0000950123-18-011799.txt : 20181114
0000950123-18-011799.hdr.sgml : 20181114
20181114143940
ACCESSION NUMBER: 0000950123-18-011799
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLOUGH CAPITAL PARTNERS L P
CENTRAL INDEX KEY: 0001276144
IRS NUMBER: 043486480
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10679
FILM NUMBER: 181182803
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
STREET 2: 40TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172043400
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
STREET 2: 40TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001276144
XXXXXXXX
09-30-2018
09-30-2018
Clough Capital Partners L P
One Post Office Square
40th Floor
Boston
MA
02109
13F HOLDINGS REPORT
028-10679
N
Daniel Gillis
Chief Compliance Officer
617-204-3409
/s/ Daniel Gillis
Boston
MA
11-14-2018
1
144
1059953
false
1
028-12502
Charles I. Clough, Jr.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ABERDEEN EMRG MRKTS EQT INM
COM
00301W105
195
28425
SH
DFND
1
28425
0
0
ABERDEEN INCOME CR STRATEGIE
COM
003057106
158
11085
SH
DFND
1
11085
0
0
ADVENT CLAYMORE CV SECS & IN
COM
00764C109
742
47367
SH
DFND
1
47367
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
4803
29150
SH
DFND
1
29150
0
0
ALIGN TECHNOLOGY INC
COM
016255101
9200
23515
SH
DFND
1
23515
0
0
ALTABA INC
COM
021346101
1151
16900
SH
DFND
1
16900
0
0
AMAZON COM INC
COM
023135106
34490
17219
SH
DFND
1
17219
0
0
AMGEN INC
COM
031162100
13246
63900
SH
DFND
1
63900
0
0
APELLIS PHARMACEUTICALS INC
COM
03753U106
10474
589116
SH
DFND
1
589116
0
0
APOLLO SR FLOATING RATE FD I
COM
037636107
400
25000
SH
DFND
1
25000
0
0
APOLLO TACTICAL INCOME FD IN
COM
037638103
255
16419
SH
DFND
1
16419
0
0
APPLE INC
COM
037833100
18750
83060
SH
DFND
1
83060
0
0
ARBOR RLTY TR INC
COM
038923108
991
86300
SH
DFND
1
86300
0
0
ARES CAP CORP
COM
04010L103
36281
2110600
SH
DFND
1
2110600
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
661
9500
SH
DFND
1
9500
0
0
AT HOME GROUP INC
COM
04650Y100
564
17900
SH
DFND
1
17900
0
0
AVANOS MED INC
COM
05350V106
5973
87200
SH
DFND
1
87200
0
0
BAIDU INC
SPON ADR REP A
056752108
268
1173
SH
DFND
1
1173
0
0
BANK AMER CORP
COM
060505104
35987
1221558
SH
DFND
1
1221558
0
0
BAOZUN INC
SPONSORED ADR
06684L103
1064
21900
SH
DFND
1
21900
0
0
BARINGS BDC INC
COM
06759L103
3541
353700
SH
DFND
1
353700
0
0
BIOGEN INC
COM
09062X103
3249
9197
SH
DFND
1
9197
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
3486
35945
SH
DFND
1
35945
0
0
BLACKROCK 2022 GBL INCM OPP
COM
09258P104
199
22200
SH
DFND
1
22200
0
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
183
13964
SH
DFND
1
13964
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
32093
957700
SH
DFND
1
