N-PX 1 divadvfund-npx.txt As filed with the Securities and Exchange Commission on August 29, 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21499 NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC. --------------------------------------------- (Exact Name of the Registrant as Specified in Charter) 605 Third Avenue, 2nd Floor New York, New York 10158-0180 (Address of Principal Executive Offices - Zip Code) Registrant's telephone number, including area code: (212) 476-8800 Peter E. Sundman, Chief Executive Officer Neuberger Berman Dividend Advantage Fund Inc. 605 Third Avenue, 2nd Floor New York, New York 10158-0180 Arthur Delibert, Esq. K&L Gates LLP 1601 K Street, N.W. Washington, D.C. 20006-1600 (Names and Addresses of agents for service) Date of fiscal year end: October 31, 2008 Date of reporting period:July 1, 2007 to June 30, 2008 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (s.s. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31, of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended, June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection and policymaking roles. A registrant is required to disclose the information specified by Form N- PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained on Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden of the Secretary, Securities of Exchange Commission, 100 F Street, NE, Washington DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. s. 3507. ITEM 1. PROXY VOTING RECORD. Neuberger Berman Dividend Advantage Fund Inc. 07/01/2007 - 06/30/2008 -------------------------------------------------------------------------------------------------------------------------------- 3M Company TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Alvarado Mgmt For For For 1.2 Elect George Buckley Mgmt For For For 1.3 Elect Vance Coffman Mgmt For For For 1.4 Elect Michael Eskew Mgmt For For For 1.5 Elect W. James Farrell Mgmt For For For 1.6 Elect Herbert Henkel Mgmt For For For 1.7 Elect Edward Liddy Mgmt For For For 1.8 Elect Robert Morrison Mgmt For For For 1.9 Elect Aulana Peters Mgmt For For For 1.10 Elect Robert Ulrich Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 TO APPROVE THE LONG-TERM INCENTIVE PLAN. Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Abbott Laboratories Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roxanne Austin Mgmt For For For 1.2 Elect William Daley Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect William Osborn Mgmt For For For 1.6 Elect David Owen Mgmt For For For 1.7 Elect Boone Powell Jr. Mgmt For For For 1.8 Elect W. Ann Reynolds Mgmt For For For 1.9 Elect Roy Roberts Mgmt For For For 1.10 Elect Samuel Scott III Mgmt For Withhold Against 1.11 Elect William Smithburg Mgmt For Withhold Against 1.12 Elect Glenn Tilton Mgmt For For For 1.13 Elect Miles White Mgmt For For For 2 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS Mgmt For For For 3 SHAREHOLDER PROPOSAL - ACCESS TO MEDICINES ShrHoldr Against Against For 4 SHAREHOLDER PROPOSAL - ADVISORY VOTE ShrHoldr Against For Against -------------------------------------------------------------------------------------------------------------------------------- Acadia Realty Trust TICKER SECURITY ID: MEETING DATE MEETING STATUS AKR CUSIP 004239109 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Bernstein Mgmt For For For 1.2 Elect Douglas Crocker II Mgmt For For For 1.3 Elect Suzanne Hopgood Mgmt For Withhold Against 1.4 Elect Lorrence Kellar Mgmt For Withhold Against 1.5 Elect Wendy Luscombe Mgmt For For For 1.6 Elect William Spitz Mgmt For For For 1.7 Elect Lee Wielansky Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------------- Alexandria Real Estate Equity Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS ARE CUSIP 015271109 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joel Marcus Mgmt For For For 1.2 Elect James Richardson Mgmt For For For 1.3 Elect Richard Jennings Mgmt For Withhold Against 1.4 Elect John Atkins, III Mgmt For For For 1.5 Elect Richard Klein Mgmt For For For 1.6 Elect Martin Simonetti Mgmt For For For 1.7 Elect Alan Walton Mgmt For For For 2 Amendment to the 1997 Stock Award and Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For Against Against -------------------------------------------------------------------------------------------------------------------------------- AMB Property Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: T. ROBERT BURKE Mgmt For For For 2 ELECTION OF DIRECTOR: DAVID A. COLE Mgmt For For For 3 ELECTION OF DIRECTOR: LYDIA H. KENNARD Mgmt For For For 4 ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For Against Against 5 ELECTION OF DIRECTOR: HAMID R. MOGHADAM Mgmt For For For 6 ELECTION OF DIRECTOR: FREDERICK W. REID Mgmt For For For 7 ELECTION OF DIRECTOR: JEFFREY L. SKELTON Mgmt For For For 8 ELECTION OF DIRECTOR: THOMAS W. TUSHER Mgmt For For For 9 ELECTION OF DIRECTOR: CARL B. WEBB Mgmt For For For 10 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Analog Devices Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 03/11/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Doyle Mgmt For For For 1.2 Elect Paul Severino Mgmt For Withhold Against 1.3 Elect Ray Stata Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of a Majority Vote for Election of Directors Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Annaly Mortgage Management Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS NLY CUSIP 035710409 04/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase in Authorized Common Stock Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------------- Archstone Smith Trust TICKER SECURITY ID: MEETING DATE MEETING STATUS ASN CUSIP 039583109 08/21/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement pertaining to Tishman Speyer Real Estate Venture and Lehman Brothers Holdings Inc. Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Arthur J Gallagher & Company TICKER SECURITY ID: MEETING DATE MEETING STATUS AJG CUSIP 363576109 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elbert Hand Mgmt For For For 1.2 Elect Kay McCurdy Mgmt For Withhold Against 1.3 Elect Norman Rosenthal Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Requirement Mgmt For For For 4 Elimination of Classified Board Mgmt For For For 5 LIMITATION OF LIABILITY OF DIRECTORS UNDER DELAWARE LAW. Mgmt For For For 6 Amendments to the Certificate of Incorporation Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For For 2 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Mgmt For For For 3 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For 4 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For For 5 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For For 6 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For For For 7 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For 8 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For 9 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For 10 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For 11 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For 12 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For 13 ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Mgmt For For For 14 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For 15 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For For 16 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For
17 PENSION CREDIT POLICY. ShrHoldr Against For Against 18 LEAD INDEPENDENT DIRECTOR BYLAW. ShrHoldr Against For Against 19 SERP POLICY ShrHoldr Against Against For 20 ADVISORY VOTE ON COMPENSATION ShrHoldr Against For Against -------------------------------------------------------------------------------------------------------------------------------- Avalonbay Communities Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bryce Blair Mgmt For For For 1.2 Elect Bruce Choate Mgmt For For For 1.3 Elect John Healy, Jr. Mgmt For For For 1.4 Elect Gilbert Meyer Mgmt For Withhold Against 1.5 Elect Timothy Naughton Mgmt For For For 1.6 Elect Lance Primis Mgmt For For For 1.7 Elect Peter Rummell Mgmt For For For 1.8 Elect H. Jay Sarles Mgmt For For For 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Bank Of America Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For For 2 ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For 4 ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For For 5 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For 6 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For For 7 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For For 8 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For 9 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For 10 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For 11 ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Mgmt For For For 12 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For 13 ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Mgmt For For For 14 ELECTION OF DIRECTOR: MEREDITH R. SPANGLER Mgmt For For For 15 ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For For 16 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For 17 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008 Mgmt For For For 18 STOCKHOLDER PROPOSAL - STOCK OPTIONS ShrHoldr Against Against For 19 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC COMPENSATION ShrHoldr Against For Against
