0001140361-15-037568.txt : 20151013 0001140361-15-037568.hdr.sgml : 20151012 20151013215650 ACCESSION NUMBER: 0001140361-15-037568 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151007 FILED AS OF DATE: 20151013 DATE AS OF CHANGE: 20151013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diamond Foods Inc CENTRAL INDEX KEY: 0001320947 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 941365192 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1050 SOUTH DIAMOND STREET CITY: STOCKTON STATE: CA ZIP: 95205 7087 BUSINESS PHONE: 209 467 6000 MAIL ADDRESS: STREET 1: 1050 SOUTH DIAMOND STREET CITY: STOCKTON STATE: CA ZIP: 95205 7087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRISCOLL BRIAN J CENTRAL INDEX KEY: 0001276313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51439 FILM NUMBER: 151157109 MAIL ADDRESS: STREET 1: THREE LAKES DR CITY: NORTHFIELD STATE: IL ZIP: 60093 4 1 doc1.xml FORM 4 X0306 4 2015-10-07 0 0001320947 Diamond Foods Inc DMND 0001276313 DRISCOLL BRIAN J C/O DIAMOND FOODS, INC. 600 MONTGOMERY STREET, 13TH FLOOR SAN FRANCISCO CA 94111 1 1 0 0 President & CEO Common Stock 2015-10-07 4 M 0 6255 0 A 164528 D Restricted Stock Units 0 2015-10-07 4 M 0 6255 0 D Common Stock 6255 18762 D Restricted Stock Units 0 2015-10-08 4 A 0 22842 0 A Common Stock 22842 41604 D Release and settlement of restricted stock units to the Reporting Person on October 7, 2014, the grant of which was previously reported on a Form 4 by the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units shall vest as to 25% of the total number of shares in four annual installments commencing on October 8, 2016. Vested shares will be delivered to the reporting person within 30 days following vesting. /s/ Brian J. Driscoll by Isobel Jones, Attorney-in-Fact 2015-10-13