0001209191-23-021220.txt : 20230327
0001209191-23-021220.hdr.sgml : 20230327
20230327161751
ACCESSION NUMBER: 0001209191-23-021220
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230324
FILED AS OF DATE: 20230327
DATE AS OF CHANGE: 20230327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Upton Jerome T
CENTRAL INDEX KEY: 0001509299
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32195
FILM NUMBER: 23764741
MAIL ADDRESS:
STREET 1: GENWORTH FINANCIAL, INC.
STREET 2: 6620 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC
CENTRAL INDEX KEY: 0001276520
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 800873306
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6620 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
BUSINESS PHONE: 804-281-6000
MAIL ADDRESS:
STREET 1: 6620 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-03-24
0
0001276520
GENWORTH FINANCIAL INC
GNW
0001509299
Upton Jerome T
C/O GENWORTH FINANCIAL, INC.
6620 WEST BROAD STREET
RICHMOND
VA
23230
0
1
0
0
EVP & Chief Financial Officer
0
Class A Common Stock
2023-03-24
4
M
0
24802
A
203829
D
Class A Common Stock
2023-03-24
4
F
0
10963
4.70
D
192866
D
Restricted Stock Units
2023-03-24
4
M
0
24802
0.00
D
Class A Common Stock
24802
24802
D
Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 24, 2023.
Restricted Stock Units vested and converted to Class A Common Stock on March 24, 2023.
/s/ David F. Kurzawa, by power of attorney
2023-03-27