0001209191-23-031513.txt : 20230522
0001209191-23-031513.hdr.sgml : 20230522
20230522170346
ACCESSION NUMBER: 0001209191-23-031513
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230518
FILED AS OF DATE: 20230522
DATE AS OF CHANGE: 20230522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mills Howard D. III
CENTRAL INDEX KEY: 0001852739
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32195
FILM NUMBER: 23945438
MAIL ADDRESS:
STREET 1: C/O GENWORTH FINANCIAL, INC.
STREET 2: 6620 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC
CENTRAL INDEX KEY: 0001276520
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 800873306
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6620 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
BUSINESS PHONE: 804-281-6000
MAIL ADDRESS:
STREET 1: 6620 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-05-18
0
0001276520
GENWORTH FINANCIAL INC
GNW
0001852739
Mills Howard D. III
C/O GENWORTH FINANCIAL, INC.
6620 WEST BROAD STREET
RICHMOND
VA
23230
1
0
0
0
0
Class A Common Stock
2023-05-18
4
A
0
27412.281
5.472
A
27412.281
D
Deferred Stock Units
2023-05-18
4
A
0
3539.498
A
Class A Common Stock
3539.498
70009.371
D
Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).
Reflects the twenty-day average trading price per share of Class A Common Stock.
Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.
The number of Deferred Stock Units acquired represents a pro-rata payment of a quarterly portion of the Reporting Person's annual retainer fee and was based on a twenty-day average trading price per share of Class A Common Stock of $5.472.
/s/ David F. Kurzawa, by power of attorney
2023-05-22