0001140361-15-037353.txt : 20151009 0001140361-15-037353.hdr.sgml : 20151009 20151009164252 ACCESSION NUMBER: 0001140361-15-037353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151007 FILED AS OF DATE: 20151009 DATE AS OF CHANGE: 20151009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diamond Foods Inc CENTRAL INDEX KEY: 0001320947 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 941365192 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1050 SOUTH DIAMOND STREET CITY: STOCKTON STATE: CA ZIP: 95205 7087 BUSINESS PHONE: 209 467 6000 MAIL ADDRESS: STREET 1: 1050 SOUTH DIAMOND STREET CITY: STOCKTON STATE: CA ZIP: 95205 7087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRISCOLL BRIAN J CENTRAL INDEX KEY: 0001276313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51439 FILM NUMBER: 151153550 MAIL ADDRESS: STREET 1: THREE LAKES DR CITY: NORTHFIELD STATE: IL ZIP: 60093 4 1 doc1.xml FORM 4 X0306 4 2015-10-07 0 0001320947 Diamond Foods Inc DMND 0001276313 DRISCOLL BRIAN J C/O DIAMOND FOODS, INC. 600 MONTGOMERY STREET, 13TH FLOOR SAN FRANCISCO CA 94111 1 1 0 0 President & CEO Common Stock 2015-10-07 4 F 0 3264 D 158273 D Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. /s/ Brian J. Driscoll by Isobel Jones, Attorney-in-Fact 2015-10-09