0001140361-18-016431.txt : 20180402 0001140361-18-016431.hdr.sgml : 20180402 20180402164246 ACCESSION NUMBER: 0001140361-18-016431 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180329 FILED AS OF DATE: 20180402 DATE AS OF CHANGE: 20180402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHILDS JEFFREY J CENTRAL INDEX KEY: 0001277233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33764 FILM NUMBER: 18729547 MAIL ADDRESS: STREET 1: 8410 W BRYN MAWR CITY: CHICAGO STATE: IL ZIP: 60631 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ulta Beauty, Inc. CENTRAL INDEX KEY: 0001403568 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 384022268 FISCAL YEAR END: 0127 BUSINESS ADDRESS: STREET 1: 1000 REMINGTON BLVD STREET 2: SUITE 120 CITY: BOLINGBROOK STATE: IL ZIP: 60440 BUSINESS PHONE: 630-410-4800 MAIL ADDRESS: STREET 1: 1000 REMINGTON BLVD STREET 2: SUITE 120 CITY: BOLINGBROOK STATE: IL ZIP: 60440 FORMER COMPANY: FORMER CONFORMED NAME: Ulta Salon, Cosmetics & Fragrance, Inc. DATE OF NAME CHANGE: 20070618 4 1 doc1.xml FORM 4 X0306 4 2018-03-29 0 0001403568 Ulta Beauty, Inc. ULTA 0001277233 CHILDS JEFFREY J 1000 REMINGTON BLVD SUITE 120 BOLINGBROOK IL 60440 0 1 0 0 Chief Human Resources Officer Common Stock 2018-03-29 4 A 0 1330 0 A 9999 D Common Stock 2018-03-29 4 A 0 535 0 A 10534 D Stock Option (right to buy) 204.27 2018-03-29 4 A 0 5450 0 A 2028-03-29 Common Stock 5450 5450 D Represents 1,330 performance-based restricted share units, which were awarded on March 25, 2016 under the Amended and Restated Ulta Beauty, Inc. 2011 Incentive Award Plan. Each performance-based restricted share unit represents the right to one share of common stock, which vested based on satisfaction of certain performance goals and a time-based service vesting restriction which lapses on March 15, 2019, subject to continued employment. The Company's compensation committee certified on March 29, 2018 that the performance vesting goals were satisfied. Represents a grant of 535 restricted stock units, each representing one share of common stock, vesting 100% on March 15, 2021. The options, representing a right to purchase a total of 5,450 shares of common stock, vesting in 25% annual increments beginning March 15, 2019 and each anniversary thereafter through March 15, 2022. /s/ Jodi J. Caro, as attorney-in-fact for Jeffrey J. Childs 2018-04-02