0000950123-19-011301.txt : 20191114
0000950123-19-011301.hdr.sgml : 20191114
20191114150842
ACCESSION NUMBER: 0000950123-19-011301
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
EFFECTIVENESS DATE: 20191114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLOUGH CAPITAL PARTNERS L P
CENTRAL INDEX KEY: 0001276144
IRS NUMBER: 043486480
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10679
FILM NUMBER: 191219324
BUSINESS ADDRESS:
STREET 1: 53 STATE STREET
STREET 2: 27TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172043400
MAIL ADDRESS:
STREET 1: 53 STATE STREET
STREET 2: 27TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001276144
XXXXXXXX
09-30-2019
09-30-2019
Clough Capital Partners L P
53 State Street
27th Floor
Boston
MA
02109
13F HOLDINGS REPORT
028-10679
N
Daniel Gillis
Chief Compliance Officer
617-204-3409
/s/ Daniel Gillis
Boston
MA
11-14-2019
1
99
1208906
false
1
028-12502
Charles I. Clough, Jr.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
3068
18347
SH
DFND
1
18347
0
0
ALIGN TECHNOLOGY INC
COM
016255101
3070
16969
SH
DFND
1
16969
0
0
ALTERYX INC
COM CL A
02156B103
1783
16600
SH
DFND
1
16600
0
0
AMAZON COM INC
COM
023135106
9133
5261
SH
DFND
1
5261
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
4885
87700
SH
DFND
1
87700
0
0
AMGEN INC
COM
031162100
9113
47095
SH
DFND
1
47095
0
0
ANALOG DEVICES INC
COM
032654105
30923
276763
SH
DFND
1
276763
0
0
APELLIS PHARMACEUTICALS INC
COM
03753U106
12499
518834
SH
DFND
1
518834
0
0
APOLLO SR FLOATING RATE FD I
COM
037636107
163
10998
SH
DFND
1
10998
0
0
ARES CAP CORP
COM
04010L103
33802
1813900
SH
DFND
1
1813900
0
0
BANK AMER CORP
COM
060505104
36356
1246358
SH
DFND
1
1246358
0
0
BARINGS BDC INC
COM
06759L103
10540
1038400
SH
DFND
1
1038400
0
0
BAXTER INTL INC
COM
071813109
11971
136860
SH
DFND
1
136860
0
0
BEIGENE LTD
SPONSORED ADR
07725L102
12568
102630
SH
DFND
1
102630
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
10118
248660
SH
DFND
1
248660
0
0
CARVANA CO
CL A
146869102
23464
355520
SH
DFND
1
355520
0
0
CITIGROUP INC
COM NEW
172967424
64931
939943
SH
DFND
1
939943
0
0
COHEN & STEERS GLOBAL INC BL
COM
19248M103
1428
157047
SH
DFND
1
157047
0
0
COMMUNITY HEALTHCARE TR INC
COM
20369C106
8211
184300
SH
DFND
1
184300
0
0
CORNERSTONE TOTAL RTRN FD IN
COM
21924U300
566
51514
SH
DFND
1
51514
0
0
CORREVIO PHARMA CORP
COM
22026V105
4114
2057124
SH
DFND
1
2057124
0
0
COUPA SOFTWARE INC
COM
22266L106
3169
24460
SH
DFND
1
24460
0
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
3849
93900
SH
Call
DFND
1
93900
0
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
19667
479803
SH
DFND
1
479803
0
0
CUSHING RENAISSANCE FD
COM
231647108
423
31877
SH
DFND
1
31877
0
0
DELAWARE ENHANCED GBL DIV &
COM
246060107
195
19818
SH
DFND
1
19818
0
0
DIVIDEND & INCOME FUND
COM NEW
25538A204
213
17800
SH
DFND
1
17800
0
0
EATON VANCE MUN BD FD
COM
27827X101
225
17387
SH
DFND
1
17387
0
0
EATON VANCE TAX MNGD BUY WRI
COM SH BEN INT
27829M103
585
61500
SH
DFND
1
61500
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
5416
203700
SH
DFND
1
203700
0
0
FIRST TR HIGH INCOME L/S FD
COM
33738E109
605
39900
SH
DFND
1
39900
0
0
FIRST TR SR FLG RTE INCM FD
COM
33733U108
689
57390
SH
DFND
1
57390
0
0
FLOOR & DECOR HLDGS INC
CL A
339750101
9806
191702
SH
DFND
1
191702
0
0
GALAPAGOS NV
SPON ADR
36315X101
4858
31823
SH
DFND
1
31823
0
0
GCI LIBERTY INC
COM CLASS A
36164V305
20094
323728
SH
DFND
1
323728
0
0
GLOBAL PMTS INC
COM
37940X102
17134
107760
SH
DFND
1
107760
0
0
GOLUB CAP BDC INC
COM
38173M102
20921
1110466
SH
DFND
1
1110466
0
0
GOSSAMER BIO INC
COM
38341P102
8256
491734
SH
DFND
1
491734
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
6314
54887
SH
DFND
1
54887
0
0
HDFC BANK LTD
SPONSORED ADS
40415F101
22603
396200
SH
DFND
1
396200
0
0
HOME DEPOT INC
COM
437076102
22991
99090
SH
DFND
1
99090
0
0
HUBSPOT INC
COM
443573100
1789
11800
SH
DFND
1
11800
0