20 STOCKHOLDER PROPOSAL - DETERMINATION OF CEO COMPENSATION ShrHoldr Against Against For 21 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING ShrHoldr Against For Against 22 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN ShrHoldr Against For Against 23 STOCKHOLDER PROPOSAL - SPECIAL SHAREHOLDER MEETINGS ShrHoldr Against For Against 24 STOCKHOLDER PROPOSAL - EQUATOR PRINCIPLES ShrHoldr Against Against For 25 STOCKHOLDER PROPOSAL - HUMAN RIGHTS ShrHoldr Against Against For -------------------------------------------------------------------------------------------------------------------------------- Bank Of New York Mellon Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frank Biondi, Jr. Mgmt For For For 1.2 Elect Ruth Bruch Mgmt For For For 1.3 Elect Nicholas Donofrio Mgmt For For For 1.4 Elect Steven Elliot Mgmt For For For 1.5 Elect Gerald Hassell Mgmt For For For 1.6 Elect Edmund Kelly Mgmt For For For 1.7 Elect Robert Kelly Mgmt For For For 1.8 Elect Richard Kogan Mgmt For For For 1.9 Elect Michael Kowalski Mgmt For For For 1.10 Elect John Luke, Jr. Mgmt For Withhold Against 1.11 Elect Robert Mehrabian Mgmt For For For 1.12 Elect Mark Nordenberg Mgmt For For For 1.13 Elect Catherine Rein Mgmt For For For 1.14 Elect Thomas Renyi Mgmt For For For 1.15 Elect William Richardson Mgmt For For For 1.16 Elect Samuel Scott III Mgmt For For For 1.17 Elect John Surma Mgmt For For For 1.18 Elect Wesley von Schack Mgmt For For For 2 PROPOSAL TO APPROVE THE ADOPTION OF LONG-TERM INCENTIVE PLAN. Mgmt For For For 3 PROPOSAL TO APPROVE THE ADOPTION OF EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For For 4 PROPOSAL TO APPROVE THE ADOPTION OF EXECUTIVE INCENTIVE COMPENSATION PLAN. Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE VOTING. ShrHoldr Against Against For 7 Shareholder Proposal Regarding Advisory Vote on Compensation ShrHoldr Against For Against -------------------------------------------------------------------------------------------------------------------------------- Biomed Realty Trust Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS BMR CUSIP 09063H107 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Gold Mgmt For For For 1.2 Elect Barbara Cambon Mgmt For For For 1.3 Elect Edward Dennis Mgmt For For For 1.4 Elect Richard Gilchrist Mgmt For For For 1.5 Elect Gary Kreitzer Mgmt For For For 1.6 Elect Theodore Roth Mgmt For For For 1.7 Elect M. Faye Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------------- Boston Properties TICKER SECURITY ID: MEETING DATE MEETING STATUS BXP CUSIP 101121101 05/12/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lawrence Bacow Mgmt For Withhold Against 1.2 Elect Zoe Baird Mgmt For Withhold Against 1.3 Elect Alan Patricof Mgmt For Withhold Against 1.4 Elect Martin Turchin Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding the Annual Election of Directors ShrHoldr Against For Against -------------------------------------------------------------------------------------------------------------------------------- BRE Properties Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS BRE CUSIP 05564E106 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paula Downey Mgmt For For For 1.2 Elect Robert Fiddaman Mgmt For For For 1.3 Elect Irving Lyons, III Mgmt For For For 1.4 Elect Edward Mace Mgmt For For For 1.5 Elect Christopher McGurk Mgmt For For For 1.6 Elect Matthew Medeiros Mgmt For For For 1.7 Elect Constance Moore Mgmt For For For 1.8 Elect Jeanne Myerson Mgmt For For For 1.9 Elect Thomas Robinson Mgmt For For For 2 Amendment to the 1999 BRE Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Brookfield Asset Management TICKER SECURITY ID: MEETING DATE MEETING STATUS BAM CUSIP 112585104 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Re-elect Marcel Coutu Mgmt For For For 1.2 Elect Maureen Darkes Mgmt For For For 1.3 Re-elect Lance Liebman Mgmt For For For 1.4 Re-elect G. Wallace McCain Mgmt For For For 1.5 Re-elect Frank McKenna Mgmt For For For 1.6 Re-elect Jack Mintz Mgmt For For For 1.7 Elect Patricia Newsom Mgmt For For For 1.8 Re-elect James Pattison Mgmt For For For 2 Appointment of Auditor and Authority to Set Fees Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Brookfield Properties Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS BPO CUSIP 112900105 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Decrease in Board Size Mgmt For For For 2 Amendment to Stock Option Plan Mgmt For For For 3.1 Re-elect Gordon Arnell Mgmt For Withhold Against 3.2 Re-elect William Cahill Mgmt For For For 3.3 Re-elect Richard Clark Mgmt For For For
3.4 Re-elect Jack Cockwell Mgmt For For For 3.5 Re-elect J. Bruce Flatt Mgmt For For For 3.6 Re-elect Roderick Fraser Mgmt For For For 3.7 Re-elect Paul McFarlane Mgmt For For For 3.8 Re-elect Allan Olson Mgmt For For For 3.9 Re-elect Linda Rabbitt Mgmt For For For 3.10 Re-elect Robert Stelzl Mgmt For For For 3.11 Re-elect Diana Taylor Mgmt For For For 3.12 Re-elect John E. Zuccotti Mgmt For Withhold Against 4 Appointment of Auditor and Authority to Set Fees Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Camden Property Trust TICKER SECURITY ID: MEETING DATE MEETING STATUS CPT CUSIP 133131102 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Campo Mgmt For For For 1.2 Elect William Cooper Mgmt For For For 1.3 Elect Scott Ingraham Mgmt For For For 1.4 Elect Lewis Levey Mgmt For For For 1.5 Elect William McGuire, Jr. Mgmt For Withhold Against 1.6 Elect William Paulsen Mgmt For Withhold Against 1.7 Elect D. Keith Oden Mgmt For For For 1.8 Elect F. Gardner Parker Mgmt For For For 1.9 Elect Steven Webster Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Canadian Oil Sands Trust TICKER SECURITY ID: MEETING DATE MEETING STATUS COSWF CUSIP 13642L100 04/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appointment of Auditor and Authority to Set Fees Mgmt For For For 2.1 Re-elect Charles Shultz Mgmt For For For 2.2 Elect Ian Bourne Mgmt For For For 2.3 Re-elect Marcel Coutu Mgmt For For For 2.4 Re-elect Donald Lowry Mgmt For For For 2.5 Re-elect Donald Mazankowski Mgmt For Withhold Against 2.6 Re-elect Wayne Newhouse Mgmt For For For 2.7 Re-elect Brant Sangster Mgmt For For For 2.8 Re-elect Wesley Twiss Mgmt For Withhold Against 2.9 Re-elect John Zaozirny Mgmt For Withhold Against 3 Appointment of Auditor and Authority to Set Fees Mgmt For For For 4 Amendment to Trust Indenture to Authorize Unit Repurchases Mgmt For For For 5 Renew Unit Option Incentive Plan Mgmt For For For 6 Amendment to Unit Option Incentive Plan Mgmt For Against Against
-------------------------------------------------------------------------------------------------------------------------------- Caterpillar Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/11/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Frank Blount Mgmt For For For 1.2 Elect John Brazil Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Gail Fosler Mgmt For For For 1.5 Elect Peter Magowan Mgmt For For For 2 RATIFY AUDITORS Mgmt For For For 3 STOCKHOLDER PROPOSAL-ANNUAL ELECTION OF DIRECTORS ShrHoldr Against For Against 4 STOCKHOLDER PROPOSAL-DIRECTOR ELECTION MAJORITY VOTE STANDARD ShrHoldr Against For Against 5 STOCKHOLDER PROPOSAL-FOREIGN MILITARY SALES ShrHoldr Against Against For -------------------------------------------------------------------------------------------------------------------------------- CBS Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBS CUSIP 124857202 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Andelman Mgmt For For For 1.2 Elect Joseph Califano, Jr. Mgmt For For For 1.3 Elect William Cohen Mgmt For Withhold Against 1.4 Elect Gary Countryman Mgmt For For For 1.5 Elect Charles Gifford Mgmt For Withhold Against 1.6 Elect Leonard Goldberg Mgmt For For For 1.7 Elect Bruce Gordon Mgmt For Withhold Against 1.8 Elect Linda Griego Mgmt For For For 1.9 Elect Arnold Kopelson Mgmt For For For 1.10 Elect Leslie Moonves Mgmt For For For 1.11 Elect Doug Morris Mgmt For For For 1.12 Elect Shari Redstone Mgmt For For For 1.13 Elect Sumner Redstone Mgmt For For For 1.14 Elect Frederic Salerno Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Citigroup Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG Mgmt For Against Against 2 ELECTION OF DIRECTOR: ALAIN J.P. BELDA Mgmt For Against Against 3 ELECTION OF DIRECTOR: SIR WINFRIED BISCHOFF Mgmt For Against Against 4 ELECTION OF DIRECTOR: KENNETH T. DERR Mgmt For Against Against 5 ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For Against Against 6 ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ Mgmt For For For 7 ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For Against Against 8 ELECTION OF DIRECTOR: ANNE MULCAHY Mgmt For Against Against
