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Form S-3ASR - Automatic shelf registration statement of securities of well-known seasoned issuers:
SEC Accession No. 0001193125-17-224362
Filing Date
2017-07-10
Accepted
2017-07-07 18:47:08
Documents
59
Effectiveness Date
2017-07-10

Document Format Files

Seq Description Document Type Size
1 FORM S-3ASR d356650ds3asr.htm S-3ASR 2958338
2 FORM OF AMENDED AND RESTATED DISTRIBUTION AGREEMENT - SERIES B d356650dex11.htm EX-1.1 281025
3 FORM OF AMENDED AND RESTATED DISTRIBUTION AGREEMENT - SERIES D d356650dex12.htm EX-1.2 280684
4 FORM OF AMENDED AND RESTATED DISTRIBUTION AGREEMENT - SERIES N d356650dex13.htm EX-1.3 281492
5 FORM OF UNDERWRITING AGREEMENT - 1999 INDENTURE d356650dex15.htm EX-1.5 152665
6 FORM OF UNDERWRITING AGREEMENT - 2008 INDENTURE d356650dex16.htm EX-1.6 156228
7 FORM OF UNDERWRITING AGREEMENT FOR SUBORDINATED DEBT SECURITIES d356650dex17.htm EX-1.7 157150
8 FORM OF UNDERWRITING AGREEMENT FOR PREFERRED STOCK AND DEPOSITARY SHARES d356650dex111.htm EX-1.11 162652
9 FORM OF AMENDED AND RESTATED DISTRIBUTION AGREEMENT - SERIES A d356650dex113.htm EX-1.13 302127
10 FORM OF AMENDED AND RESTATED DISTRIBUTION AGREEMENT - SERIES E d356650dex114.htm EX-1.14 302974
11 CERTIFICATE OF TRUST OF GS CAP VII d356650dex421.htm EX-4.21 5161
12 FORM OF AMENDED AND RESTATED TRUST AGREEMENT-GS CAP VII d356650dex422.htm EX-4.22 371410
13 TRUST AGREEMENT OF GS CAP VII d356650dex423.htm EX-4.23 22923
14 FORM OF AGMT AS TO EXPENSES AND LIABILITIES - GS CAP VII d356650dex424.htm EX-4.24 17316
15 FORM OF GUARANTEE AGREEMENT - GS CAP VII d356650dex425.htm EX-4.25 118549
16 FORM OF FLOATING RATE SENIOR DEBT - 2008 INDENTURE d356650dex436.htm EX-4.36 139286
17 FORM OF FIXED RATE SENIOR DEBT - 2008 INDENTURE d356650dex438.htm EX-4.38 76329
18 FORM OF FIXED/FLOATING RATE SENIOR DEBT - 2008 INDENTURE d356650dex439.htm EX-4.39 145753
19 FORM OF SUBORDINATED DEBT d356650dex440.htm EX-4.40 58245
20 FORM OF FLOATING RATE MEDIUM -TERM NOTE, SERIES N d356650dex443.htm EX-4.43 178904
21 FORM OF FIXED RATE MEDIUM-TERM NOTE, SERIES N d356650dex446.htm EX-4.46 122256
22 SPECIMEN MASTER MEDIUM-TERM NOTE, SERIES N d356650dex456.htm EX-4.56 186373
23 FORM OF FLOATING RATE MEDIUM -TERM NOTE, SERIES E d356650dex472.htm EX-4.72 185244
24 FORM OF FIXED RATE MEDIUM-TERM NOTE, SERIES E d356650dex474.htm EX-4.74 145705
25 SPECIMEN MASTER MEDIUM-TERM NOTE, SERIES E d356650dex477.htm EX-4.77 192929
26 TENTH SUPPLEMENTAL INDENTURE TO SUB DEBT INDENTURE d356650dex489.htm EX-4.89 16751
27 OPINION OF RICHARDS, LAYTON & FINGER, P. A. d356650dex51.htm EX-5.1 14169
28 OPINION OF SULLIVAN & CROMWELL LLP - OMNIBUS d356650dex52.htm EX-5.2 44166
29 OPINION OF SULLIVAN & CROMWELL LLP - GUARANTEES OF SPECIFIED CDS d356650dex53.htm EX-5.3 9880
30 OPINION OF SULLIVAN & CROMWELL LLP - GUARANTEES OF NOTES AND DEPOSIT NOTES d356650dex54.htm EX-5.4 9716
31 OPINION OF SIDLEY AUSTIN LLP - GSG d356650dex55.htm EX-5.5 16382
32 OPINION OF SIDLEY AUSTIN LLP - GSFC d356650dex56.htm EX-5.6 20518
33 TAX OPINION OF SULLIVAN & CROMWELL LLP d356650dex81.htm EX-8.1 4753
34 TAX OPINION OF SIDLEY AUSTIN LLP - GSG d356650dex82.htm EX-8.2 8576
35 TAX OPINION OF SIDLEY AUSTIN LLP - GSFC d356650dex83.htm EX-8.3 9086
36 LETTER RE UNAUDITED INTERIM FINANCIAL INFORMATION d356650dex151.htm EX-15.1 2336
37 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM d356650dex231.htm EX-23.1 2105
38 STATEMENT OF ELIGIBILITY - GSG 1999 INDENTURE d356650dex251.htm EX-25.1 51832
39 STATEMENT OF ELIGIBILITY - GSG 2008 INDENTURE d356650dex252.htm EX-25.2 51832
40 STATEMENT OF ELIGIBILITY - GSG SUB INDENTURE d356650dex253.htm EX-25.3 51836
41 STATEMENT OF ELIGIBILITY - GSG WARRANT INDENTURE d356650dex254.htm EX-25.4 51824
42 STATEMENT OF ELIGIBILITY - GS CAP I TRUST AGREEMENT d356650dex255.htm EX-25.5 51945
43 STATEMENT OF ELIGIBILITY - GS CAP II TRUST AGREEMENT d356650dex256.htm EX-25.6 51948
44 STATEMENT OF ELIGIBILITY - GS CAP III TRUST AGREEMENT d356650dex257.htm EX-25.7 51951
45 STATEMENT OF ELIGIBILITY - GS CAP VI TRUST AGREEMENT d356650dex258.htm EX-25.8 51948
46 STATEMENT OF ELIGIBILITY - GS CAP VII TRUST AGREEMENT d356650dex259.htm EX-25.9 51951
47 STATEMENT OF ELIGIBILITY - GS CAP I GUARANTEE d356650dex2510.htm EX-25.10 51831
48 STATEMENT OF ELIGIBILITY - GS CAP II GUARANTEE d356650dex2511.htm EX-25.11 51834
49 STATEMENT OF ELIGIBILITY - GS CAP III GUARANTEE d356650dex2512.htm EX-25.12 51837
50 STATEMENT OF ELIGIBILITY - GS CAP VI GUARANTEE d356650dex2513.htm EX-25.13 51834
51 STATEMENT OF ELIGIBILITY - GS CAP VII GUARANTEE d356650dex2514.htm EX-25.14 51837
52 STATEMENT OF ELIGIBILITY - GSFC 2007 INDENTURE d356650dex2515.htm EX-25.15 55165
53 STATEMENT OF ELIGIBILITY - GSFC 2008 INDENTURE d356650dex2516.htm EX-25.16 55165
54 GRAPHIC g35665001.jpg GRAPHIC 5309
55 GRAPHIC g35665002.jpg GRAPHIC 3911
56 GRAPHIC g356650g04k56.jpg GRAPHIC 5515
57 GRAPHIC g356650g38m82.jpg GRAPHIC 25537
58 GRAPHIC g356650g63v31.jpg GRAPHIC 34887
59 GRAPHIC g356650g90u22.jpg GRAPHIC 7561
  Complete submission text file 0001193125-17-224362.txt   8116286
Mailing Address 200 WEST STREET NEW YORK NY 10282
Business Address 200 WEST STREET NEW YORK NY 10282 2129021000
GOLDMAN SACHS GROUP INC (Filer) CIK: 0000886982 (see all company filings)

