0001209191-15-049289.txt : 20150603 0001209191-15-049289.hdr.sgml : 20150603 20150603082104 ACCESSION NUMBER: 0001209191-15-049289 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150601 FILED AS OF DATE: 20150603 DATE AS OF CHANGE: 20150603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 800873306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klein Martin P CENTRAL INDEX KEY: 0001518052 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 15908801 MAIL ADDRESS: STREET 1: C/O GENWORTH FINANCIAL, INC. STREET 2: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-01 0 0001276520 GENWORTH FINANCIAL INC GNW 0001518052 Klein Martin P C/O GENWORTH FINANCIAL, INC. 6620 WEST BROAD STREET RICHMOND VA 23230 0 1 0 0 EVP & Chief Financial Officer Class A Common Stock 2015-06-01 4 M 0 33333 A 95049 D Class A Common Stock 2015-06-01 4 F 0 15900 7.82 D 79149 D Restricted Stock Units 2015-06-01 4 M 0 33333 0.00 D Class A Common Stock 33333 0 D Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on 06/01/2015. Restricted Stock Units vested and converted to Class A Common Stock on 06/01/2015. /s/ Christine A. Ness, by power of attorney 2015-06-03