0
IDEXX LABS INC
COM
45168D104
5987
22015
SH
DFND
1
22015
0
0
IMAX CORP
COM
45245E109
582
26500
SH
DFND
1
26500
0
0
INVESCO DYNAMIC CR OPP FD
COM
46132R104
1675
152152
SH
DFND
1
152152
0
0
INVESCO HIGH INCOME TR II
COM
46131F101
851
59445
SH
DFND
1
59445
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
251665
1332900
SH
Put
DFND
1
1332900
0
0
INVESCO SR INCOME TR
COM
46131H107
470
112000
SH
DFND
1
112000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1120
7400
SH
DFND
1
7400
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
1152
6400
SH
DFND
1
6400
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
4512
134400
SH
DFND
1
134400
0
0
JPMORGAN CHASE & CO
COM
46625H100
28952
246000
SH
DFND
1
246000
0
0
KURA ONCOLOGY INC
COM
50127T109
1102
72661
SH
DFND
1
72661
0
0
LADDER CAP CORP
CL A
505743104
9205
533000
SH
DFND
1
533000
0
0
LAUDER ESTEE COS INC
CL A
518439104
9208
46282
SH
DFND
1
46282
0
0
LAZARD WORLD DIVID & INCOME
COM
521076109
637
68236
SH
DFND
1
68236
0
0
LILLY ELI & CO
COM
532457108
829
7413
SH
DFND
1
7413
0
0
MASIMO CORP
COM
574795100
1071
7200
SH
DFND
1
7200
0
0
MICRON TECHNOLOGY INC
COM
595112103
26786
625103
SH
DFND
1
625103
0
0
MICROSOFT CORP
COM
594918104
37122
267010
SH
DFND
1
267010
0
0
MORGAN STANLEY
COM NEW
617446448
18071
423500
SH
DFND
1
423500
0
0
NETEASE INC
SPONSORED ADR
64110W102
758
2850
SH
DFND
1
2850
0
0
NETFLIX INC
COM
64110L106
3854
14401
SH
DFND
1
14401
0
0
NEUBERGER BERMAN HGH YLD FD
COM
64128C106
1180
97800
SH
DFND
1
97800
0
0
NUVEEN CONNECTICUT QLTY MUN
COM
67060D107
231
17221
SH
DFND
1
17221
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
584
78050
SH
DFND
1
78050
0
0
OWENS & MINOR INC NEW
COM
690732102
5678
977295
SH
DFND
1
977295
0
0
PENNYMAC MTG INVT TR
COM
70931T103
12418
558600
SH
DFND
1
558600
0
0
POOL CORPORATION
COM
73278L105
15731
77991
SH
DFND
1
77991
0
0
RH
COM
74967X103
5630
32958
SH
DFND
1
32958
0
0
RINGCENTRAL INC
CL A
76680R206
3565
28370
SH
DFND
1
28370
0
0
ROYCE VALUE TR INC
COM
780910105
828
60195
SH
DFND
1
60195
0
0
SALESFORCE COM INC
COM
79466L302
33456
225382
SH
DFND
1
225382
0
0
SERVICE CORP INTL
COM
817565104
4717
98668
SH
DFND
1
98668
0
0
SERVICENOW INC
COM
81762P102
2954
11636
SH
DFND
1
11636
0
0
SOLAR CAP LTD
COM
83413U100
15662
758431
SH
DFND
1
758431
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1205
4060
SH
DFND
1
4060
0
0
STARWOOD PPTY TR INC
COM
85571B105
30340
1252682
SH
DFND
1
1252682
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
17370
373700
SH
DFND
1
373700
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
2005
16000
SH
DFND
1
16000
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
7001
118700
SH
DFND
1
118700
0
0
TELADOC INC
COM
87918A105
9549
141014
SH
DFND
1
141014
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
16704
57348
SH
DFND
1
57348
0
0
TPG SPECIALTY LENDING INC
COM
87265K102
17419
830246
SH
DFND
1
830246
0
0
TRANSDIGM GROUP INC
COM
893641100
35317
67830
SH
DFND
1
67830
0
0
TWILIO INC
CL A
90138F102
1857
16890
SH
DFND
1
16890
0
0
VAIL RESORTS INC
COM
91879Q109
14828
65160
SH
DFND
1
65160
0
0
VERACYTE INC
COM
92337F107
7057
294040
SH
DFND
1
294040
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
5209
30744
SH
DFND
1
30744
0
0
VIRTUS TOTAL RETURN FUND INC
COM
92837G100
1683
149455
SH
DFND
1
149455
0
0
VISA INC
COM CL A
92826C839
28712
166920
SH
DFND
1
166920
0
0
VOYA PRIME RATE TR
SH BEN INT
92913A100
233
49500
SH
DFND
1
49500
0
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
1213
59076
SH
DFND
1
59076
0
0
WAYFAIR INC
CL A
94419L101
16691
148870
SH
DFND
1
148870
0
0
WESTERN ASSET GLB HI INCOME
COM
95766B109
1511
152181
SH
DFND
1
152181
0
0
WESTERN ASSET HIGH INCM FD I
COM
95766J102
237
34900
SH
DFND
1
34900
0
0
WNS HOLDINGS LTD
SPON ADR
92932M101
8251
140447
SH
DFND
1
140447
0
0
ZENDESK INC
COM
98936J101
2726
37400
SH
DFND
1
37400
0
0
ZOETIS INC
CL A
98978V103
11037
88590
SH
DFND
1
88590
0
0