0000950123-19-002000.txt : 20190214
0000950123-19-002000.hdr.sgml : 20190214
20190214103200
ACCESSION NUMBER: 0000950123-19-002000
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
EFFECTIVENESS DATE: 20190214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLOUGH CAPITAL PARTNERS L P
CENTRAL INDEX KEY: 0001276144
IRS NUMBER: 043486480
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10679
FILM NUMBER: 19602213
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
STREET 2: 40TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172043400
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
STREET 2: 40TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001276144
XXXXXXXX
12-31-2018
12-31-2018
Clough Capital Partners L P
One Post Office Square
40th Floor
Boston
MA
02109
13F HOLDINGS REPORT
028-10679
N
Daniel Gillis
Chief Compliance Officer
617-204-3409
/s/ Daniel Gillis
Boston
MA
02-14-2019
1
145
850950
false
1
028-12502
Charles I. Clough, Jr.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ABERDEEN INCOME CR STRATEGIE
COM
003057106
1720
164163
SH
DFND
1
164163
0
0
ABERDEEN TOTAL DYNAMIC DIVD
COM SH BEN INT
00326L100
2415
335000
SH
DFND
1
335000
0
0
ADVENT CLAYMORE CV SECS & IN
COM
00764C109
1323
105510
SH
DFND
1
105510
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
3617
26390
SH
DFND
1
26390
0
0
ALIGN TECHNOLOGY INC
COM
016255101
6733
32147
SH
DFND
1
32147
0
0
ALLIANZGI CONV & INCOME FD
COM
018828103
307
59100
SH
DFND
1
59100
0
0
ALLIANZGI CONV & INCOME FD I
COM
018825109
302
67000
SH
DFND
1
67000
0
0
AMAZON COM INC
COM
023135106
26942
17938
SH
DFND
1
17938
0
0
AMGEN INC
COM
031162100
11436
58745
SH
DFND
1
58745
0
0
ANTHEM INC
COM
036752103
9382
35723
SH
DFND
1
35723
0
0
APELLIS PHARMACEUTICALS INC
COM
03753U106
7422
562734
SH
DFND
1
562734
0
0
APOLLO SR FLOATING RATE FD I
COM
037636107
1640
113968
SH
DFND
1
113968
0
0
APPLE INC
COM
037833100
664
4209
SH
DFND
1
4209
0
0
ARES CAP CORP
COM
04010L103
27707
1778400
SH
DFND
1
1778400
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
5447
35000
SH
DFND
1
35000
0
0
AT HOME GROUP INC
COM
04650Y100
224
12000
SH
DFND
1
12000
0
0
BANK AMER CORP
COM
060505104
26253
1065458
SH
DFND
1
1065458
0
0
BAOZUN INC
SPONSORED ADR
06684L103
3716
127200
SH
DFND
1
127200
0
0
BARINGS BDC INC
COM
06759L103
4399
488200
SH
DFND
1
488200
0
0
BEIGENE LTD
SPONSORED ADR
07725L102
10030
71510
SH
DFND
1
71510
0
0
BIOGEN INC
COM
09062X103
3456
11485
SH
DFND
1
11485
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
5227
61389
SH
DFND
1
61389
0
0
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
1548
114953
SH
DFND
1
114953
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
29311
920000
SH
DFND
1
920000
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
7457
211000
SH
DFND
1
211000
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
1551
29841
SH
DFND
1
29841
0
0
BROADCOM INC
COM
11135F101
10232
40240
SH
DFND
1
40240
0
0
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
2971
155800
SH
DFND
1
155800
0
0
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
209
23600
SH
DFND
1
23600
0
0
CALAMOS GBL DYN INCOME FUND
COM
12811L107
2442
372833
SH
DFND
1
372833
0
0
CARTER INC
COM
146229109
257
3150
SH
DFND
1
3150
0
0
CARVANA CO
CL A
146869102
14424
440980
SH
DFND
1
440980
0
0
CHILDRENS PL INC
COM
168905107
234
2600
SH
DFND
1
2600
0
0
CHINA FD INC
COM
169373107
807
47800
SH
DFND
1
47800
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
1585
33017
SH
DFND
1
33017
0
0
CIGNA CORP NEW
COM
125523100
6006
31624
SH
DFND
1
31624
0
0
CISCO SYS INC
COM
17275R102
3653
84300
SH
DFND
1
84300
0
0
CITIGROUP INC
W EXP 01/04/201
172967226
0
271800
SH
DFND
1
271800
0
0
CITIGROUP INC
COM NEW
172967424
26225