957700
0
0
BLUEBIRD BIO INC
COM
09609G100
3190
21850
SH
DFND
1
21850
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
3669
95300
SH
DFND
1
95300
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
8832
142260
SH
DFND
1
142260
0
0
CARTER INC
COM
146229109
636
6450
SH
DFND
1
6450
0
0
CARVANA CO
CL A
146869102
31694
536360
SH
DFND
1
536360
0
0
CHILDRENS PL INC
COM
168905107
677
5300
SH
DFND
1
5300
0
0
CHINA FD INC
COM
169373107
1049
53500
SH
DFND
1
53500
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
2544
52000
SH
DFND
1
52000
0
0
CISCO SYS INC
COM
17275R102
2291
47100
SH
DFND
1
47100
0
0
CITIGROUP INC
W EXP 01/04/201
172967226
0
271800
SH
DFND
1
271800
0
0
CITIGROUP INC
COM NEW
172967424
49432
689043
SH
DFND
1
689043
0
0
COMMUNITY HEALTHCARE TR INC
COM
20369C106
6732
217300
SH
DFND
1
217300
0
0
CORNERSTONE STRATEGIC VALUE
COM
21924B302
1778
127000
SH
DFND
1
127000
0
0
CORNERSTONE TOTAL RTRN FD IN
COM
21924U300
991
71400
SH
DFND
1
71400
0
0
CORREVIO PHARMA CORP
COM
22026V105
8600
2139294
SH
DFND
1
2139294
0
0
CREDIT ACCEP CORP MICH
COM
225310101
14196
32405
SH
DFND
1
32405
0
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
14978
337731
SH
DFND
1
337731
0
0
D R HORTON INC
COM
23331A109
22440
531995
SH
DFND
1
531995
0
0
DBX ETF TR
XTRACK HRVST CSI
233051879
1143
45100
SH
DFND
1
45100
0
0
DEUTSCHE MULTI-MKT INCOME TR
SHS
25160E102
200
22300
SH
DFND
1
22300
0
0
DEUTSCHE STRATEGIC INCOME TR
SHS
25160F109
156
12400
SH
DFND
1
12400
0
0
DIVIDEND & INCOME FUND
COM NEW
25538A204
273
22900
SH
DFND
1
22900
0
0
DUFF & PHELPS GLB UTL INC FD
COM
26433C105
263
18150
SH
DFND
1
18150
0
0
DWS STRATEGIC MUN INCOME TR
COM
23342Q101
201
19000
SH
DFND
1
19000
0
0
FACEBOOK INC
CL A
30303M102
7974
48485
SH
DFND
1
48485
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
1114
11600
SH
DFND
1
11600
0
0
FIRST TR HIGH INCOME L/S FD
COM
33738E109
188
12779
SH
DFND
1
12779
0
0
FIRSTHAND TECH VALUE FD INC
COM
33766Y100
557
32900
SH
DFND
1
32900
0
0
FLOOR & DECOR HLDGS INC
CL A
339750101
492
16300
SH
DFND
1
16300
0
0
GABELLI UTIL TR
COM
36240A101
913
156877
SH
DFND
1
156877
0
0
GALAPAGOS NV
SPON ADR
36315X101
2311
20553
SH
DFND
1
20553
0
0
GCI LIBERTY INC
COM CLASS A
36164V305
45892
899849
SH
DFND
1
899849
0
0
GDS HLDGS LTD
SPONSORED ADR
36165L108
6965
198253
SH
DFND
1
198253
0
0
GOLUB CAP BDC INC
COM
38173M102
13430
716266
SH
DFND
1
716266
0
0
GRANITE PT MTG TR INC
COM
38741L107
10324
535500
SH
DFND
1
535500
0
0
GTT COMMUNICATIONS INC
COM
362393100
9713
223800
SH
DFND
1
223800
0
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
8121
80400
SH
DFND
1
80400
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
6908
39991
SH
DFND
1
39991
0
0
HANCOCK JOHN FINL OPPTYS FD