9 ELECTION OF DIRECTOR: VIKRAM PANDIT Mgmt For For For 10 ELECTION OF DIRECTOR: RICHARD D. PARSONS Mgmt For Against Against 11 ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For Against Against 12 ELECTION OF DIRECTOR: ROBERT E. RUBIN Mgmt For For For 13 ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For For 14 ELECTION OF DIRECTOR: FRANKLIN A. THOMAS Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Disclosure of Prior Government Service ShrHoldr Against Against For 17 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For 18 Shareholder Proposal Regarding Restricting Executive Compensation ShrHoldr Against Against For 19 Shareholder Proposal Regarding Double Board Nominees ShrHoldr Against Against For 20 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE EQUATOR PRINCIPLES. ShrHoldr Against Against For 21 Shareholder Proposal Regarding Responsible Employment Principles ShrHoldr Against Against For 22 STOCKHOLDER PROPOSAL REQUESTING THAT CITI AMEND ITS GHG EMISSIONS POLICIES. ShrHoldr Against Against For 23 Shareholder Proposal Regarding Reporting on Human Rights Issues ShrHoldr Against Against For 24 STOCKHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN. ShrHoldr Against For Against 25 Shareholder Proposal Regarding Advisory Vote on Compensation ShrHoldr Against For Against 26 Vote Confidentiality Mgmt N/A For N/A -------------------------------------------------------------------------------------------------------------------------------- Corporate Office Properties Trust TICKER SECURITY ID: MEETING DATE MEETING STATUS OFC CUSIP 22002T108 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert L. Denton Mgmt For For For 1.2 Elect Randall M. Griffin Mgmt For For For 2 ELIMINATION OF THE CLASSIFICATION OF OUR BOARD OF TRUSTEES. Mgmt For For For 3 ADOPTION OF THE 2008 OMNIBUS EQUITY AND INCENTIVE PLAN. Mgmt For For For 4 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Corrections Corp. Of America TICKER SECURITY ID: MEETING DATE MEETING STATUS CXW CUSIP 22025Y407 05/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Andrews Mgmt For For For 1.2 Elect John Ferguson Mgmt For For For 1.3 Elect Donna Alvarado Mgmt For For For
1.4 Elect Lucius Burch, III Mgmt For For For 1.5 Elect John Correnti Mgmt For For For 1.6 Elect Dennis DeConcini Mgmt For For For 1.7 Elect John Horne Mgmt For For For 1.8 Elect C. Michael Jacobi Mgmt For For For 1.9 Elect Thurgood Marshall, Jr. Mgmt For For For 1.10 Elect Charles Overby Mgmt For Withhold Against 1.11 Elect John Prann, Jr. Mgmt For For For 1.12 Elect Joseph Russell Mgmt For For For 1.13 Elect Henri Wedell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Requesting a Report on Political Contributions ShrHoldr Against Against For -------------------------------------------------------------------------------------------------------------------------------- Crystal River Capital Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS CRZ CUSIP 229393301 06/10/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rodman Drake Mgmt For Withhold Against 1.2 Elect Clifford Lai Mgmt For For For 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Developers Diversified Realty Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS DDR CUSIP 251591103 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dean Adler Mgmt For For For 1.2 Elect Terrance Ahern Mgmt For Withhold Against 1.3 Elect Robert Gidel Mgmt For For For 1.4 Elect Victor MacFarlane Mgmt For Withhold Against 1.5 Elect Craig Macnab Mgmt For Withhold Against 1.6 Elect Scott Roulston Mgmt For For For 1.7 Elect Barry Sholem Mgmt For Withhold Against 1.8 Elect William Summers, Jr. Mgmt For Withhold Against 1.9 Elect Scott Wolstein Mgmt For For For 2 2008 Equity-Based Award Plan Mgmt For For For 3 Adoption of a Majority Vote for Election of Directors Mgmt For For For 4 Amendment to Change the Par Value of Common Shares Mgmt For For For 5 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- DIAGEO PLC- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS DEO CUSIP 25243Q205 10/16/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 REPORTS AND ACCOUNTS 2007 Mgmt For For For 2 DIRECTORS REMUNERATION REPORT 2007 Mgmt For For For 3 DECLARATION OF FINAL DIVIDEND Mgmt For For For 4 Re-elect Maria Lilja Mgmt For For For 5 RE-ELECTION OF MR NC ROSE (MEMBER OF EXECUTIVE COMMITTEE) Mgmt For For For 6 Re-elect Paul Walker Mgmt For For For 7 RE-APPOINTMENT AND REMUNERATION OF AUDITOR Mgmt For For For 8 AUTHORITY TO ALLOT RELEVANT SECURITIES Mgmt For For For
9 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For For 10 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For For 11 AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE Mgmt For For For 12 ADOPTION OF DIAGEO PLC 2007 UNITED STATES EMPLOYEE STOCK PURCHASE PLAN Mgmt For For For 13 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Digital Realty Trust Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS DLR CUSIP 253868103 05/05/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Magnuson Mgmt For For For 1.2 Elect Michael Foust Mgmt For For For 1.3 Elect Laurence Chapman Mgmt For For For 1.4 Elect Kathleen Earley Mgmt For Withhold Against 1.5 Elect Ruann Ernst Mgmt For For For 1.6 Elect Dennis Singleton Mgmt For For For 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Eaton Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ned Lautenbach Mgmt For Withhold Against 1.2 Elect John Miller Mgmt For For For 1.3 Elect Gregory Page Mgmt For For For 1.4 Elect Victor Pelson Mgmt For For For 2 APPROVE THE PROPOSED INCREASE IN THE AUTHORIZED NUMBER OF COMMON SHARES Mgmt For For For 3 APPROVE THE PROPOSAL TO ADOPT MAJORITY VOTING IN DIRECTOR ELECTIONS Mgmt For For For 4 Adoption of amendments to the Company's regulations authorizing the Board to make future amendments to the regulations without shareholder approval. Mgmt For Against Against 5 APPROVE THE PROPOSED 2008 STOCK PLAN Mgmt For For For 6 APPROVE THE PROPOSED SENIOR EXECUTIVE INCENTIVE COMPENSATION PLAN Mgmt For For For 7 APPROVE THE PROPOSED EXECUTIVE STRATEGIC INCENTIVE PLAN Mgmt For For For 8 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2008 Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------------- Endurance Specialty Holdings Limited TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bolinder Mgmt For For For 1.2 Elect Brendan O'Neill Mgmt For For For 1.3 Elect Richard Perry Mgmt For For For 1.4 Elect Robert Spass Mgmt For Withhold Against 1.5 Elect Steven Carlsen* Mgmt For For For 1.6 Elect David Cash* Mgmt For For For 1.7 Elect Kenneth LeStrange* Mgmt For For For 1.8 Elect Alan Barlow** Mgmt For For For 1.9 Elect William Bolinder** Mgmt For For For 1.10 Elect Steven Carlsen** Mgmt For For For 1.11 Elect Daniel M. Izard** Mgmt For For For 1.12 Elect Kenneth LeStrange** Mgmt For For For 1.13 Elect Simon Minshall** Mgmt For For For 1.14 Elect Brendan O'Neill** Mgmt For For For 1.15 Elect Alan Barlow*** Mgmt For For For 1.16 Elect William Bolinder*** Mgmt For For For 1.17 Elect Steven Carlsen*** Mgmt For For For 1.18 Elect Daniel M. Izard*** Mgmt For For For 1.19 Elect Kenneth LeStrange*** Mgmt For For For 1.20 Elect Simon Minshall*** Mgmt For Withhold Against 1.21 Elect Brendan O'Neill*** Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Bylaws Mgmt For For For 4 Amendment to the 2007 Equity Incentive Plan Mgmt For For For *Endurance Specialty Insurance Ltd. **Endurance Worldwide Holdings Limited ***Endurance Worldwide Insurance Limited -------------------------------------------------------------------------------------------------------------------------------- Entergy Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: M.S. BATEMAN Mgmt For For For 2 ELECTION OF DIRECTOR: W.F. BLOUNT Mgmt For For For 3 ELECTION OF DIRECTOR: S.D. DEBREE Mgmt For For For 4 ELECTION OF DIRECTOR: G.W. EDWARDS Mgmt For For For 5 ELECTION OF DIRECTOR: A.M. HERMAN Mgmt For For For 6 ELECTION OF DIRECTOR: D.C. HINTZ Mgmt For For For 7 ELECTION OF DIRECTOR: J.W. LEONARD Mgmt For For For 8 ELECTION OF DIRECTOR: S.L. LEVENICK Mgmt For For For 9 ELECTION OF DIRECTOR: J.R. NICHOLS Mgmt For For For 10 ELECTION OF DIRECTOR: W.A. PERCY, II Mgmt For For For 11 ELECTION OF DIRECTOR: W.J. TAUZIN Mgmt For For For 12 ELECTION OF DIRECTOR: S.V. WILKINSON Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. ShrHoldr Against For Against
15 SHAREHOLDER PROPOSAL RELATING TO LIMITATIONS ON MANAGEMENT COMPENSATION. ShrHoldr Against Against For 16 SHAREHOLDER PROPOSAL RELATING TO CORPORATE POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For 17 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS. ShrHoldr Against Against For -------------------------------------------------------------------------------------------------------------------------------- Equity Inns Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS ENN CUSIP 294703103 10/02/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition between Equity Inns, Inc. and Goldman, Sachs & Co. Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Equity One Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/27/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Nathan Hetz Mgmt For Withhold Against 1.6 Elect Chaim Katzman Mgmt For For For 1.7 Elect Peter Linneman Mgmt For For For 1.8 Elect Jeffrey Olson Mgmt For For For 1.9 Elect Dori Segal Mgmt For For For 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Equity Residential TICKER SECURITY ID: MEETING DATE MEETING STATUS EQR CUSIP 29476L107 06/10/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Alexander Mgmt For For For 1.2 Elect Charles Atwood Mgmt For For For 1.3 Elect Stephen Evans Mgmt For For For 1.4 Elect Boone Knox Mgmt For For For 1.5 Elect John Neal Mgmt For For For 1.6 Elect David Neithercut Mgmt For For For 1.7 Elect Desiree Rogers Mgmt For For For 1.8 Elect Sheli Rosenberg Mgmt For For For 1.9 Elect Gerald Spector Mgmt For For For 1.10 Elect B. Joseph White Mgmt For For For 1.11 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------------- Essex Property Trust Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS ESS CUSIP 297178105 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Brady Mgmt For For For 1.2 Elect Robert Larson Mgmt For For For 1.3 Elect Michael Schall Mgmt For For For 1.4 Elect Willard Smith, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Exelon Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: BRUCE DEMARS Mgmt For For For 2 ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For Against Against 3 ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For For 4 ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding a Global Warming Report ShrHoldr Against Against For -------------------------------------------------------------------------------------------------------------------------------- Exxon Mobil Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/28/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Larry Faulkner Mgmt For For For 1.3 Elect William George Mgmt For For For 1.4 Elect James Houghton Mgmt For For For 1.5 Elect Reatha King Mgmt For For For 1.6 Elect Marilyn Nelson Mgmt For For For 1.7 Elect Samuel Palmisano Mgmt For For For 1.8 Elect Steven Reinemund Mgmt For For For 1.9 Elect Walter Shipley Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 47) Mgmt For For For 3 SHAREHOLDER PROPOSALS PROHIBITED (PAGE 49) ShrHoldr Against Against For 4 DIRECTOR NOMINEE QUALIFICATIONS (PAGE 49) ShrHoldr Against Against For 5 BOARD CHAIRMAN AND CEO (PAGE 50) ShrHoldr Against For Against 6 SHAREHOLDER RETURN POLICY (PAGE 52) ShrHoldr Against Against For 7 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 53) ShrHoldr Against For Against 8 EXECUTIVE COMPENSATION REPORT (PAGE 55) ShrHoldr Against Against For 9 INCENTIVE PAY RECOUPMENT (PAGE 57) ShrHoldr Against Against For
10 CORPORATE SPONSORSHIPS REPORT (PAGE 58) ShrHoldr Against Against For 11 POLITICAL CONTRIBUTIONS REPORT (PAGE 60) ShrHoldr Against Against For 12 AMENDMENT OF EEO POLICY (PAGE 61) ShrHoldr Against Against For 13 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 63) ShrHoldr Against Against For 14 ANWR DRILLING REPORT (PAGE 65) ShrHoldr Against Against For 15 GREENHOUSE GAS EMISSIONS GOALS (PAGE 66) ShrHoldr Against For Against 16 CO2 INFORMATION AT THE PUMP (PAGE 68) ShrHoldr Against Against For 17 CLIMATE CHANGE AND TECHNOLOGY REPORT (PAGE 69) ShrHoldr Against Against For 18 ENERGY TECHNOLOGY REPORT (PAGE 70) ShrHoldr Against Against For 19 RENEWABLE ENERGY POLICY (PAGE 71) ShrHoldr Against Against For -------------------------------------------------------------------------------------------------------------------------------- Fannie Mae TICKER SECURITY ID: MEETING DATE MEETING STATUS FNM CUSIP 313586109 12/14/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ashley Mgmt For Withhold Against 1.2 Elect Dennis Beresford Mgmt For For For 1.3 Elect Louis Freeh Mgmt For For For 1.4 Elect Brenda Gaines Mgmt For For For 1.5 Elect Karen Horn Mgmt For For For 1.6 Elect Bridget Macaskill Mgmt For For For 1.7 Elect Daniel Mudd Mgmt For For For 1.8 Elect Leslie Rahl Mgmt For For For 1.9 Elect John Sites, Jr. Mgmt For For For 1.10 Elect Greg Smith Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For Withhold Against 1.12 Elect John Wulff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Stock Compensation Plan of 2003 Mgmt For For For 4 PROPOSAL TO REQUIRE SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. ShrHoldr Against For Against 5 PROPOSAL TO AUTHORIZE CUMULATIVE VOTING. ShrHoldr Against For Against -------------------------------------------------------------------------------------------------------------------------------- Federal Realty Investment Trust TICKER SECURITY ID: MEETING DATE MEETING STATUS FRT CUSIP 313747206 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Warren Thompson Mgmt For For For 2 Elect Donald Wood Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Declassification of the Board ShrHoldr Against For Against
-------------------------------------------------------------------------------------------------------------------------------- Firstenergy Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Addison Mgmt For For For 1.2 Elect Anthony Alexander Mgmt For For For 1.3 Elect Michael Anderson Mgmt For For For 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For For For 1.7 Elect Ernest Novak, Jr. Mgmt For For For 1.8 Elect Catherine Rein Mgmt For For For 1.9 Elect George Smart Mgmt For Withhold Against 1.10 Elect Wes Taylor Mgmt For For For 1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Mgmt For For For 3 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHoldr Against For Against 4 SHAREHOLDER PROPOSAL: ESTABLISH SHAREHOLDER PROPONENT ENGAGEMENT PROCESS ShrHoldr Against Against For 5 SHAREHOLDER PROPOSAL: ADOPT SIMPLE MAJORITY VOTE ShrHoldr Against For Against 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHoldr Against For Against -------------------------------------------------------------------------------------------------------------------------------- Fortune Brands Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS FO CUSIP 349631101 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Goldstein Mgmt For For For 1.2 Elect Pierre Leroy Mgmt For Withhold Against 1.3 Elect A.D. David Mackay Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Annual Election of Directors ShrHoldr Against For Against -------------------------------------------------------------------------------------------------------------------------------- FPL Group Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS FPL CUSIP 302571104 05/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall, II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For Withhold Against 1.4 Elect James Camaren Mgmt For For For 1.5 Elect J. Brian Ferguson Mgmt For For For 1.6 Elect Lewis Hay, III Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Oliver Kingsley, Jr. Mgmt For For For 1.9 Elect Rudy Schupp Mgmt For For For 1.10 Elect Michael Thaman Mgmt For For For
1.11 Elect Hansel Tookes, II Mgmt For For For 1.12 Elect Paul Tregurtha Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 APPROVAL OF THE FPL GROUP EXECUTIVE ANNUAL INCENTIVE PLAN. Mgmt For For For 4 SHAREHOLDER PROPOSAL - GLOBAL WARMING REPORT. ShrHoldr Against Against For -------------------------------------------------------------------------------------------------------------------------------- Freeport-McMoran Copper & Gold TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 07/10/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For Withhold Against 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect J. Bennet Johnston Mgmt For Withhold Against 1.7 Elect Charles Krulak Mgmt For For For 1.8 Elect Bobby Lackey Mgmt For For For 1.9 Elect Jon Madonna Mgmt For For For 1.10 Elect Dustan McCoy Mgmt For For For 1.11 Elect Gabrielle McDonald Mgmt For Withhold Against 1.12 Elect James Moffett Mgmt For For For 1.13 Elect B. M. Rankin, Jr. Mgmt For Withhold Against 1.14 Elect J. Stapleton Roy Mgmt For Withhold Against 1.15 Elect Stephen Siegele Mgmt For For For 1.16 Elect J. Taylor Wharton Mgmt For For For 2 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. Mgmt For For For 3 ADOPTION OF THE PROPOSED AMENDMENTS TO THE 2006 STOCK INCENTIVE PLAN. Mgmt For Against Against -------------------------------------------------------------------------------------------------------------------------------- General Growth Properties Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS GGP CUSIP 370021107 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Bucksbaum Mgmt For For For 1.2 Elect Bernard Freibaum Mgmt For Withhold Against 1.3 Elect Beth Stewart Mgmt For For For 2 RATIFICATION OF THE SELECTION OF INDEPENDENT PUBLIC ACCOUNTANTS. Mgmt For For For 3 STOCKHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. ShrHoldr Against For Against -------------------------------------------------------------------------------------------------------------------------------- GREAT LAKES DREDGE & DOCK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GLDD CUSIP 390607109 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Deutsch Mgmt For For For 1.2 Elect Nathan Leight Mgmt For Withhold Against 1.3 Elect Douglas Mackie Mgmt For For For 2 Ratification of Auditor Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------------- GREAT LAKES DREDGE & DOCK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GLDD CUSIP 390607109 11/07/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Grissom Mgmt For For For 1.2 Elect Jonathan Berger Mgmt For For For 2 2007 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Hartford Financial Services Group TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: RAMANI AYER Mgmt For For For 2 ELECTION OF DIRECTOR: RAMON DE OLIVEIRA Mgmt For For For 3 ELECTION OF DIRECTOR: TREVOR FETTER Mgmt For For For 4 ELECTION OF DIRECTOR: EDWARD J. KELLY, III Mgmt For For For 5 ELECTION OF DIRECTOR: PAUL G. KIRK, JR. Mgmt For For For 6 ELECTION OF DIRECTOR: THOMAS M. MARRA Mgmt For For For 7 ELECTION OF DIRECTOR: GAIL J. MCGOVERN Mgmt For