503743
SH
DFND
1
503743
0
0
CLEARBRIDGE ENERGY MLP FD IN
COM
184692101
1117
107300
SH
DFND
1
107300
0
0
CLEARBRIDGE ENERGY MLP OPP F
COM
18469P100
192
24600
SH
DFND
1
24600
0
0
COMMUNITY HEALTHCARE TR INC
COM
20369C106
6265
217300
SH
DFND
1
217300
0
0
CORNERSTONE STRATEGIC VALUE
COM
21924B302
6756
604300
SH
DFND
1
604300
0
0
CORNERSTONE TOTAL RTRN FD IN
COM
21924U300
6834
615100
SH
DFND
1
615100
0
0
CORREVIO PHARMA CORP
COM
22026V105
5907
2372224
SH
DFND
1
2372224
0
0
CREDIT ACCEP CORP MICH
COM
225310101
7284
19080
SH
DFND
1
19080
0
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
14744
516066
SH
DFND
1
516066
0
0
D R HORTON INC
COM
23331A109
9826
283495
SH
DFND
1
283495
0
0
DBX ETF TR
XTRACK HRVST CSI
233051879
989
45100
SH
DFND
1
45100
0
0
DELAWARE ENHANCED GBL DIV &
COM
246060107
1200
137881
SH
DFND
1
137881
0
0
DIVIDEND & INCOME FUND
COM NEW
25538A204
179
18800
SH
DFND
1
18800
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
2301
132800
SH
DFND
1
132800
0
0
DUFF & PHELPS GLB UTL INC FD
COM
26433C105
776
65506
SH
DFND
1
65506
0
0
EQUILLIUM INC
COM
29446K106
2244
275000
SH
DFND
1
275000
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
539
6200
SH
DFND
1
6200
0
0
FLOOR & DECOR HLDGS INC
CL A
339750101
220
8500
SH
DFND
1
8500
0
0
FRANKLIN LTD DURATION INC TR
COM
35472T101
694
76928
SH
DFND
1
76928
0
0
FST TR NEW OPPORT MLP & ENE
COM
33739M100
611
81000
SH
DFND
1
81000
0
0
GABELLI CONV&INCOM SECS FD I
COM
36240B109
1083
246757
SH
DFND
1
246757
0
0
GABELLI GLOBL UTIL & INCOME
COM SH BEN INT
36242L105
329
20412
SH
DFND
1
20412
0
0
GALAPAGOS NV
SPON ADR
36315X101
2395
26103
SH
DFND
1
26103
0
0
GCI LIBERTY INC
COM CLASS A
36164V305
23932
581449
SH
DFND
1
581449
0
0
GDS HLDGS LTD
SPONSORED ADR
36165L108
6126
265300
SH
DFND
1
265300
0
0
GOLDMAN SACHS MLP ENERGY REN
COM
38148G107
564
128507
SH
DFND
1
128507
0
0
GOLUB CAP BDC INC
COM
38173M102
13922
844266
SH
DFND
1
844266
0
0
GRANITE PT MTG TR INC
COM
38741L107
8983
498200
SH
DFND
1
498200
0
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
6450
80400
SH
DFND
1
80400
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
6644
68217
SH
DFND
1
68217
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
2766
26700
SH
DFND
1
26700
0
0
HOME DEPOT INC
COM
437076102
653
3800
SH
DFND
1
3800
0
0
HUAZHU GROUP LTD
SPONSORED ADS
44332N106
7673
268000
SH
DFND
1
268000
0
0
HUMANA INC
COM
444859102
8110
28308
SH
DFND
1
28308
0
0
ILLUMINA INC
COM
452327109
8134
27120
SH
DFND
1
27120
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
1531
134424
SH
DFND
1
134424
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
872
3400
SH
Put
DFND
1
3400
0
0
IQIYI INC
SPONSORED ADS
46267X108
575
38700
SH
DFND
1
38700
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
9339
280100
SH
DFND
1
280100
0
0
JOHNSON & JOHNSON
COM
478160104
6851
53089
SH
DFND
1
53089
0
0
JPMORGAN CHASE & CO
COM
46625H100
13872
142100
SH
DFND
1
142100
0
0
KKR INCOME OPPORTUNITIES FD
COM
48249T106
2619
183805
SH
DFND
1
183805
0
0
KURA ONCOLOGY INC
COM
50127T109
1127
80261
SH
DFND
1
80261
0
0
LADDER CAP CORP
CL A
505743104
5769
372939
SH
DFND
1
372939
0
0
LAUDER ESTEE COS INC
CL A
518439104
507
3900
SH
DFND
1
3900
0
0
LENNAR CORP
CL A
526057104
15437
394297
SH
DFND
1
394297
0
0
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
2127
484400
SH
DFND
1
484400
0
0
LILLY ELI & CO
COM
532457108
1180
10200
SH
DFND
1
10200
0
0
LUMENTUM HLDGS INC
COM
55024U109
7451
177363
SH
DFND
1
177363
0
0
MASIMO CORP
COM
574795100
2158
20100
SH
DFND
1
20100
0
0
MFS CHARTER INCOME TR
SH BEN INT
552727109
749
102200
SH
DFND
1
102200
0
0
MICROSOFT CORP
COM
594918104
32086
315900
SH
DFND
1
315900
0
0
MIMECAST LTD
ORD SHS
G14838109
8994
267430
SH
DFND
1
267430
0