SH BEN INT NEW
409735206
1010
27300
SH
DFND
1
27300
0
0
HIGH INCOME SECS FD
SHS BEN INT
42968F108
382
40334
SH
DFND
1
40334
0
0
HIGHLAND FLOATNG RATE OPPRT
SHS BEN INT
43010E404
343
22227
SH
DFND
1
22227
0
0
HOME DEPOT INC
COM
437076102
7375
35600
SH
DFND
1
35600
0
0
HUYA INC
ADS REP SHS A
44852D108
241
10200
SH
DFND
1
10200
0
0
ILLUMINA INC
COM
452327109
12021
32750
SH
DFND
1
32750
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
4403
112900
SH
DFND
1
112900
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
10885
501624
SH
DFND
1
501624
0
0
INVESCO HIGH INCOME TR II
COM
46131F101
1056
77046
SH
DFND
1
77046
0
0
INVESCO MUN TR
COM
46131J103
198
17185
SH
DFND
1
17185
0
0
INVESCO QUALITY MUNI INC TRS
COM
46133G107
379
32700
SH
DFND
1
32700
0
0
IQIYI INC
SPONSORED ADS
46267X108
799
29500
SH
DFND
1
29500
0
0
IRHYTHM TECHNOLOGIES INC
COM
450056106
1458
15400
SH
DFND
1
15400
0
0
IVY HIGH INC OPPORTUNITIES F
COM
465893105
495
34700
SH
DFND
1
34700
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
857
5100
SH
DFND
1
5100
0
0
JD COM INC
SPON ADR CL A
47215P106
292
11200
SH
DFND
1
11200
0
0
JPMORGAN CHASE & CO
COM
46625H100
32430
287400
SH
DFND
1
287400
0
0
KINDER MORGAN INC DEL
COM
49456B101
17039
961000
SH
DFND
1
961000
0
0
KKR INCOME OPPORTUNITIES FD
COM
48249T106
1925
117305
SH
DFND
1
117305
0
0
KURA ONCOLOGY INC
COM
50127T109
1405
80261
SH
DFND
1
80261
0
0
LADDER CAP CORP
CL A
505743104
7749
457416
SH
DFND
1
457416
0
0
LATIN AMERN DISCOVERY FD INC
COM
51828C106
840
75698
SH
DFND
1
75698
0
0
LENNAR CORP
CL A
526057104
23350
500097
SH
DFND
1
500097
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
1129
165800
SH
DFND
1
165800
0
0
LUXOFT HLDG INC
ORD SHS CL A
G57279104
8997
190000
SH
DFND
1
190000
0
0
MACQUARIE FT TR GB INF UT DI
COM
55607W100
128
11769
SH
DFND
1
11769
0
0
MADISON CVRED CALL & EQ STR
COM
557437100
1140
148246
SH
DFND
1
148246
0
0
MASONITE INTL CORP NEW
COM
575385109
538
8400
SH
DFND
1
8400
0
0
MEXICO EQUITY & INCOME FD
COM
592834105
490
39894
SH
DFND
1
39894
0
0
MFS HIGH YIELD MUN TR
SH BEN INT
59318E102
387
85031
SH
DFND
1
85031
0
0
MICROSOFT CORP
COM
594918104
43278
378400
SH
DFND
1
378400
0
0
MIMECAST LTD
ORD SHS
G14838109
10252
244800
SH
DFND
1
244800
0
0
MOHAWK INDS INC
COM
608190104
491
2800
SH
DFND
1
2800
0
0
MOMO INC
ADR
60879B107
9583
218800
SH
DFND
1
218800
0
0
MONOLITHIC PWR SYS INC
COM
609839105
10293
82000
SH
DFND
1
82000
0
0
MORGAN STANLEY
COM NEW
617446448
10623
228100
SH
DFND
1
228100
0
0
MORGAN STANLEY CHINA A SH FD
COM
617468103
1285
59800
SH
DFND
1
59800
0
0
NEUBERGER BERMAN RE ES SEC F
COM
64190A103
417
84469
SH
DFND
1
84469
0
0
NEXPOINT STRATEGIC OPORTUNT
COM NEW
65340G205
603
26900
SH
DFND
1
26900
