KEY: 0001277343
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22715
FILM NUMBER: 161856784
MAIL ADDRESS:
STREET 1: 920-800 WEST PENDER STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6C 2V6
4
1
edgar.xml
FORM 4 -
X0306
4
2016-08-25
0
0001551949
Guggenheim Credit Allocation Fund
GGM
0001277343
FRIEDRICH ROMAN III
18051 CIRCA ORIENTE
RANCHO SANTA FE
CA
92067
1
0
0
1
Trustee
Common Stock
2016-08-25
4
P
0
452
22.10
A
902
D
/s/ Roman Friedrich III by Mark E. Mathiasen Pursuant to Power of Attorney
2016-08-29
EX-24
2
poagfundtrusteesaug2015.txt
POWER OF ATTORNEY
The undersigned,
being a person required
to file statements under
Section 16(a) of the
Securities Exchange Act
of 1934 (the '1934 Act')
and Section 30(h) of the
Investment Company Act of
1940 (the '1940 Act') with
espect to certain closed-end
investment companies advised
or serviced by Guggenheim
Funds Investment Advisors,
LLC or its affiliates, as
listed on Annex A hereto
as may be amended from
time to time
(the 'Guggenheim Closed-End
Funds'), hereby authorizes,
designates and appoints
Amy J. Lee, Mark E. Mathiasen
and Michael P. Megaris to act
as such persons true and lawful
attorney in fact and agents,
each with full power of
substitution and resubstitution
and full power to act alone
and without the other, for the
undersigned and in the
undersigneds name, place
and stead, in any and all
capacities, to execute,
acknowledge, deliver and
file any and all
statements on Form 3,
Form 4 and For 5 and any
successor forms adopted
by the Securities Exchange
Commission (the 'Commission'),
as required by the 1934 Act
and the 1940 Act, and the
rules and regulations
thereunder, and to take such
other actions as such
attorney-in-fact may deem
necessary or appropriate in
connection with such statements
(including without limitation,
completing, executing and filing
with the Commission an
application for EDGAR codes
(i.e., Central Index Key (CIK)
and the CIK confirmation code
(CCC)) on Form ID) hereby
confirming and ratifying all
actions that such attorney
in fact has taken or may take
in reliance hereon. This power
of attorney supersedes any
previous versions of same,
and shall be valid from the
date hereof until the
undersigned no longer has
an obligation to file statements
under the acts cited above with
respect to the Guggenheim
Closed-End Funds, or until
specifically revoked by the
undersigned, and shall be
automatically revoked with
respect to any attorney in
the event that such attorney
is no longer affiliated with
Guggenheim Funds Investment
Advisors, LLC or its affiliates.
IN WITNESS WHEREOF, the
undersigned has executed
this Power of Attorney on the
19th day of August, 2015.
Signature:
/s/ Donald C. Cacciapaglia
/s/ Randall C. Barnes
/s/ Donald A. Chubb, Jr.
/s/ Jerry Farley
/s/ Roman Friedrich
/s/ Robert B. Karn III
/s/ Ronald A. Nyberg
/s/ Maynard Oliverius
/s/ Ronald E. Toupin, Jr.
Annex A
Fiduciary/Claymore MLP
Opportunity Fund (FMO)
Guggenheim Build America
Bonds Managed Duration Trust
(GBAB)
Guggenheim Equal Weight
Enhanced Equity Income Fund
(GEQ)
Guggenheim Enhanced Equity
Strategy Fund (GGE)
Guggenheim Credit Allocation
Fund (GGM)
Guggenheim Strategic
Opportunities Fund (GOF)
Guggenheim Enhanced Equity
Income Fund (GPM)
Guggenheim Energy &
Income Fund (XGEIX)