0001209191-23-040169.txt : 20230629 0001209191-23-040169.hdr.sgml : 20230629 20230629161627 ACCESSION NUMBER: 0001209191-23-040169 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230518 FILED AS OF DATE: 20230629 DATE AS OF CHANGE: 20230629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sarsynski Elaine A CENTRAL INDEX KEY: 0001552249 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 231057589 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVE CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 800873306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0407 4/A 2023-05-18 2023-05-22 0 0001276520 GENWORTH FINANCIAL INC GNW 0001552249 Sarsynski Elaine A C/O GENWORTH FINANCIAL, INC. 6620 WEST BROAD STREET RICHMOND VA 23230 1 0 0 0 0 Class A Common Stock 2023-05-18 4 A 0 49342.105 5.472 A 49342.105 D Reflects award of restricted stock units (RSUs) in payment of the reporting person's annual retainer fee. On May 22, 2023, the reporting person filed a Form 4 which inadvertently understated by 6,044.759 the number of RSUs awarded to the reporting person. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year). Reflects the average closing price of Class A Common Stock on the 20 trading days preceding the grant date. /s/ David F. Kurzawa, by power of attorney 2023-06-29