0000950123-20-002431.txt : 20200214
0000950123-20-002431.hdr.sgml : 20200214
20200214154515
ACCESSION NUMBER: 0000950123-20-002431
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
EFFECTIVENESS DATE: 20200214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLOUGH CAPITAL PARTNERS L P
CENTRAL INDEX KEY: 0001276144
IRS NUMBER: 043486480
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10679
FILM NUMBER: 20618917
BUSINESS ADDRESS:
STREET 1: 53 STATE STREET
STREET 2: 27TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172043400
MAIL ADDRESS:
STREET 1: 53 STATE STREET
STREET 2: 27TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001276144
XXXXXXXX
12-31-2019
12-31-2019
Clough Capital Partners L P
53 State Street
27th Floor
Boston
MA
02109
13F HOLDINGS REPORT
028-10679
N
Daniel Gillis
Chief Compliance Officer
617-204-3409
/s/ Daniel Gillis
Boston
MA
02-14-2020
1
114
1171646
false
1
028-12502
Charles I. Clough, Jr.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ABERDEEN INCOME CR STRATEGIE
COM
003057106
319
27690
SH
DFND
1
27690
0
0
ADVANCED ENERGY INDS
COM
007973100
7257
101920
SH
DFND
1
101920
0
0
AGNC INVT CORP
COM
00123Q104
26582
1503500
SH
DFND
1
1503500
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
4273
20147
SH
DFND
1
20147
0
0
ALIGN TECHNOLOGY INC
COM
016255101
6771
24264
SH
DFND
1
24264
0
0
AMAZON COM INC
COM
023135106
13831
7485
SH
DFND
1
7485
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
13890
270600
SH
DFND
1
270600
0
0
AMGEN INC
COM
031162100
12909
53547
SH
DFND
1
53547
0
0
APELLIS PHARMACEUTICALS INC
COM
03753U106
15887
518834
SH
DFND
1
518834
0
0
APPLIED MATLS INC
COM
038222105
13142
215300
SH
DFND
1
215300
0
0
ARES CAP CORP
COM
04010L103
20232
1084839
SH
DFND
1
1084839
0
0
AVALARA INC
COM
05338G106
3611
49300
SH
DFND
1
49300
0
0
BANK AMER CORP
COM
060505104
41558
1179958
SH
DFND
1
1179958
0
0
BARINGS BDC INC
COM
06759L103
10572
1028400
SH
DFND
1
1028400
0
0
BAXTER INTL INC
COM
071813109
19823
237060
SH
DFND
1
237060
0
0
BEIGENE LTD
SPONSORED ADR
07725L102
12120
73120
SH
DFND
1
73120
0
0
BLACKROCK CR ALLCTN INC TR
COM
092508100
1227
87800
SH
DFND
1
87800
0
0
BLACKROCK MUNI N Y INTER DUR
COM
09255F109
341
22276
SH
DFND
1
22276
0
0
BOSTON BEER INC
CL A
100557107
3216
8512
SH
DFND
1
8512
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
11710
258946
SH
DFND
1
258946
0
0
BROADCOM INC
COM
11135F101
34750
109961
SH
DFND
1
109961
0
0
BROOKFIELD GLOBL LISTED INFR
COM SHS
11273Q109
1602
114828
SH
DFND
1
114828
0
0
CARVANA CO
CL A
146869102
37570
408150
SH
DFND
1
408150
0
0
CITIGROUP INC
COM NEW
172967424
65497
819843
SH
DFND
1
819843
0
0
COMMUNITY HEALTHCARE TR INC
COM
20369C106
9952
232200
SH
DFND
1
232200
0
0
CORNERSTONE STRATEGIC VALUE
COM
21924B302
1815
161900
SH
DFND
1
161900
0
0
CORNERSTONE TOTAL RTRN FD IN
COM
21924U300
1822
165800
SH
DFND
1
165800
0
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
27098
444927
SH
DFND
1
444927
0
0
CUSHING RENAISSANCE FD
