0000950123-22-011997.txt : 20221114 0000950123-22-011997.hdr.sgml : 20221114 20221114121703 ACCESSION NUMBER: 0000950123-22-011997 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLOUGH CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0001276144 IRS NUMBER: 043486480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10679 FILM NUMBER: 221382726 BUSINESS ADDRESS: STREET 1: 53 STATE STREET STREET 2: 27TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172043400 MAIL ADDRESS: STREET 1: 53 STATE STREET STREET 2: 27TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001276144 XXXXXXXX 09-30-2022 09-30-2022 false Clough Capital Partners L P

53 State Street 27th Floor Boston MA 02109

13F HOLDINGS REPORT 028-10679 N Daniel Gillis 617-204-3409 /s/ Daniel Gillis Quincy MA 11-14-2022 1 82 939207 false 1 028-12502 Charles I. Clough, Jr. INFORMATION TABLE 2 18815.xml INFORMATION TABLE FOR FORM 13F ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 00326L100 715 100200 SH DFND 1 100200 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 1646 21060 SH DFND 1 21060 0 0 ADAMS DIVERSIFIED EQUITY FD COM 006212104 2980 204500 SH DFND 1 204500 0 0 ADVENT CONV & INCOME FD COM 00764C109 396 37300 SH DFND 1 37300 0 0 ALPHABET INC CAP STK CL C 02079K107 25514 265360 SH DFND 1 265360 0 0 AMAZON COM INC COM 023135106 25091 222040 SH DFND 1 222040 0 0 AMERICAN TOWER CORP NEW COM 03027X100 18473 86040 SH DFND 1 86040 0 0 APELLIS PHARMACEUTICALS INC COM 03753U106 2910 42609 SH DFND 1 42609 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 602 48100 SH DFND 1 48100 0 0 APPLE INC COM 037833100 40072 289960 SH DFND 1 289960 0 0 ARCELLX INC COMMON STOCK 03940C100 14149 753833 SH DFND 1 753833 0 0 BLACKROCK CORPOR HI YLD FD I RIGHT 10/13/2022 09255L114 0 11000 SH DFND 1 11000 0 0 BLACKROCK INNOVATION AND GRW SHS BEN INT 09260Q108 1973 271386 SH DFND 1 271386 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 19139 820024 SH DFND 1 820024 0 0 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 11886 522680 SH DFND 1 522680 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 94 11000 SH DFND 1 11000 0 0 BOEING CO COM 097023105 20275 167450 SH DFND 1 167450 0 0 BOSTON SCIENTIFIC CORP COM 101137107 4043 104400 SH DFND 1 104400 0 0 CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 2012 121480 SH DFND 1 121480 0 0 CHENIERE ENERGY INC COM NEW 16411R208 5355 32275 SH DFND 1 32275 0 0 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P209 400 16000 SH DFND 1 16000 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 18469Q207 400 15200 SH DFND 1 15200 0 0 COHEN & STEERS REIT & PFD & COM 19247X100 339 17500 SH DFND 1 17500 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 27105 414767 SH DFND 1 414767 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 13950 84640 SH DFND 1 84640 0 0 CUSHING MLP & INFRASTRUCT COM NEW 231631300 1238 38000 SH DFND 1 38000 0 0 DELAWARE INVTS NATL MUN INCO SH BEN INT 24610T108 2494 229021 SH DFND 1 229021 0 0 DELAWARE IVY HIGH INCOME OPP COM 246107106 716 71000 SH DFND 1 71000 0 0 EXXON MOBIL CORP COM 30231G102 15410 176500 SH DFND 1 176500 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 13858 106150 SH DFND 1 106150 0 0 FIRST TR ABRDN EMERGING OPP COM 33731K102 1660 185834 SH DFND 1 185834 0 0 GENERAL AMERN INVS CO INC COM 368802104 3341 98713 SH DFND 1 98713 0 0 GOLUB CAP BDC INC COM 38173M102 4997 403300 SH DFND 1 403300 0 0 GOSSAMER BIO INC NOTE 5.000% 6/0 38341PAA0 3617 3500000 PRN DFND 1 3500000 0 0 HANCOCK JOHN INVT TR TAX