For For 8 ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For For 9 ELECTION OF DIRECTOR: CHARLES B. STRAUSS Mgmt For For For 10 ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For For 11 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Home Properties Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS HME CUSIP 437306103 05/01/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Josh Fidler Mgmt For For For 1.2 Elect Alan Gosule Mgmt For For For 1.3 Elect Leonard Helbig, III Mgmt For For For 1.4 Elect Roger Kober Mgmt For For For 1.5 Elect Norman Leenhouts Mgmt For For For 1.6 Elect Nelson Leenhouts Mgmt For For For 1.7 Elect Edward Pettinella Mgmt For For For 1.8 Elect Clifford Smith, Jr. Mgmt For For For 1.9 Elect Paul Smith Mgmt For For For 1.10 Elect Amy Tait Mgmt For Withhold Against 2 TO APPROVE THE COMPANY'S 2008 STOCK BENEFIT PLAN. Mgmt For For For 3 TO APPROVE AN AMENDMENT TO THE COMPANY'S DEFERRED BONUS PLAN. Mgmt For For For 4 Ratification of Auditor Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------------- Host Marriott Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/14/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: ROBERT M. BAYLIS Mgmt For Against Against 2 ELECTION OF DIRECTOR: TERENCE C. GOLDEN Mgmt For For For 3 ELECTION OF DIRECTOR: ANN M. KOROLOGOS Mgmt For For For 4 ELECTION OF DIRECTOR: RICHARD E. MARRIOTT Mgmt For For For 5 ELECTION OF DIRECTOR: JUDITH A. MCHALE Mgmt For For For 6 ELECTION OF DIRECTOR: JOHN B. MORSE, JR. Mgmt For For For 7 ELECTION OF DIRECTOR: W. EDWARD WALTER Mgmt For For For 8 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- HSBC HOLDINGS PLC -ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS HBC CUSIP 404280406 05/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 TO RECEIVE THE REPORT AND ACCOUNTS FOR 2007 Mgmt For For For 2 TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR 2007 Mgmt For Against Against 3 TO RE-ELECT S A CATZ A DIRECTOR Mgmt For For For 4 TO RE-ELECT V H C CHENG A DIRECTOR Mgmt For For For 5 TO RE-ELECT J D COOMBE A DIRECTOR Mgmt For For For 6 TO RE-ELECT J L DURAN A DIRECTOR Mgmt For For For 7 TO RE-ELECT D J FLINT A DIRECTOR Mgmt For For For 8 TO RE-ELECT A A FLOCKHART A DIRECTOR Mgmt For For For 9 TO RE-ELECT W K L FUNG A DIRECTOR Mgmt For Against Against 10 TO RE-ELECT S T GULLIVER A DIRECTOR Mgmt For For For 11 TO RE-ELECT J W J HUGHES-HALLETT A DIRECTOR Mgmt For For For 12 TO RE-ELECT W S H LAIDLAW A DIRECTOR Mgmt For For For 13 TO RE-ELECT N R N MURTHY A DIRECTOR Mgmt For For For 14 TO RE-ELECT S W NEWTON A DIRECTOR Mgmt For For For 15 Appointment of Auditor and Authority to Set Fees Mgmt For For For 16 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For For 17 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) Mgmt For For For 18 TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES Mgmt For For For 19 TO ALTER THE ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) Mgmt For Against Against 20 Adopt New Articles of Association Mgmt For For For 21 TO AMEND THE RULES OF THE HSBC SHARE PLAN Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------------- Intel Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: CRAIG R. BARRETT Mgmt For For For 2 ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For Against Against 3 ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For Against Against 4 ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For For 5 ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For For 6 ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For For 7 ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For For 8 ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For For 9 ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For For 10 ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For For 11 ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Establishing a Board Committee on Sustainability ShrHoldr Against Against For -------------------------------------------------------------------------------------------------------------------------------- ITC Holdings Corporation TICKER SECURITY ID: MEETING DATE MEETING STATUS ITC CUSIP 465685105 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Jepsen Mgmt For For For 1.2 Elect Richard McLellan Mgmt For Withhold Against 1.3 Elect William Museler Mgmt For For For 1.4 Elect Hazel R. O'Leary Mgmt For For For 1.5 Elect Gordon Bennett Stewart, III Mgmt For For For 1.6 Elect Lee Stewart Mgmt For For For 1.7 Elect Joseph Welch Mgmt For For For 2 Amendment to the 2006 Long Term Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Johnson & Johnson TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Coleman Mgmt For Withhold Against 1.2 Elect James Cullen Mgmt For Withhold Against 1.3 Elect Michael Johns Mgmt For Withhold Against 1.4 Elect Arnold Langbo Mgmt For For For 1.5 Elect Susan Lindquist Mgmt For For For 1.6 Elect Leo Mullin Mgmt For For For 1.7 Elect William Perez Mgmt For Withhold Against 1.8 Elect Christine Poon Mgmt For For For 1.9 Elect Charles Prince Mgmt For Withhold Against
1.10 Elect Steven Reinemund Mgmt For Withhold Against 1.11 Elect David Satcher Mgmt For For For 1.12 Elect William Weldon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Advisory Vote on Compensation ShrHoldr Against For Against -------------------------------------------------------------------------------------------------------------------------------- JP Morgan Chase & Company TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/20/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For For 2 ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For For 3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For 4 ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For For 5 ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For For 6 ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For For 7 ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For For 8 ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For For 9 ELECTION OF DIRECTOR: ROBERT I. LIPP Mgmt For For For 10 ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For Against Against 11 ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For For 12 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For For 13 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Mgmt For For For 14 APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE PLAN Mgmt For Against Against 15 REAPPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN Mgmt For For For 16 GOVERNMENTAL SERVICE REPORT ShrHoldr Against Against For 17 POLITICAL CONTRIBUTIONS REPORT ShrHoldr Against Against For 18 INDEPENDENT CHAIRMAN OF THE BOARD ShrHoldr Against For Against 19 EXECUTIVE COMPENSATION APPROVAL ShrHoldr Against For Against 20 TWO CANDIDATES PER DIRECTORSHIP ShrHoldr Against Against For 21 HUMAN RIGHTS AND INVESTMENT REPORT ShrHoldr Against Against For 22 LOBBYING PRIORITIES REPORT ShrHoldr Against Against For -------------------------------------------------------------------------------------------------------------------------------- Kimco Realty Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS KIM CUSIP 49446R109 05/13/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Kimmel Mgmt For Withhold Against 1.2 Elect Milton Cooper Mgmt For For For 1.3 Elect Richard Dooley Mgmt For Withhold Against 1.4 Elect Michael Flynn Mgmt For For For 1.5 Elect Joe Grills Mgmt For Withhold Against 1.6 Elect David Henry Mgmt For For For 1.7 Elect F. Patrick Hughes Mgmt For Withhold Against 1.8 Elect Frank Lourenso Mgmt For Withhold Against
1.9 Elect Richard Saltzman Mgmt For Withhold Against 1.10 Elect Philip Coviello Mgmt For For For 2 Amendment to the 1998 Equity Participation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Lasalle Hotel Properties TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/24/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Grant the discretion to vote on any other business properly brought before the meeting. Mgmt For Against Against -------------------------------------------------------------------------------------------------------------------------------- Lincoln National Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNC CUSIP 534187109 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Barrett Mgmt For For For 1.2 Elect Dennis Glass Mgmt For For For 1.3 Elect Michael Mee Mgmt For Withhold Against 1.4 Elect David Stonecipher Mgmt For For For 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- M/I Homes Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS MHO CUSIP 55305B101 05/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Alutto Mgmt For For For 1.2 Elect Phillip Creek Mgmt For Withhold Against 1.3 Elect Norman Traeger Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Macerich Company TICKER SECURITY ID: MEETING DATE MEETING STATUS MAC CUSIP 554382101 05/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: DANA K. ANDERSON Mgmt For Against Against 2 ELECTION OF DIRECTOR: DIANA M. LAING Mgmt For For For 3 ELECTION OF DIRECTOR: STANLEY A. MOORE Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------------- Marriott International Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS MAR CUSIP 571903202 05/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: J.W. MARRIOTT, JR. Mgmt For For For 2 ELECTION