IRS No.: 134019460 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-3ASR | Act: 33 | File No.: 333-219206 | Film No.: 17956055
SIC: 6211 Security Brokers, Dealers & Flotation Companies

Mailing Address
Business Address GOLDMAN SACHS GROUP INC 85 BROAD STREET NEW YORK NY 10004 2129021000
GOLDMAN SACHS CAPITAL I (Filer) CIK: 0001277121 (see all company filings)

IRS No.: 206109925 | State of Incorp.: DE
Type: S-3ASR | Act: 33 | File No.: 333-219206-01 | Film No.: 17956056

Mailing Address C/O GOLDMAN SACHS GROUP INC 200 WEST STREET NEW YORK NY 10282
Business Address C/O GOLDMAN SACHS GROUP INC 200 WEST STREET NEW YORK NY 10282 2129021000
GOLDMAN SACHS CAPITAL II (Filer) CIK: 0001277127 (see all company filings)

IRS No.: 206109972 | State of Incorp.: DE
Type: S-3ASR | Act: 33 | File No.: 333-219206-03 | Film No.: 17956058

Mailing Address C/O THE GOLDMAN SACHS GROUP, INC. 85 BROAD STREET NEW YORK NY 10004
Business Address C/O THE GOLDMAN SACHS GROUP, INC. 85 BROAD STREET NEW YORK NY 10004 212-902-1000
Goldman Sachs Capital VI (Filer) CIK: 0001318841 (see all company filings)

IRS No.: 342036414 | State of Incorp.: DE
Type: S-3ASR | Act: 33 | File No.: 333-219206-05 | Film No.: 17956060

Mailing Address C/O THE GOLDMAN SACHS GROUP, INC. 200 WEST STREET NEW YORK NY 10282
Business Address C/O THE GOLDMAN SACHS GROUP, INC. 200 WEST STREET NEW YORK NY 10282 212-902-1000
Goldman Sachs Capital III (Filer) CIK: 0001318844 (see all company filings)

IRS No.: 342036412 | State of Incorp.: DE
Type: S-3ASR | Act: 33 | File No.: 333-219206-04 | Film No.: 17956059

Mailing Address C/O THE GOLDMAN SACHS GROUP, INC. 200 WEST STREET NEW YORK NY 10282
Business Address C/O THE GOLDMAN SACHS GROUP, INC. 200 WEST STREET NEW YORK NY 10282 212-902-1000
GS Finance Corp. (Filer) CIK: 0001419828 (see all company filings)

IRS No.: 260785112 | State of Incorp.: DE | Fiscal Year End: 1130
Type: S-3ASR | Act: 33 | File No.: 333-219206-02 | Film No.: 17956057
SIC: 6211 Security Brokers, Dealers & Flotation Companies

Mailing Address C/O THE GOLDMAN SACHS GROUP, INC. 200 WEST STREET NEW YORK NY 10282
Business Address C/O THE GOLDMAN SACHS GROUP, INC. 200 WEST STREET NEW YORK NY 10282 212-902-1000
Goldman Sachs Capital VII (Filer) CIK: 0001711023 (see all company filings)

IRS No.: 826291478 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-3ASR | Act: 33 | File No.: 333-219206-06 | Film No.: 17956061