ADV GLB SH 41013P749 45 10200 SH DFND 1 10200 0 0 HDFC BANK LTD SPONSORED ADS 40415F101 11190 191545 SH DFND 1 191545 0 0 HERTZ GLOBAL HLDGS INC COM NEW 42806J700 1654 101580 SH DFND 1 101580 0 0 HERTZ GLOBAL HLDGS INC W EXP 06/30/205 42806J148 5507 618765 SH DFND 1 618765 0 0 HIGHLAND GLOBAL ALLOCATION F COM 43010T104 678 77791 SH DFND 1 77791 0 0 HOLOGIC INC COM 436440101 3045 47190 SH DFND 1 47190 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 265924 995000 SH Put DFND 1 995000 0 0 INVESCO SR INCOME TR COM 46131H107 1195 321306 SH DFND 1 321306 0 0 IRHYTHM TECHNOLOGIES INC COM 450056106 1180 9420 SH DFND 1 9420 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 9605 72060 SH DFND 1 72060 0 0 KINDER MORGAN INC DEL COM 49456B101 28486 1711892 SH DFND 1 1711892 0 0 LEGEND BIOTECH CORP SPONSORED ADS 52490G102 6456 158225 SH DFND 1 158225 0 0 MEXICO EQUITY & INCOME FD COM 592834105 205 27100 SH DFND 1 27100 0 0 MICROSOFT CORP COM 594918104 46437 199387 SH DFND 1 199387 0 0 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 4277 471600 SH DFND 1 471600 0 0 NEUBERGER BERMAN HIGH YIELD COM 64128C106 3426 433704 SH DFND 1 433704 0 0 NEUBERGER BERMAN NEXT GENERA COMMON STOCK 64133Q108 1222 129500 SH DFND 1 129500 0 0 NORTHROP GRUMMAN CORP COM 666807102 34072 72445 SH DFND 1 72445 0 0 PALO ALTO NETWORKS INC COM 697435105 22399 136755 SH DFND 1 136755 0 0 PIONEER FLOATING RATE FUND I COM 72369J102 292 33914 SH DFND 1 33914 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 45322 553650 SH DFND 1 553650 0 0 REDWOOD TRUST INC NOTE 4.750% 8/1 758075AC9 1914 1978000 PRN DFND 1 1978000 0 0 RIVERNORTH DOUBLELINE STRATE COM 76882G107 1449 157498 SH DFND 1 157498 0 0 ROYCE MICRO-CAP TR INC COM 780915104 208 26267 SH DFND 1 26267 0 0 SERVICENOW INC COM 81762P102 1694 4485 SH DFND 1 4485 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3572 10000 SH Call DFND 1 10000 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 12468 328977 SH DFND 1 328977 0 0 SABA CAPITAL INCOME & OPRNT SHS NEW 78518H202 478 60399 SH DFND 1 60399 0 0 STARWOOD PPTY TR INC COM 85571B105 29285 1607273 SH DFND 1 1607273 0 0 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 5744 5815000 PRN DFND 1 5815000 0 0 SURGERY PARTNERS INC COM 86881A100 8575 366448 SH DFND 1 366448 0 0 TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 1104 1500000 PRN DFND 1 1500000 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 6050 117290 SH DFND 1 117290 0 0 TESLA INC COM 88160R101 24362 91844 SH DFND 1 91844 0 0 TORTOISE ENERGY INDEPENDENC COM 89148K200 317 11189 SH DFND 1 11189 0 0 TORTOISE MIDSTRM ENERGY FD I COM 89148B200 1866 57768 SH DFND 1 57768 0 0 TRANSDIGM GROUP INC COM 893641100 19439 37039 SH DFND 1 37039 0 0 UNITEDHEALTH GROUP INC COM 91324P102 11278 22331 SH DFND 1 22331 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1745 30200 SH DFND 1 30200 0 0 VERACYTE INC COM 92337F107 6457 388995 SH DFND 1 388995 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 4251 14681 SH DFND 1 14681 0 0 VIRTUS CONVERTIBLE & INC FD COM 92838U108 213 75500 SH DFND 1 75500 0 0 VIRTUS TOTAL RETURN FD INC COM 92835W107 6323 1015000 SH DFND 1 1015000 0 0 VISA INC COM CL A 92826C839 7289 41030 SH DFND 1 41030 0 0 VOYA ASIA PAC HIGH DIV EQT I COM 92912J102 385 64286 SH DFND 1 64286 0 0 VOYA EMERGING MKTS HIGH DIVI COM 92912P108 364 74000 SH DFND 1 74000 0 0 WESTERN ASSET HIGH INCOM FD COM 95766J102 980 224885 SH DFND 1 224885 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 1930 18460 SH DFND 1 18460 0 0