OF DIRECTOR: JOHN W. MARRIOTT III Mgmt For For For 3 ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For For 4 ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For For 5 ELECTION OF DIRECTOR: DEBRA L. LEE Mgmt For For For 6 ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For For 7 ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For For 8 ELECTION OF DIRECTOR: HARRY J. PEARCE Mgmt For For For 9 ELECTION OF DIRECTOR: WILLIAM J. SHAW Mgmt For For For 10 ELECTION OF DIRECTOR: LAWRENCE M. SMALL Mgmt For For For 11 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Nationwide Financial Services TICKER SECURITY ID: MEETING DATE MEETING STATUS NFS CUSIP 638612101 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Alutto Mgmt For For For 1.2 Elect Arden Shisler Mgmt For For For 1.3 Elect Alex Shumate Mgmt For For For 1.4 Elect Thomas Zenty III Mgmt For For For 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Nationwide Health Properties Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS NHP CUSIP 638620104 05/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R.Bruce Andrews Mgmt For For For 1.2 Elect Charles Miller Mgmt For For For 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- New Jersey Resources Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS NJR CUSIP 646025106 01/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nina Aversano Mgmt For Withhold Against 1.2 Elect Jane Kenny Mgmt For For For 1.3 Elect David Trice Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------------- New York Community Bancorp Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS NYB CUSIP 649445103 06/11/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dominick Ciampa Mgmt For For For 1.2 Elect William Frederick Mgmt For For For 1.3 Elect Max Kupferberg Mgmt For For For 1.4 Elect Spiros Voutsinas Mgmt For For For 1.5 Elect Robert Wann Mgmt For For For 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- NOKIA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NOK CUSIP 654902204 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 APPROVAL OF THE ANNUAL ACCOUNTS. Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board and Management Acts Mgmt For For For 4 APPROVAL OF THE REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS. Mgmt For For For 5 APPROVAL OF THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS. Mgmt For For For 6.1 Elect Georg Ehrnrooth Mgmt For For For 6.2 Elect Lalita Gupte Mgmt For For For 6.3 Elect Bengt Holmstrom Mgmt For For For 6.4 Elect Henning Kagermann Mgmt For For For 6.5 Elect Olli-Pekka Kallasvuo Mgmt For For For 6.6 Elect Per Karlsson Mgmt For For For 6.7 Elect Jorma Ollila Mgmt For For For 6.8 Elect Marjorie Scardino Mgmt For For For 6.9 Elect Risto Siilasmaa Mgmt For For For 6.10 Elect Keijo Suila Mgmt For For For 7 APPROVAL OF THE AUDITOR REMUNERATION. Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Grant the discretion to vote on any other business properly brought before the meeting. Mgmt For Against Against -------------------------------------------------------------------------------------------------------------------------------- NOVARTIS- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS NVS CUSIP 66987V109 02/26/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board and Management Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 REDUCTION OF SHARE CAPITAL Mgmt For For For
5 FURTHER SHARE REPURCHASE PROGRAM Mgmt For For For 6 AMENDMENT TO THE ARTICLES OF INCORPORATION-SPECIAL QUORUM Mgmt For For For 7 AMENDMENT TO THE ARTICLES OF INCORPORATION-CONTRIBUTIONS IN KIND Mgmt For For For 8 RE-ELECTION OF PETER BURCKHARDT M.D. FOR A ONE-YEAR TERM Mgmt For For For 9 RE-ELECTION OF ULRICH LEHNER PH.D. FOR A THREE-YEAR TERM Mgmt For For For 10 RE-ELECTION OF ALEXANDRE F. JETZER FOR A THREE-YEAR TERM Mgmt For Against Against 11 RE-ELECTION OF PIERRE LANDOLT FOR A THREE-YEAR TERM Mgmt For For For 12 ELECTION OF ANN FUDGE FOR A THREE-YEAR TERM Mgmt For For For 13 APPOINTMENT OF THE AUDITORS AND THE GROUP AUDITORS Mgmt For For For 14 ADDITIONAL AND/OR COUNTER-PROPOSALS THAT MAY BE PRESENTED AT THE MEETING Mgmt For Abstain Against -------------------------------------------------------------------------------------------------------------------------------- Occidental Petroleum Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/02/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For For 2 ELECTION OF DIRECTOR: RONALD W. BURKLE Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN S. CHALSTY Mgmt For For For 4 ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For For 5 ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For For 6 ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For For 7 ELECTION OF DIRECTOR: IRVIN W. MALONEY Mgmt For For For 8 ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For For 9 ELECTION OF DIRECTOR: RODOLFO SEGOVIA Mgmt For For For 10 ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For For 11 ELECTION OF DIRECTOR: ROSEMARY TOMICH Mgmt For For For 12 ELECTION OF DIRECTOR: WALTER L. WEISMAN Mgmt For For For 13 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS. Mgmt For For For 14 SCIENTIFIC REPORT ON GLOBAL WARMING. ShrHoldr Against Against For 15 ADVISORY VOTE ON EXECUTIVE COMPENSATION. ShrHoldr Against For Against 16 INDEPENDENCE OF COMPENSATION CONSULTANTS. ShrHoldr Against For Against 17 PAY-FOR-SUPERIOR-PERFORMANCE PRINCIPLE. ShrHoldr Against Against For 18 SPECIAL SHAREHOLDER MEETINGS. ShrHoldr Against For Against
-------------------------------------------------------------------------------------------------------------------------------- Omega Healthcare Investors Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS OHI CUSIP 681936100 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Kloosterman Mgmt For For For 1.2 Elect C.Taylor Pickett Mgmt For For For 2 RATIFICATION OF INDEPENDENT AUDITORS ERNST & YOUNG LLP Mgmt For For For 3 Amendment to the 2004 Stock Incentive Plan Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- PNC Financial Services Group Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS PNC CUSIP 693475105 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Berndt Mgmt For Withhold Against 1.2 Elect Charles Bunch Mgmt For For For 1.3 Elect Paul Chellgren Mgmt For For For 1.4 Elect Robert Clay Mgmt For For For 1.5 Elect George Davidson, Jr. Mgmt For For For 1.6 Elect Kay James Mgmt For For For 1.7 Elect Richard Kelson Mgmt For For For 1.8 Elect Bruce Lindsay Mgmt For For For 1.9 Elect Anthony Massaro Mgmt For For For 1.10 Elect Jane Pepper Mgmt For Withhold Against 1.11 Elect James Rohr Mgmt For Withhold Against 1.12 Elect Donald Shepard Mgmt For For For 1.13 Elect Lorene Steffes Mgmt For For For 1.14 Elect Dennis Strigl Mgmt For For For 1.15 Elect Stephen Thieke Mgmt For For For 1.16 Elect Thomas Usher Mgmt For For For 1.17 Elect George Walls, Jr. Mgmt For For For 1.18 Elect Helge Wehmeier Mgmt For For For 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- PPL Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPL CUSIP 69351T106 05/21/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frederick Bernthal Mgmt For For For 1.2 Elect Louise Goeser Mgmt For For For 1.3 Elect Keith Williamson Mgmt For For For 2 Elimination of Supermajority Voting Requirements Mgmt For For For 3 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Precision Drilling Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS PDS CUSIP 740215108 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Trustees (Slate) Mgmt For For For 2 Election of Directors of Subsidiary (Slate) Mgmt For For For
3 APPOINTING KPMG LLP AS THE AUDITOR OF THE TRUST FOR THE ENSUING YEAR. Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Procter & Gamble Company TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/09/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rajat Gupta Mgmt For For For 1.2 Elect A. G. Lafley Mgmt For For For 1.3 Elect Lynn Martin Mgmt For For For 1.4 Elect Johnathan Rodgers Mgmt For For For 1.5 Elect John Smith, Jr. Mgmt For For For 1.6 Elect Ralph Snyderman Mgmt For For For 1.7 Elect Margaret Whitman Mgmt For For For 2 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Mgmt For For For 3 SHAREHOLDER PROPOSAL #1 - AWARD NO FUTURE STOCK OPTIONS ShrHoldr Against Against For 4 SHAREHOLDER PROPOSAL #2 - REPORT ON COMPANY POLICIES AND ACTIVITIES ShrHoldr Against Against For 5 SHAREHOLDER PROPOSAL #3 - ANIMAL TESTING ShrHoldr Against Against For -------------------------------------------------------------------------------------------------------------------------------- Prologis TICKER SECURITY ID: MEETING DATE MEETING STATUS PLD CUSIP 743410102 05/09/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Feinberg Mgmt For For For 1.2 Elect George Fotiades Mgmt For Withhold Against 1.3 Elect Christine Garvey Mgmt For For For 1.4 Elect Lawrence Jackson Mgmt For For For 1.5 Elect Donald Jacobs Mgmt For For For 1.6 Elect Jeffrey Schwartz Mgmt For For For 1.7 Elect D. Michael Steuert Mgmt For For For 1.8 Elect J. Andre Teixeira Mgmt For For For 1.9 Elect William Zollars Mgmt For Withhold Against 1.10 Elect Andrea Zulberti Mgmt For For For 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Public Service Enterprise Group Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS PEG CUSIP 744573106 04/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Conrad Harper Mgmt For For For 1.2 Elect Shirley Jackson Mgmt For For For 1.3 Elect Thomas Renyi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE COMPENSATION. ShrHoldr Against Against For 4 STOCKHOLDER PROPOSAL RELATING TO THE NOMINATION OF DIRECTORS. ShrHoldr Against Against For 5 STOCKHOLDER PROPOSAL RELATING TO THE ELECTION OF DIRECTORS. ShrHoldr Against Against For
