0001209191-23-015489.txt : 20230303
0001209191-23-015489.hdr.sgml : 20230303
20230303162420
ACCESSION NUMBER: 0001209191-23-015489
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230301
FILED AS OF DATE: 20230303
DATE AS OF CHANGE: 20230303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Upton Jerome T
CENTRAL INDEX KEY: 0001509299
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32195
FILM NUMBER: 23704430
MAIL ADDRESS:
STREET 1: GENWORTH FINANCIAL, INC.
STREET 2: 6620 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC
CENTRAL INDEX KEY: 0001276520
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 800873306
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6620 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
BUSINESS PHONE: 804-281-6000
MAIL ADDRESS:
STREET 1: 6620 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-03-01
0
0001276520
GENWORTH FINANCIAL INC
GNW
0001509299
Upton Jerome T
C/O GENWORTH FINANCIAL, INC.
6620 WEST BROAD STREET
RICHMOND
VA
23230
0
1
0
0
EVP & Chief Financial Officer
Class A Common Stock
2023-03-01
4
A
0
75202
0.00
A
212267
D
Class A Common Stock
2023-03-01
4
F
0
33240
6.15
D
179027
D
Reflects Performance Stock Units that were granted on April 7, 2020 and fully vested on March 1, 2023, and settled in Class A Common Stock on a 1:1 basis.
The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2023.
/s/ David F. Kurzawa, by power of attorney
2023-03-03