0001181431-14-027954.txt : 20140731 0001181431-14-027954.hdr.sgml : 20140731 20140731202956 ACCESSION NUMBER: 0001181431-14-027954 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140730 FILED AS OF DATE: 20140731 DATE AS OF CHANGE: 20140731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANSEN MEDICAL INC CENTRAL INDEX KEY: 0001276591 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 EAST MIDDLEFIELD ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650 404 5800 MAIL ADDRESS: STREET 1: 800 EAST MIDDLEFIELD ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newman Stephen L CENTRAL INDEX KEY: 0001384061 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33151 FILM NUMBER: 141007788 MAIL ADDRESS: STREET 1: 13737 NOEL ROAD STREET 2: SUITE 100 CITY: DALLAS STATE: TX ZIP: 75093 4 1 rrd413847.xml X0306 4 2014-07-30 0 0001276591 HANSEN MEDICAL INC HNSN 0001384061 Newman Stephen L 800 EAST MIDDLEFIELD ROAD MOUNTAIN VIEW CA 94043 1 0 0 0 Warrant (Right to Buy Common Stock) 1.5 2014-07-30 4 D 0 32520 D 2013-08-08 2015-08-08 Common Stock 32520 0 D Warrant (Right to Buy Common Stock) 2.0 2014-07-30 4 D 0 32520 D 2013-08-08 2015-08-08 Common Stock 32520 0 D Warrant (Right to Buy Common Stock) 1.13 2014-07-30 4 A 0 65040 A Common Stock 65040 65040 D Warrant (Right to Buy Common Stock) 1.13 2014-07-30 4 A 0 20000 A Common Stock 20000 20000 D The reporting person and the issuer entered into an Exchange Agreement dated July 30, 2014 (the "Exchange Agreement") pursuant to which the issuer will cancel outstanding warrants with $1.50 per share and $2.00 per share exercise prices in exchange for the issuance of new warrants with $1.13 per share exercise prices and the reporting person's agreement to exercise a portion of the new warrants within fourteen days of the Issuance Date (as defined below). The warrant shall be exercisable at any time after the date of issuance of the warrant, which shall be the closing date of the exchange of warrants pursuant to the Exchange Agreement (the "Issuance Date"). The date that is fourteen days following the Issuance Date. The date that is five years following the Issuance Date. /s/ Boris Kogan as Attorney-in-Fact for Stephen Newman 2014-07-31