-------------------------------------------------------------------------------------------------------------------------------- Public Storage Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS PSA CUSIP 74460D109 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Harvey Lenkin Mgmt For Withhold Against 1.4 Elect Dann Angeloff Mgmt For Withhold Against 1.5 Elect William Baker Mgmt For For For 1.6 Elect John Evans Mgmt For For For 1.7 Elect Uri Harkham Mgmt For For For 1.8 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.9 Elect Gary Pruitt Mgmt For For For 1.10 Elect Daniel Staton Mgmt For For For 2 RATIFICATION OF AUDITORS Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Pulte Homes Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS PHM CUSIP 745867101 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Wolford Mgmt For For For 1.2 Elect Cheryl Grise Mgmt For For For 1.3 Elect William Smith Mgmt For Withhold Against 1.4 Elect Brian Anderson Mgmt For Withhold Against 1.5 Elect Patrick O'Leary Mgmt For Withhold Against 2 2008 Senior Management Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Majority Voting for Election of Directors ShrHoldr Against For Against 5 Shareholder Proposal Regarding Declassification of the Board ShrHoldr Against For Against 6 A SHAREHOLDER PROPOSAL REGARDING THE USE OF PERFORMANCE-BASED OPTIONS. ShrHoldr Against For Against 7 Shareholder Proposal Regarding Advisory Vote on Compensation ShrHoldr Against For Against 8 A SHAREHOLDER PROPOSAL REQUESTING A REPORT REGARDING CLIMATE CHANGE. ShrHoldr Against Against For 9 Shareholder Proposal Regarding Establishment of a Compliance Committee ShrHoldr Against Against For -------------------------------------------------------------------------------------------------------------------------------- Regal Entertainment Group TICKER SECURITY ID: MEETING DATE MEETING STATUS RGC CUSIP 758766109 05/07/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Kaplan Mgmt For Withhold Against 1.2 Elect Jack Tyrrell Mgmt For For For 1.3 Elect Nestor Weigand Mgmt For For For 2 Executive Incentive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------------- RIO TINTO PLC- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS RTP CUSIP 767204100 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 APPROVAL OF THE REMUNERATION REPORT Mgmt For For For 3 ELECTION OF RICHARD EVANS Mgmt For For For 4 ELECTION OF YVES FORTIER Mgmt For For For 5 ELECTION OF PAUL TELLIER Mgmt For For For 6 RE-ELECTION OF THOMAS ALBANESE Mgmt For For For 7 RE-ELECTION OF VIVIENNE COX Mgmt For Against Against 8 RE-ELECTION OF RICHARD GOODMANSON Mgmt For Against Against 9 RE-ELECTION OF PAUL SKINNER Mgmt For For For 10 Appointment of Auditor and Authority to Set Fees Mgmt For For For 11 APPROVAL OF THE USE OF E-COMMUNICATIONS FOR SHAREHOLDER MATERIALS Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Amendments to Articles Regarding Conflict of Interest Provisions Mgmt For For For 16 AMENDMENTS TO THE TERMS OF THE DLC DIVIDEND SHARES Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- RIO TINTO PLC- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS RTP CUSIP 767204100 09/14/2007 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 THE APPROVAL OF THE ACQUISITION OF ALCAN INC AND RELATED MATTERS. Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Sempra Energy TICKER SECURITY ID: MEETING DATE MEETING STATUS SRE CUSIP 816851109 05/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: RICHARD A. COLLATO Mgmt For For For 2 ELECTION OF DIRECTOR: WILFORD D. GODBOLD JR. Mgmt For For For 3 ELECTION OF DIRECTOR: RICHARD G. NEWMAN Mgmt For For For 4 ELECTION OF DIRECTOR: CARLOS RUIZ SACRISTAN Mgmt For For For 5 ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Mgmt For For For 6 ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Mgmt For For For 7 ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For For 8 Elect Neal Schmale Mgmt For For For 9 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Mgmt For For For
10 APPROVAL OF 2008 LONG TERM INCENTIVE PLAN. Mgmt For For For 11 APPROVAL OF AMENDED AND RESTATED ARTICLES OF INCORPORATION. Mgmt For For For 12 SHAREHOLDER PROPOSAL ENTITLED SHAREHOLDER SAY ON PAY . ShrHoldr Against For Against -------------------------------------------------------------------------------------------------------------------------------- Simon Property Group Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS SPG CUSIP 828806109 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Birch Bayh Mgmt For For For 1.2 Elect Melvyn Bergstein Mgmt For For For 1.3 Elect Linda Bynoe Mgmt For For For 1.4 Elect Karen Horn Mgmt For For For 1.5 Elect Reuben Leibowitz Mgmt For For For 1.6 Elect J. Albert Smith, Jr. Mgmt For For For 1.7 Elect Pieter Van Den Berg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1998 Stock Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding Pay for Superior Performance ShrHoldr Against Against For -------------------------------------------------------------------------------------------------------------------------------- SL Green Realty Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLG CUSIP 78440X101 06/25/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marc Holliday Mgmt For For For 1.2 Elect John Levy Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2008 Employee Stock Purchase Plan Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Spectra Energy Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS SE CUSIP 847560109 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Anderson Mgmt For For For 1.2 Elect Austin Adams Mgmt For For For 1.3 Elect F. Anthony Comper Mgmt For For For 1.4 Elect Michael McShane Mgmt For For For 2 APPROVAL OF THE SPECTRA ENERGY CORP 2007 LONG-TERM INCENTIVE PLAN Mgmt For For For 3 APPROVAL OF THE SPECTRA ENERGY CORP EXECUTIVE SHORT-TERM INCENTIVE PLAN Mgmt For For For 4 Ratification of Auditor Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------------- Spectra Energy Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS SE CUSIP 847560109 10/31/2007 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pamela Carter Mgmt For For For 1.2 Elect William Esrey Mgmt For For For 1.3 Elect Fred Fowler Mgmt For For For 1.4 Elect Dennis Hendrix Mgmt For For For 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Starwood Hotels & Resorts TICKER SECURITY ID: MEETING DATE MEETING STATUS HOT CUSIP 85590A401 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adam Aron Mgmt For Withhold Against 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Bruce Duncan Mgmt For For For 1.4 Elect Lizanne Galbreath Mgmt For For For 1.5 Elect Eric Hippeau Mgmt For Withhold Against 1.6 Elect Stephen Quazzo Mgmt For For For 1.7 Elect Thomas Ryder Mgmt For For For 1.8 Elect Frits van Paasschen Mgmt For For For 1.9 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Tanger Factory Outlet Centers TICKER SECURITY ID: MEETING DATE MEETING STATUS SKT CUSIP 875465106 05/16/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stanley K. Tanger Mgmt For For For 1.2 Elect Steven B. Tanger Mgmt For For For 1.3 Elect Jack Africk Mgmt For For For 1.4 Elect William G. Benton Mgmt For For For 1.5 Elect Thomas Robinson Mgmt For For For 1.6 Elect Allan Schuman Mgmt For For For 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Taubman Containers TICKER SECURITY ID: MEETING DATE MEETING STATUS TCO CUSIP 876664103 05/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Tysoe Mgmt For For For 1.2 Elect Robert Taubman Mgmt For For For 1.3 Elect Lisa Payne Mgmt For Withhold Against 1.4 Elect William Parfet Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 APPROVAL OF THE 2008 OMNIBUS LONG-TERM INCENTIVE PLAN. Mgmt For For For 4 Shareholder Proposal Regarding Declassification of the Board ShrHoldr Against For Against
-------------------------------------------------------------------------------------------------------------------------------- Teck Cominco Limited TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK CUSIP 878742204 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority to Set Fees Mgmt For For For 3 Approval of By-Law No. 1 Mgmt For For For 4 Adoption of By-Law No. 2 Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Teco Energy Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS TE CUSIP 872375100 04/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: DUBOSE AUSLEY Mgmt For Against Against 2 ELECTION OF DIRECTOR: JAMES L. FERMAN, JR. Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN B. RAMIL Mgmt For For For 4 ELECTION OF DIRECTOR: PAUL L. WHITING Mgmt For For For 5 RATIFICATION OF THE CORPORATION'S INDEPENDENT AUDITOR Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- UDR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UDR CUSIP 902653104 05/30/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Katherine Cattanach Mgmt For For For 1.2 Elect Eric Foss Mgmt For For For 1.3 Elect Robert Freeman Mgmt For For For 1.4 Elect Jon Grove Mgmt For For For 1.5 Elect James Klingbeil Mgmt For For For 1.6 Elect Robert Larson Mgmt For For For 1.7 Elect Thomas Oliver Mgmt For For For 1.8 Elect Lynne Sagalyn Mgmt For For For 1.9 Elect Mark Sandler Mgmt For For For 1.10 Elect Thomas Toomey Mgmt For For For 1.11 Elect Thomas Wajnert Mgmt For For For 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- United Parcel Service Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/08/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect Ann Livermore Mgmt For For For 1.7 Elect Rudy Markham Mgmt For For For 1.8 Elect John Thompson Mgmt For For For 1.9 Elect Carol Tome Mgmt For For For
