The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3,068 18,347 SH   DFND 1 18,347 0 0
ALIGN TECHNOLOGY INC COM 016255101 3,070 16,969 SH   DFND 1 16,969 0 0
ALTERYX INC COM CL A 02156B103 1,783 16,600 SH   DFND 1 16,600 0 0
AMAZON COM INC COM 023135106 9,133 5,261 SH   DFND 1 5,261 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 4,885 87,700 SH   DFND 1 87,700 0 0
AMGEN INC COM 031162100 9,113 47,095 SH   DFND 1 47,095 0 0
ANALOG DEVICES INC COM 032654105 30,923 276,763 SH   DFND 1 276,763 0 0
APELLIS PHARMACEUTICALS INC COM 03753U106 12,499 518,834 SH   DFND 1 518,834 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 163 10,998 SH   DFND 1 10,998 0 0
ARES CAP CORP COM 04010L103 33,802 1,813,900 SH   DFND 1 1,813,900 0 0
BANK AMER CORP COM 060505104 36,356 1,246,358 SH   DFND 1 1,246,358 0 0
BARINGS BDC INC COM 06759L103 10,540 1,038,400 SH   DFND 1 1,038,400 0 0
BAXTER INTL INC COM 071813109 11,971 136,860 SH   DFND 1 136,860 0 0
BEIGENE LTD SPONSORED ADR 07725L102 12,568 102,630 SH   DFND 1 102,630 0 0
BOSTON SCIENTIFIC CORP COM 101137107 10,118 248,660 SH   DFND 1 248,660 0 0
CARVANA CO CL A 146869102 23,464 355,520 SH   DFND 1 355,520 0 0
CITIGROUP INC COM NEW 172967424 64,931 939,943 SH   DFND 1 939,943 0 0
COHEN & STEERS GLOBAL INC BL COM 19248M103 1,428 157,047 SH   DFND 1 157,047 0 0
COMMUNITY HEALTHCARE TR INC COM 20369C106 8,211 184,300 SH   DFND 1 184,300 0 0
CORNERSTONE TOTAL RTRN FD IN COM 21924U300 566 51,514 SH   DFND 1 51,514 0 0
CORREVIO PHARMA CORP COM 22026V105 4,114 2,057,124 SH   DFND 1 2,057,124 0 0
COUPA SOFTWARE INC COM 22266L106 3,169 24,460 SH   DFND 1 24,460 0 0
CRISPR THERAPEUTICS AG NAMEN AKT H17182108 3,849 93,900 SH Call DFND 1 93,900 0 0
CRISPR THERAPEUTICS AG NAMEN AKT H17182108 19,667 479,803 SH   DFND 1 479,803 0 0
CUSHING RENAISSANCE FD COM 231647108 423 31,877 SH   DFND 1 31,877 0 0
DELAWARE ENHANCED GBL DIV & COM 246060107 195 19,818 SH   DFND 1 19,818 0 0
DIVIDEND & INCOME FUND COM NEW 25538A204 213 17,800 SH   DFND 1 17,800 0 0
EATON VANCE MUN BD FD COM 27827X101 225 17,387 SH   DFND 1 17,387 0 0
EATON VANCE TAX MNGD BUY WRI COM SH BEN INT 27829M103 585 61,500 SH   DFND 1 61,500 0 0
ELANCO ANIMAL HEALTH INC COM 28414H103 5,416 203,700 SH   DFND 1 203,700 0 0
FIRST TR HIGH INCOME L/S FD COM 33738E109 605 39,900 SH   DFND 1 39,900 0 0
FIRST TR SR FLG RTE INCM FD COM 33733U108 689 57,390 SH   DFND 1 57,390 0 0
FLOOR & DECOR HLDGS INC CL A 339750101 9,806 191,702 SH   DFND 1 191,702 0 0
GALAPAGOS NV SPON ADR 36315X101 4,858 31,823 SH   DFND 1 31,823 0 0
GCI LIBERTY INC COM CLASS A 36164V305 20,094 323,728 SH   DFND 1 323,728 0 0
GLOBAL PMTS INC COM 37940X102 17,134 107,760 SH   DFND 1 107,760 0 0
GOLUB CAP BDC INC COM 38173M102 20,921 1,110,466 SH   DFND 1 1,110,466 0 0
GOSSAMER BIO INC COM 38341P102 8,256 491,734 SH   DFND 1 491,734 0 0
GW PHARMACEUTICALS PLC ADS 36197T103 6,314 54,887 SH   DFND 1 54,887 0 0
HDFC BANK LTD SPONSORED ADS 40415F101 22,603 396,200 SH   DFND 1 396,200 0 0
HOME DEPOT INC COM 437076102 22,991 99,090 SH   DFND 1 99,090 0 0
HUBSPOT INC COM 443573100 1,789 11,800 SH   DFND 1 11,800 0 0
IDEXX LABS INC COM 45168D104 5,987 22,015 SH   DFND 1 22,015 0 0
IMAX CORP COM 45245E109 582 26,500 SH   DFND 1 26,500 0 0
INVESCO DYNAMIC CR OPP FD COM 46132R104 1,675 152,152 SH   DFND 1 152,152 0 0
INVESCO HIGH INCOME TR II COM 46131F101 851 59,445 SH   DFND 1 59,445 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 251,665 1,332,900 SH Put DFND 1 1,332,900 0 0
INVESCO SR INCOME TR COM 46131H107 470 112,000 SH   DFND 1 112,000 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 1,120 7,400 SH   DFND 1 7,400 0 0
