-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OMGCgEJRX7IGmzJbrHlyx/pRdujNBlxpbbtEg7bIqPVuM9C0SICSDkMFGt6Fuz3B zExG0taNlW3u7HeX0DwJ4Q== 0001019687-08-002565.txt : 20080605 0001019687-08-002565.hdr.sgml : 20080605 20080605160601 ACCESSION NUMBER: 0001019687-08-002565 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080604 FILED AS OF DATE: 20080605 DATE AS OF CHANGE: 20080605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: James River Coal CO CENTRAL INDEX KEY: 0001297720 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 541602012 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-780-3000 MAIL ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIPPERMAN JOSEPH H CENTRAL INDEX KEY: 0001276913 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51129 FILM NUMBER: 08883256 BUSINESS ADDRESS: BUSINESS PHONE: 5403421831 MAIL ADDRESS: STREET 1: PO BOX 13948 CITY: ROANOKE STATE: VA ZIP: 24038-3948 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-06-04 0001297720 James River Coal CO JRCC 0001276913 VIPPERMAN JOSEPH H 901 E.BYRD STREET SUITE 1600 RICHMOND VA 23219 1 0 0 0 Common Stock 2008-06-04 4 M 0 10000 33.75 A 18000 D Common Stock 2008-06-04 4 M 0 3333 31.70 A 21333 D Common Stock 2008-06-04 4 M 0 1667 14.60 A 23000 D Common Stock 2008-06-04 4 S 0 2900 37.80 D 20100 D Common Stock 2008-06-04 4 S 0 100 37.90 D 20000 D Common Stock 2008-06-04 4 S 0 1000 38.12 D 19000 D Common Stock 2008-06-04 4 S 0 2000 38.20 D 17000 D Common Stock 2008-06-04 4 S 0 600 39.05 D 16400 D Common Stock 2008-06-04 4 S 0 1000 39.10 D 15400 D Common Stock 2008-06-04 4 S 0 1000 39.11 D 14400 D Common Stock 2008-06-04 4 S 0 1000 39.12 D 13400 D Common Stock 2008-06-04 4 S 0 1000 39.16 D 12400 D Common Stock 2008-06-04 4 S 0 1000 39.17 D 11400 D Common Stock 2008-06-04 4 S 0 1000 39.19 D 10400 D Common Stock 2008-06-04 4 S 0 1400 39.20 D 9000 D Common Stock 2008-06-04 4 S 0 1000 39.22 D 8000 D Stock Option (Right to Buy) 33.75 2008-06-04 4 M 0 10000 0 D 2015-06-06 Common Stock 10000 0 D Stock Option (Right to Buy) 31.70 2008-06-04 4 M 0 3333 0 D 2016-05-22 Common Stock 3333 1667 D Stock Option (Right to Buy) 14.60 2008-06-04 4 M 0 1667 0 D 2017-05-25 Common Stock 1667 3333 D The option vested in three equal annual installments, beginning on 5/25/2006. The option vests in three equal annual installments, beginning on 5/25/2007. The option vests in three equal annual installments, beginning on 5/25/2008. /s/ Samuel M. Hopkins II, attorney-in-fact for Joseph H. Vipperman 2008-06-05 -----END PRIVACY-ENHANCED MESSAGE-----