1.10 Elect Ben Verwaayen Mgmt For For For 2 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Ventas Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS VTR CUSIP 92276F100 05/19/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Debra Cafaro Mgmt For For For 1.2 Elect Douglas Crocker, ll Mgmt For For For 1.3 Elect Ronald Geary Mgmt For For For 1.4 Elect Jay Gellert Mgmt For For For 1.5 Elect Robert Reed Mgmt For For For 1.6 Elect Sheli Rosenberg Mgmt For For For 1.7 Elect James Shelton Mgmt For For For 1.8 Elect Thomas Theobald Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Incorporation Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Vornado Realty Trust TICKER SECURITY ID: MEETING DATE MEETING STATUS VNO CUSIP 929042109 05/15/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anthony Deering Mgmt For Withhold Against 1.2 Elect Michael Lynne Mgmt For For For 1.3 Elect Robert Smith Mgmt For For For 1.4 Elect Ronald Targan Mgmt For For For 2 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Mgmt For For For 3 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING FOR TRUSTEES. ShrHoldr Against For Against -------------------------------------------------------------------------------------------------------------------------------- Wachovia Corp. TICKER SECURITY ID: MEETING DATE MEETING STATUS WB CUSIP 929903102 04/22/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: JOHN D. BAKER, II Mgmt For For For 2 ELECTION OF DIRECTOR: PETER C. BROWNING Mgmt For For For 3 ELECTION OF DIRECTOR: JOHN T. CASTEEN, III Mgmt For For For 4 ELECTION OF DIRECTOR: JERRY GITT Mgmt For For For 5 ELECTION OF DIRECTOR: WILLIAM H. GOODWIN, JR. Mgmt For Against Against 6 ELECTION OF DIRECTOR: MARYELLEN C. HERRINGER Mgmt For For For 7 ELECTION OF DIRECTOR: ROBERT A. INGRAM Mgmt For Against Against 8 ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For Against Against 9 ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For For 10 ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For For 11 ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt For For For
12 ELECTION OF DIRECTOR: ERNEST S. RADY Mgmt For For For 13 ELECTION OF DIRECTOR: VAN L. RICHEY Mgmt For For For 14 ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For For 15 ELECTION OF DIRECTOR: LANTY L. SMITH Mgmt For For For 16 ELECTION OF DIRECTOR: G. KENNEDY THOMPSON Mgmt For For For 17 ELECTION OF DIRECTOR: DONA DAVIS YOUNG Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal Regarding an Advisory Vote on Executive Compensation ShrHoldr Against For Against 20 A STOCKHOLDER PROPOSAL REGARDING REPORTING POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For 21 A STOCKHOLDER PROPOSAL REGARDING THE NOMINATION OF DIRECTORS. ShrHoldr Against Against For -------------------------------------------------------------------------------------------------------------------------------- Wal Mart Stores Inc TICKER SECURITY ID: MEETING DATE MEETING STATUS WMT CUSIP 931142103 06/06/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For For 2 ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For For 3 ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For Against Against 4 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For For 5 ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For For 6 ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For For 7 ELECTION OF DIRECTOR: DAVID D. GLASS Mgmt For For For 8 ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For For 9 ELECTION OF DIRECTOR: ALLEN I. QUESTROM Mgmt For For For 10 ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For For 11 ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For For 12 ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For For 13 ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For For 14 ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Mgmt For For For 15 ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For For 16 APPROVAL OF MANAGEMENT INCENTIVE PLAN, AS AMENDED AND RESTATED Mgmt For For For 17 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS Mgmt For For For 18 AMEND EQUAL EMPLOYMENT OPPORTUNITY POLICY ShrHoldr Against Against For 19 PAY-FOR-SUPERIOR-PERFORMANCE ShrHoldr Against Against For 20 RECOUPMENT OF SENIOR EXECUTIVE COMPENSATION POLICY ShrHoldr Against Against For
21 ESTABLISH HUMAN RIGHTS COMMITTEE ShrHoldr Against Against For 22 ADVISORY VOTE ON EXECUTIVE COMPENSATION ShrHoldr Against For Against 23 POLITICAL CONTRIBUTIONS REPORT ShrHoldr Against Against For 24 SOCIAL AND REPUTATION IMPACT REPORT ShrHoldr Against Against For 25 SPECIAL SHAREHOLDERS MEETING ShrHoldr Against Against For -------------------------------------------------------------------------------------------------------------------------------- Wells Fargo & Co TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 04/29/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For 2 ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For For 3 ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For For 4 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For For 5 ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For For 6 ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For For 7 ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For For 8 ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For Against Against 9 ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For For 10 ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For Against Against 11 ELECTION OF DIRECTOR: DONALD B. RICE Mgmt For Against Against 12 ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For For 13 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For Against Against 14 ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For For 15 ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For For 16 ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 PROPOSAL TO APPROVE THE PERFORMANCE-BASED COMPENSATION POLICY. Mgmt For For For 19 Amendment to the Long-Term Incentive Compensation Plan Mgmt For For For 20 PROPOSAL REGARDING A BY-LAWS AMENDMENT TO REQUIRE AN INDEPENDENT CHAIRMAN. ShrHoldr Against For Against 21 PROPOSAL REGARDING AN EXECUTIVE COMPENSATION ADVISORY VOTE. ShrHoldr Against For Against 22 PROPOSAL REGARDING A PAY-FOR-SUPERIOR-PERFORMANCE COMPENSATION PLAN. ShrHoldr Against Against For 23 PROPOSAL REGARDING HUMAN RIGHTS ISSUES IN INVESTMENT POLICIES. ShrHoldr Against Against For 24 PROPOSAL REGARDING A NEUTRAL SEXUAL ORIENTATION EMPLOYMENT POLICY. ShrHoldr Against Against For 25 PROPOSAL REGARDING A REPORT ON RACIAL DISPARITIES IN MORTGAGE LENDING. ShrHoldr Against Against For
-------------------------------------------------------------------------------------------------------------------------------- Weyerhaeuser Company TICKER SECURITY ID: MEETING DATE MEETING STATUS WY CUSIP 962166104 04/17/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: JOHN I. KIECKHEFER Mgmt For For For 2 ELECTION OF DIRECTOR: ARNOLD G. LANGBO Mgmt For For For 3 ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON Mgmt For For For 4 SHAREHOLDER PROPOSAL ON THE CHAIRMAN POSITION ShrHoldr Against For Against 5 APPROVAL, ON AN ADVISORY BASIS, OF THE APPOINTMENT OF AUDITORS Mgmt For For For -------------------------------------------------------------------------------------------------------------------------------- Willis Group Holdings Limited TICKER SECURITY ID: MEETING DATE MEETING STATUS WSH CUSIP G96655108 04/23/2008 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For For 2 ELECTION OF DIRECTOR: JOSEPH A. CALIFANO Mgmt For For For 3 ELECTION OF DIRECTOR: ANNA C. CATALANO Mgmt For For For 4 ELECTION OF DIRECTOR: ERIC G. FRIBERG Mgmt For For For 5 ELECTION OF DIRECTOR: SIR ROY GARDNER Mgmt For Against Against 6 ELECTION OF DIRECTOR: SIR JEREMY HANLEY Mgmt For For For 7 ELECTION OF DIRECTOR: ROBYN S. KRAVIT Mgmt For For For 8 ELECTION OF DIRECTOR: WENDY E. LANE Mgmt For For For 9 ELECTION OF DIRECTOR: JAMES F. MCCANN Mgmt For For For 10 ELECTION OF DIRECTOR: JOSEPH J. PLUMERI Mgmt For For For 11 ELECTION OF DIRECTOR: DOUGLAS B. ROBERTS Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 APPROVAL AND ADOPTION OF 2008 SHARE PURCHASE AND OPTION PLAN. Mgmt For Against Against 14 AMENDMENT TO THE MEMORANDUM OF ASSOCIATION. Mgmt For For For 15 Amendment to the Bylaws Mgmt For For For
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Neuberger Berman Dividend Advantage Fund Inc. By:/s/ Peter E. Sundman ----------------------- Peter E. Sundman Chief Executive Officer Date: August 22, 2008