ISHARES TR S&P 500 GRWT ETF 464287309 1,152 6,400 SH   DFND 1 6,400 0 0
ISHARES TR MSCI INDIA ETF 46429B598 4,512 134,400 SH   DFND 1 134,400 0 0
JPMORGAN CHASE & CO COM 46625H100 28,952 246,000 SH   DFND 1 246,000 0 0
KURA ONCOLOGY INC COM 50127T109 1,102 72,661 SH   DFND 1 72,661 0 0
LADDER CAP CORP CL A 505743104 9,205 533,000 SH   DFND 1 533,000 0 0
LAUDER ESTEE COS INC CL A 518439104 9,208 46,282 SH   DFND 1 46,282 0 0
LAZARD WORLD DIVID & INCOME COM 521076109 637 68,236 SH   DFND 1 68,236 0 0
LILLY ELI & CO COM 532457108 829 7,413 SH   DFND 1 7,413 0 0
MASIMO CORP COM 574795100 1,071 7,200 SH   DFND 1 7,200 0 0
MICRON TECHNOLOGY INC COM 595112103 26,786 625,103 SH   DFND 1 625,103 0 0
MICROSOFT CORP COM 594918104 37,122 267,010 SH   DFND 1 267,010 0 0
MORGAN STANLEY COM NEW 617446448 18,071 423,500 SH   DFND 1 423,500 0 0
NETEASE INC SPONSORED ADR 64110W102 758 2,850 SH   DFND 1 2,850 0 0
NETFLIX INC COM 64110L106 3,854 14,401 SH   DFND 1 14,401 0 0
NEUBERGER BERMAN HGH YLD FD COM 64128C106 1,180 97,800 SH   DFND 1 97,800 0 0
NUVEEN CONNECTICUT QLTY MUN COM 67060D107 231 17,221 SH   DFND 1 17,221 0 0
NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 584 78,050 SH   DFND 1 78,050 0 0
OWENS & MINOR INC NEW COM 690732102 5,678 977,295 SH   DFND 1 977,295 0 0
PENNYMAC MTG INVT TR COM 70931T103 12,418 558,600 SH   DFND 1 558,600 0 0
POOL CORPORATION COM 73278L105 15,731 77,991 SH   DFND 1 77,991 0 0
RH COM 74967X103 5,630 32,958 SH   DFND 1 32,958 0 0
RINGCENTRAL INC CL A 76680R206 3,565 28,370 SH   DFND 1 28,370 0 0
ROYCE VALUE TR INC COM 780910105 828 60,195 SH   DFND 1 60,195 0 0
SALESFORCE COM INC COM 79466L302 33,456 225,382 SH   DFND 1 225,382 0 0
SERVICE CORP INTL COM 817565104 4,717 98,668 SH   DFND 1 98,668 0 0
SERVICENOW INC COM 81762P102 2,954 11,636 SH   DFND 1 11,636 0 0
SOLAR CAP LTD COM 83413U100 15,662 758,431 SH   DFND 1 758,431 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,205 4,060 SH   DFND 1 4,060 0 0
STARWOOD PPTY TR INC COM 85571B105 30,340 1,252,682 SH   DFND 1 1,252,682 0 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 17,370 373,700 SH   DFND 1 373,700 0 0
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 2,005 16,000 SH   DFND 1 16,000 0 0
TANDEM DIABETES CARE INC COM NEW 875372203 7,001 118,700 SH   DFND 1 118,700 0 0
TELADOC INC COM 87918A105 9,549 141,014 SH   DFND 1 141,014 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 16,704 57,348 SH   DFND 1 57,348 0 0
TPG SPECIALTY LENDING INC COM 87265K102 17,419 830,246 SH   DFND 1 830,246 0 0
TRANSDIGM GROUP INC COM 893641100 35,317 67,830 SH   DFND 1 67,830 0 0
TWILIO INC CL A 90138F102 1,857 16,890 SH   DFND 1 16,890 0 0
VAIL RESORTS INC COM 91879Q109 14,828 65,160 SH   DFND 1 65,160 0 0
VERACYTE INC COM 92337F107 7,057 294,040 SH   DFND 1 294,040 0 0
VERTEX PHARMACEUTICALS INC COM 92532F100 5,209 30,744 SH   DFND 1 30,744 0 0
VIRTUS TOTAL RETURN FUND INC COM 92837G100 1,683 149,455 SH   DFND 1 149,455 0 0
VISA INC COM CL A 92826C839 28,712 166,920 SH   DFND 1 166,920 0 0
VOYA PRIME RATE TR SH BEN INT 92913A100 233 49,500 SH   DFND 1 49,500 0 0
WAVE LIFE SCIENCES LTD SHS Y95308105 1,213 59,076 SH   DFND 1 59,076 0 0
WAYFAIR INC CL A 94419L101 16,691 148,870 SH   DFND 1 148,870 0 0
WESTERN ASSET GLB HI INCOME COM 95766B109 1,511 152,181 SH   DFND 1 152,181 0 0
WESTERN ASSET HIGH INCM FD I COM 95766J102 237 34,900 SH   DFND 1 34,900 0 0
WNS HOLDINGS LTD SPON ADR 92932M101 8,251 140,447 SH   DFND 1 140,447 0 0
ZENDESK INC COM 98936J101 2,726 37,400 SH   DFND 1 37,400 0 0
ZOETIS INC CL A 98978V103 11,037 88,590 SH   DFND 1 88,590 0 0