0001209191-23-015489.txt : 20230303 0001209191-23-015489.hdr.sgml : 20230303 20230303162420 ACCESSION NUMBER: 0001209191-23-015489 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Upton Jerome T CENTRAL INDEX KEY: 0001509299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 23704430 MAIL ADDRESS: STREET 1: GENWORTH FINANCIAL, INC. STREET 2: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 800873306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-01 0 0001276520 GENWORTH FINANCIAL INC GNW 0001509299 Upton Jerome T C/O GENWORTH FINANCIAL, INC. 6620 WEST BROAD STREET RICHMOND VA 23230 0 1 0 0 EVP & Chief Financial Officer Class A Common Stock 2023-03-01 4 A 0 75202 0.00 A 212267 D Class A Common Stock 2023-03-01 4 F 0 33240 6.15 D 179027 D Reflects Performance Stock Units that were granted on April 7, 2020 and fully vested on March 1, 2023, and settled in Class A Common Stock on a 1:1 basis. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2023. /s/ David F. Kurzawa, by power of attorney 2023-03-03