0
MOMO INC
ADR
60879B107
705
29700
SH
DFND
1
29700
0
0
MORGAN STANLEY
COM NEW
617446448
671
16933
SH
DFND
1
16933
0
0
MORGAN STANLEY CHINA A SH FD
COM
617468103
1092
59800
SH
DFND
1
59800
0
0
NETEASE INC
SPONSORED ADR
64110W102
353
1500
SH
DFND
1
1500
0
0
NETFLIX INC
COM
64110L106
8694
32483
SH
DFND
1
32483
0
0
NEUBERGER BERMAN RE ES SEC F
COM
64190A103
465
112100
SH
DFND
1
112100
0
0
NEXPOINT STRATEGIC OPORTUNT
COM NEW
65340G205
1305
65500
SH
DFND
1
65500
0
0
NOAH HLDGS LTD
SPON ADS CL A
65487X102
7637
176300
SH
DFND
1
176300
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
143
15803
SH
DFND
1
15803
0
0
NUVEEN QUALITY PFD INCOME FD
COM
67072C105
199
24000
SH
DFND
1
24000
0
0
PFIZER INC
COM
717081103
9197
210700
SH
DFND
1
210700
0
0
PIONEER MUN HIGH INCOME ADV
COM
723762100
164
16100
SH
DFND
1
16100
0
0
PLURALSIGHT INC
COM CL A
72941B106
2826
120000
SH
DFND
1
120000
0
0
POOL CORPORATION
COM
73278L105
595
4000
SH
DFND
1
4000
0
0
PRINCIPAL REAL ESTATE INCOME
SHS BEN INT
74255X104
227
13700
SH
DFND
1
13700
0
0
PULTE GROUP INC
COM
745867101
394
15173
SH
DFND
1
15173
0
0
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
129
30300
SH
DFND
1
30300
0
0
REDFIN CORP
COM
75737F108
233
16200
SH
DFND
1
16200
0
0
RH
COM
74967X103
3822
31900
SH
DFND
1
31900
0
0
RINGCENTRAL INC
CL A
76680R206
9918
120300
SH
DFND
1
120300
0
0
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
1043
64200
SH
DFND
1
64200
0
0
ROYCE VALUE TR INC
COM
780910105
2465
208900
SH
DFND
1
208900
0
0
SALESFORCE COM INC
COM
79466L302
21358
155930
SH
DFND
1
155930
0
0
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
11575
71500
SH
DFND
1
71500
0
0
SERVICE CORP INTL
COM
817565104
3997
99268
SH
DFND
1
99268
0
0
SERVICENOW INC
COM
81762P102
6988
39250
SH
DFND
1
39250
0
0
SIENNA BIOPHARMACEUTICALS IN
COM
82622H108
316
136228
SH
DFND
1
136228
0
0
SOLAR CAP LTD
COM
83413U100
16016
834600
SH
DFND
1
834600
0
0
STARWOOD PPTY TR INC
COM
85571B105
32204
1633882
SH
DFND
1
1633882
0
0
T MOBILE US INC
COM
872590104
25533
401400
SH
DFND
1
401400
0
0
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
905
50400
SH
DFND
1
50400
0
0
TELADOC INC
COM
87918A105
4963
100128
SH
DFND
1
100128
0
0
THL CR SR LN FD
COM
87244R103
578
38867
SH
DFND
1
38867
0
0
TPG SPECIALTY LENDING INC
COM
87265K102
13491
745746
SH
DFND
1
745746
0
0
TRANSDIGM GROUP INC
COM
893641100
10561
31055
SH
DFND
1
31055
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
9941
39905
SH
DFND
1
39905
0
0
VERACYTE INC
COM
92337F107
4989
396600
SH
DFND
1
396600
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
7422
44789
SH
DFND
1
44789
0
0
VIASAT INC
COM
92552V100
8757
148552
SH
DFND
1
148552
0
0
VIRTUS GLOBAL DIVID INCOME F
COM
92835W107
797
89200
SH
DFND
1
89200
0
0
VIRTUS GLOBAL MULTI-SEC INC
COM
92829B101
533
48137
SH
DFND
1
48137
0
0
VIRTUS TOTAL RETURN FUND INC
COM
92837G100
1181
136400
SH
DFND
1
136400
0
0
VISA INC
COM CL A
92826C839
26962
204350
SH
DFND
1
204350
0
0
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
1386
236500
SH
DFND
1
236500
0
0
VOYA INTL HIGH DIVID EQTY IN
COM
92912Y109
93
18000
SH
DFND
1
18000
0
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
2206
52476
SH
DFND
1
52476
0
0
WAYFAIR INC
CL A
94419L101
1306
14500
SH
DFND
1
14500
0
0
WELLS FARGO ADV GLB DIV OPP
COM
94987C103
514
110873
SH
DFND
1
110873
0
0
WELLS FARGO MULTI SECTOR INC
COM
94987D101
785
70807
SH
DFND
1
70807
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
3569
143900
SH
DFND
1
143900
0
0
WNS HOLDINGS LTD
SPON ADR
92932M101
9050
219347
SH
DFND
1
219347
0
0
XILINX INC
COM
983919101
9543
112050
SH
DFND
1
112050
0
0
YELP INC
CL A
985817105
7960
227500
SH
DFND
1
227500
0
0
ZOETIS INC
CL A
98978V103
4232
49470
SH
DFND
1
49470
0
0