COM
231647108
432
31877
SH
DFND
1
31877
0
0
DELAWARE ENHANCED GBL DIV &
COM
246060107
206
19818
SH
DFND
1
19818
0
0
DUFF & PHELPS UTIL CORP BD T
COM
26432K108
390
42662
SH
DFND
1
42662
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
1843
139100
SH
DFND
1
139100
0
0
EATON VANCE MUN BD FD
COM
27827X101
194
15059
SH
DFND
1
15059
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
2977
101100
SH
DFND
1
101100
0
0
FIRST TR ABERDEEN GLBL OPP F
COM SHS
337319107
242
21600
SH
DFND
1
21600
0
0
FIRST TR SR FLG RTE INCM FD
COM
33733U108
935
74465
SH
DFND
1
74465
0
0
FLOOR & DECOR HLDGS INC
CL A
339750101
12418
244402
SH
DFND
1
244402
0
0
GALAPAGOS NV
SPON ADR
36315X101
3943
19066
SH
DFND
1
19066
0
0
GCI LIBERTY INC
COM CLASS A
36164V305
13520
190828
SH
DFND
1
190828
0
0
GENPACT LIMITED
SHS
G3922B107
9008
213600
SH
DFND
1
213600
0
0
GOLUB CAP BDC INC
COM
38173M102
31997
1733766
SH
DFND
1
1733766
0
0
GOSSAMER BIO INC
COM
38341P102
7187
459834
SH
DFND
1
459834
0
0
GUGGENHEIM STRATEGIC OPP FD
COM SBI
40167F101
611
33800
SH
DFND
1
33800
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
13597
130036
SH
DFND
1
130036
0
0
HDFC BANK LTD
SPONSORED ADS
40415F101
17433
275100
SH
DFND
1
275100
0
0
HOME DEPOT INC
COM
437076102
12574
57580
SH
DFND
1
57580
0
0
HUBSPOT INC
COM
443573100
1719
10845
SH
DFND
1
10845
0
0
IDEXX LABS INC
COM
45168D104
7882
30185
SH
DFND
1
30185
0
0
IMAX CORP
COM
45245E109
597
29200
SH
DFND
1
29200
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
4724
134400
SH
DFND
1
134400
0
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
249
11400
SH
DFND
1
11400
0
0
JPMORGAN CHASE & CO
COM
46625H100
32606
233900
SH
DFND
1
233900
0
0
KURA ONCOLOGY INC
COM
50127T109
972
70661
SH
DFND
1
70661
0
0
LADDER CAP CORP
CL A
505743104
15626
866200
SH
DFND
1
866200
0
0
LAM RESEARCH CORP
COM
512807108
9953
34040
SH
DFND
1
34040
0
0
LAUDER ESTEE COS INC
CL A
518439104
3900
18882
SH
DFND
1
18882
0
0
LAZARD GLB TTL RET&INCM FD I
COM
52106W103
617
37300
SH
DFND
1
37300
0
0
LILLY ELI & CO
COM
532457108
974
7413
SH
DFND
1
7413
0
0
LUMENTUM HLDGS INC
COM
55024U109
7660
96600
SH
DFND
1
96600
0
0
MACQUARIE FT TR GB INF UT DI
COM
55607W100
244
22800
SH
DFND
1
22800
0
0
MADISON CVRED CALL & EQ STR
COM
557437100
605
91300
SH
DFND
1
91300
0
0
MASIMO CORP
COM
574795100
1138
7200
SH
DFND
1
7200
0
0
MASTERCARD INC
CL A
57636Q104
27894
93419
SH
DFND
1
93419
0
0
MEXICO EQUITY & INCOME FD
COM
592834105
413
35580
SH
DFND
1
35580
0
0
MICRON TECHNOLOGY INC
COM
595112103
28821
535903
SH
DFND
1
535903
0
0
MICROSOFT CORP
COM
594918104
28513
180807
SH
DFND
1
180807
0
0
MONGODB INC
CL A
60937P106
3935
29900
SH
DFND
1
29900
0
0
MORGAN STANLEY
COM NEW
617446448
21527
421100
SH
DFND
1
421100
0
0
NETEASE INC
SPONSORED ADR
64110W102
1273
4150
SH
DFND
1
4150
0
0
NETFLIX INC
COM
64110L106
8031
24821
SH
DFND
1
24821
0
0
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
752
6200
SH
DFND
1
6200
0
0
NEXPOINT STRATEGIC OPORTUNT