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
163
15803
SH
DFND
1
15803
0
0
NUVEEN SR INCOME FD
COM
67067Y104
293
47600
SH
DFND
1
47600
0
0
NVIDIA CORP
COM
67066G104
15013
53425
SH
DFND
1
53425
0
0
PERRIGO CO PLC
SHS
G97822103
3179
44900
SH
DFND
1
44900
0
0
PFIZER INC
COM
717081103
9286
210700
SH
DFND
1
210700
0
0
POOL CORPORATION
COM
73278L105
668
4000
SH
DFND
1
4000
0
0
PULTE GROUP INC
COM
745867101
5860
236594
SH
DFND
1
236594
0
0
QORVO INC
COM
74736K101
6920
90000
SH
DFND
1
90000
0
0
REALPAGE INC
COM
75606N109
8817
133800
SH
DFND
1
133800
0
0
REDFIN CORP
COM
75737F108
6367
340500
SH
DFND
1
340500
0
0
SALESFORCE COM INC
COM
79466L302
25411
159790
SH
DFND
1
159790
0
0
SERVICE CORP INTL
COM
817565104
2876
65068
SH
DFND
1
65068
0
0
SERVICENOW INC
COM
81762P102
9633
49240
SH
DFND
1
49240
0
0
SHOPIFY INC
CL A
82509L107
10213
62100
SH
DFND
1
62100
0
0
SIENNA BIOPHARMACEUTICALS IN
COM
82622H108
3606
243295
SH
DFND
1
243295
0
0
SOLAR CAP LTD
COM
83413U100
21107
987231
SH
DFND
1
987231
0
0
STARWOOD PPTY TR INC
COM
85571B105
43117
2003582
SH
DFND
1
2003582
0
0
TAL ED GROUP
SPONSORED ADS
874080104
980
38100
SH
DFND
1
38100
0
0
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
215
9300
SH
DFND
1
9300
0
0
TEKLA WORLD HEALTHCARE FD
BEN INT SHS
87911L108
634
45200
SH
DFND
1
45200
0
0
TELADOC INC
COM
87918A105
8350
96700
SH
DFND
1
96700
0
0
TOLL BROTHERS INC
COM
889478103
545
16500
SH
DFND
1
16500
0
0
TORTOISE MLP FD INC
COM
89148B101
1010
62821
SH
DFND
1
62821
0
0
TPG SPECIALTY LENDING INC
COM
87265K102
19455
954146
SH
DFND
1
954146
0
0
TRANSDIGM GROUP INC
COM
893641100
12595
33830
SH
DFND
1
33830
0
0
TRUECAR INC
COM
89785L107
13122
930638
SH
DFND
1
930638
0
0
VERACYTE INC
COM
92337F107
2865
300000
SH
DFND
1
300000
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
8811
45712
SH
DFND
1
45712
0
0
VIASAT INC
COM
92552V100
18012
281652
SH
DFND
1
281652
0
0
VIRTUSA CORP
COM
92827P102
4270
79500
SH
DFND
1
79500
0
0
VOYA ASIA PAC DIVID EQUITY I
COM
92912J102
434
45459
SH
DFND
1
45459
0
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
3415
68303
SH
DFND
1
68303
0
0
WAYFAIR INC
CL A
94419L101
8469
57350
SH
DFND
1
57350
0
0
WELLS FARGO ADV GLB DIV OPP
COM
94987C103
100
18973
SH
DFND
1
18973
0
0
WELLS FARGO INCOME OPPORTUNI
WF INC OPPTY FD
94987B105
188
23800
SH
DFND
1
23800
0
0
WELLS FARGO MULTI SECTOR INC
COM
94987D101
1105
90871
SH
DFND
1
90871
0
0
WELLTOWER INC
COM
95040Q104
9815
152600
SH
DFND
1
152600
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
5393
223700
SH
DFND
1
223700
0
0
WNS HOLDINGS LTD
SPON ADR
92932M101
4537
89400
SH
DFND
1
89400
0
0
YELP INC
CL A
985817105
20566
418000
SH
DFND
1
418000
0
0
ZENDESK INC
COM
98936J101
6702
94400
SH
DFND
1
94400
0
0