0000950170-24-018061.txt : 20240221 0000950170-24-018061.hdr.sgml : 20240221 20240221170400 ACCESSION NUMBER: 0000950170-24-018061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240216 FILED AS OF DATE: 20240221 DATE AS OF CHANGE: 20240221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Upton Jerome T CENTRAL INDEX KEY: 0001509299 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 24660783 MAIL ADDRESS: STREET 1: GENWORTH FINANCIAL, INC. STREET 2: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance IRS NUMBER: 800873306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 4 1 ownership.xml 4 X0508 4 2024-02-16 0001276520 GENWORTH FINANCIAL INC GNW 0001509299 Upton Jerome T C/O GENWORTH FINANCIAL, INC. 6620 WEST BROAD STREET RICHMOND VA 23230 false true false false EVP & Chief Financial Officer false Class A Common Stock 2024-02-16 4 M false 36485 A 236830 D Class A Common Stock 2024-02-16 4 F false 9706 6.19 D 227124 D Class A Common Stock 2024-02-16 4 M false 20576 A 247700 D Class A Common Stock 2024-02-16 4 F false 5474 6.19 D 242226 D Restricted Stock Units 2024-02-16 4 M false 36485 0 D Class A Common Stock 36485 72972 D Restricted Stock Units 2024-02-16 4 M false 20576 0 D Class A Common Stock 20576 20576 D Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024. Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024. /s/ David F. Kurzawa, by power of attorney 2024-02-21