0001181431-14-027954.txt : 20140731
0001181431-14-027954.hdr.sgml : 20140731
20140731202956
ACCESSION NUMBER: 0001181431-14-027954
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140730
FILED AS OF DATE: 20140731
DATE AS OF CHANGE: 20140731
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HANSEN MEDICAL INC
CENTRAL INDEX KEY: 0001276591
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 EAST MIDDLEFIELD ROAD
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 650 404 5800
MAIL ADDRESS:
STREET 1: 800 EAST MIDDLEFIELD ROAD
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newman Stephen L
CENTRAL INDEX KEY: 0001384061
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33151
FILM NUMBER: 141007788
MAIL ADDRESS:
STREET 1: 13737 NOEL ROAD
STREET 2: SUITE 100
CITY: DALLAS
STATE: TX
ZIP: 75093
4
1
rrd413847.xml
X0306
4
2014-07-30
0
0001276591
HANSEN MEDICAL INC
HNSN
0001384061
Newman Stephen L
800 EAST MIDDLEFIELD ROAD
MOUNTAIN VIEW
CA
94043
1
0
0
0
Warrant (Right to Buy Common Stock)
1.5
2014-07-30
4
D
0
32520
D
2013-08-08
2015-08-08
Common Stock
32520
0
D
Warrant (Right to Buy Common Stock)
2.0
2014-07-30
4
D
0
32520
D
2013-08-08
2015-08-08
Common Stock
32520
0
D
Warrant (Right to Buy Common Stock)
1.13
2014-07-30
4
A
0
65040
A
Common Stock
65040
65040
D
Warrant (Right to Buy Common Stock)
1.13
2014-07-30
4
A
0
20000
A
Common Stock
20000
20000
D
The reporting person and the issuer entered into an Exchange Agreement dated July 30, 2014 (the "Exchange Agreement") pursuant to which the issuer will cancel outstanding warrants with $1.50 per share and $2.00 per share exercise prices in exchange for the issuance of new warrants with $1.13 per share exercise prices and the reporting person's agreement to exercise a portion of the new warrants within fourteen days of the Issuance Date (as defined below).
The warrant shall be exercisable at any time after the date of issuance of the warrant, which shall be the closing date of the exchange of warrants pursuant to the Exchange Agreement (the "Issuance Date").
The date that is fourteen days following the Issuance Date.
The date that is five years following the Issuance Date.
/s/ Boris Kogan as Attorney-in-Fact for Stephen Newman
2014-07-31