0001209191-16-088645.txt : 20160105 0001209191-16-088645.hdr.sgml : 20160105 20160105162623 ACCESSION NUMBER: 0001209191-16-088645 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160102 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 800873306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McInerney Thomas J CENTRAL INDEX KEY: 0001321272 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 161322563 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-02 0 0001276520 GENWORTH FINANCIAL INC GNW 0001321272 McInerney Thomas J C/O GENWORTH FINANCIAL, INC. 6620 WEST BROAD STREET RICHMOND VA 23230 1 1 0 0 President and CEO; Director Class A Common Stock 2016-01-02 4 M 0 33333 A 177295 D Class A Common Stock 2016-01-02 4 F 0 12693 3.75 D 164602 D Restricted Stock Units 2016-01-02 4 M 0 33333 0.00 D Class A Common Stock 33333 0 D Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on 01/02/2016. Restricted Stock Units vested and converted to Class A Common Stock on 01/02/2016. /s/ David F. Kurzawa, by power of attorney 2016-01-05