COM NEW
65340G205
1206
68100
SH
DFND
1
68100
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
1215
158450
SH
DFND
1
158450
0
0
NUVEEN TX ADV TOTAL RET STRG
COM
67090H102
146
12100
SH
DFND
1
12100
0
0
OKTA INC
CL A
679295105
7406
64190
SH
DFND
1
64190
0
0
OWENS & MINOR INC NEW
COM
690732102
6415
1240729
SH
DFND
1
1240729
0
0
PENNYMAC MTG INVT TR
COM
70931T103
22281
999600
SH
DFND
1
999600
0
0
PIONEER FLOATING RATE TR
COM
72369J102
247
22500
SH
DFND
1
22500
0
0
POOL CORPORATION
COM
73278L105
19545
92030
SH
DFND
1
92030
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
10130
26980
SH
DFND
1
26980
0
0
RH
COM
74967X103
7397
34648
SH
DFND
1
34648
0
0
RINGCENTRAL INC
CL A
76680R206
8135
48230
SH
DFND
1
48230
0
0
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
245
14900
SH
DFND
1
14900
0
0
RIVERNORTH MANAGED DUR MUN I
COM
76882H105
545
28200
SH
DFND
1
28200
0
0
RIVERNORTH OPPRTUNITIES FD I
COM
76881Y109
609
37300
SH
DFND
1
37300
0
0
ROYCE VALUE TR INC
COM
780910105
690
46695
SH
DFND
1
46695
0
0
SALESFORCE COM INC
COM
79466L302
24167
148592
SH
DFND
1
148592
0
0
SCORPIO TANKERS INC
SHS
Y7542C130
6267
159300
SH
DFND
1
159300
0
0
SERVICE CORP INTL
COM
817565104
11511
250068
SH
DFND
1
250068
0
0
SERVICENOW INC
COM
81762P102
16241
57527
SH
DFND
1
57527
0
0
SMILEDIRECTCLUB INC
CL A COM
83192H106
6094
697200
SH
DFND
1
697200
0
0
SOLAR CAP LTD
COM
83413U100
12037
583731
SH
DFND
1
583731
0
0
STARWOOD PPTY TR INC
COM
85571B105
12591
506482
SH
DFND
1
506482
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
34180
588300
SH
DFND
1
588300
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
3928
65900
SH
DFND
1
65900
0
0
TELADOC INC
COM
87918A105
9930
118614
SH
DFND
1
118614
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
15860
48818
SH
DFND
1
48818
0
0
TORTOISE ESSENTIAL ASSETS IN
COM SH BEN INT
89148A103
488
29800
SH
DFND
1
29800
0
0
TORTOISE MIDSTRM ENERGY FD I
COM
89148B101
246
22400
SH
DFND
1
22400
0
0
TPG SPECIALTY LENDING INC
COM
87265K102
17898
833646
SH
DFND
1
833646
0
0
TRANSDIGM GROUP INC
COM
893641100
33222
59325
SH
DFND
1
59325
0
0
TWO HBRS INVT CORP
COM NEW
90187B408
32132
2197800
SH
DFND
1
2197800
0
0
VAIL RESORTS INC
COM
91879Q109
14208
59240
SH
DFND
1
59240
0
0
VERACYTE INC
COM
92337F107
6202
222140
SH
DFND
1
222140
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
8044
36740
SH
DFND
1
36740
0
0
VIRTUS GLOBAL MULTI-SEC INC
COM
92829B101
358
28600
SH
DFND
1
28600
0
0
VISA INC
COM CL A
92826C839
28341
150830
SH
DFND
1
150830
0
0
VOYA ASIA PAC DIVID EQUITY I
COM
92912J102
614
72271
SH
DFND
1
72271
0
0
VOYA PRIME RATE TR
SH BEN INT
92913A100
248
49500
SH
DFND
1
49500
0
0
WESTERN ASSET GLB HI INCOME
COM
95766B109
977
97528
SH
DFND
1
97528
0
0
WNS HOLDINGS LTD
SPON ADR
92932M101
7763
117347
SH
DFND
1
117347
0
0
ZAI LAB LTD
ADR
98887Q104
8871
213300
SH
DFND
1
213300
0
0
ZENDESK INC
COM
98936J101
1835
23941
SH
DFND
1
23941
0
0
ZOETIS INC
CL A
98978V103
11672
88190
SH
DFND
1
88190
0
0