Chief Compliance Officer

0000950123-16-020011.txt : 20160815 0000950123-16-020011.hdr.sgml : 20160815 20160815122817 ACCESSION NUMBER: 0000950123-16-020011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 EFFECTIVENESS DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLOUGH CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0001276144 IRS NUMBER: 043486480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10679 FILM NUMBER: 161831234 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 40TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172043400 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 40TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001276144 XXXXXXXX 06-30-2016 06-30-2016 Clough Capital Partners L P

One Post Office Square 40th Floor Boston MA 02109

13F HOLDINGS REPORT 028-10679 N Daniel Gillis Chief Compliance Officer 617-204-3409 /s/ Daniel Gillis Boston MA 08-15-2016 3 183 1869327 false 1 028-12502 Charles I. Clough, Jr. 2 028-12503 James E. Canty 3 028-12501 Eric A. Brock INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ACCELERON PHARMA INC COM 00434H108 1468 43201 SH DFND 1,2,3 43201 0 0 ADAMS EXPRESS CO COM 006212104 2781 219530 SH DFND 1,2,3 219530 0 0 AKORN INC COM 009728106 10968 385053 SH DFND 1,2,3 385053 0 0 ALBANY MOLECULAR RESH INC COM 012423109 6748 502060 SH DFND 1,2,3 502060 0 0 ALDER BIOPHARMACEUTICALS INC COM 014339105 709 28400 SH DFND 1,2,3 28400 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3181 40000 SH DFND 1,2,3 40000 0 0 ALIGN TECHNOLOGY INC COM 016255101 362 4500 SH DFND 1,2,3 4500 0 0 ALLERGAN PLC SHS G0177J108 7430 32150 SH DFND 1,2,3 32150 0 0 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 329 26700 SH DFND 1,2,3 26700 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 11441 405262 SH DFND 1,2,3 405262 0 0 ALPHABET INC CAP STK CL A 02079K305 11414 16224 SH DFND 1,2,3 16224 0 0 ALPHABET INC CAP STK CL C 02079K107 27220 39329 SH DFND 1,2,3 39329 0 0 AMAZON COM INC COM 023135106 28384 39663 SH DFND 1,2,3 39663 0 0 AMERICAN CAP MTG INVT CORP COM 02504A104 11098 702828 SH DFND 1,2,3 702828 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 33914 1711099 SH DFND 1,2,3 1711099 0 0 AMSURG CORP COM 03232P405 10673 137650 SH DFND 1,2,3 137650 0 0 ANADARKO PETE CORP COM 032511107 17035 319900 SH DFND 1,2,3 319900 0 0 ANTERO RES CORP COM 03674X106 3991 153600 SH DFND 1,2,3 153600 0 0 APACHE CORP COM 037411105 26259 471697 SH DFND 1,2,3 471697 0 0 ARES CAP CORP COM 04010L103 37038 2608300 SH DFND 1,2,3 2608300 0 0 ARMSTRONG WORLD INDS INC NEW COM 04247X102 10316 263494 SH DFND 1,2,3 263494 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 3113 103129 SH DFND 1,2,3 103129 0 0 AVENUE INCOME CR STRATEGIES COM 05358E106 1270 106050 SH DFND 1,2,3 106050 0 0 AXALTA COATING SYS LTD COM G0750C108 13575 511700 SH DFND 1,2,3 511700 0 0 BAKER HUGHES INC COM 057224107 4563 101100 SH DFND 1,2,3 101100 0 0 BANK AMER CORP COM 060505104 31992 2410874 SH DFND 1,2,3 2410874 0 0 BAXTER INTL INC COM 071813109 543 12000 SH DFND 1,2,3 12000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 296 3800 SH DFND 1,2,3 3800 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 5667 204800 SH DFND 1,2,3 204800 0 0 BLUE NILE INC COM 09578R103 11409 416692 SH DFND 1,2,3 416692 0 0 BOSTON SCIENTIFIC CORP COM 101137107 4311 184450 SH DFND 1,2,3 184450 0 0 BP PLC SPONSORED ADR 055622104 25049 705400 SH DFND 1,2,3 705400 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 12428 168975 SH DFND 1,2,3 168975 0 0 BROADCOM LTD SHS Y09827109 44437 285955 SH DFND 1,2,3 285955 0 0 BROOKDALE SR LIVING INC COM 112463104 652 42200 SH DFND 1,2,3 42200 0 0 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 574 43600 SH DFND 1,2,3 43600 0 0 CABLE ONE INC COM 12685J105 36077 70545 SH DFND 1,2,3 70545 0 0 CABOT OIL & GAS CORP COM 127097103 18193 706800 SH DFND 1,2,3 706800 0 0 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 452 42599 SH DFND 1,2,3 42599 0 0 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 342 34800 SH DFND 1,2,3 34800 0 0 CARDIOME PHARMA CORP COM NO PAR 14159U301 10553 2061064 SH DFND 1,2,3 2061064 0 0 CELLECTIS S A SPONSORED ADS 15117K103 4562 171550 SH DFND 1,2,3 171550 0 0 CERNER CORP COM 156782104 8382 143035 SH DFND 1,2,3 143035 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 38124 166744 SH DFND 1,2,3 166744 0 0 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 1067 29300 SH DFND 1,2,3 29300 0 0 CITIGROUP INC W EXP 01/04/201 172967226 18 302500 SH DFND 1,2,3 302500 0 0 CITIGROUP INC COM NEW 172967424 30229 713109 SH DFND 1,2,3 713109 0 0 COHEN & STEERS GLOBAL INC BL COM 19248M103 705 80800 SH DFND 1,2,3 80800 0 0 COLLEGIUM PHARMACEUTICAL INC COM 19459J104 162 13700 SH DFND 1,2,3 13700 0 0 COMCAST CORP NEW CL A 20030N101 29035 445395 SH DFND 1,2,3 445395 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 7476 620400 SH DFND 1,2,3 620400 0 0 COMMUNITY HEALTHCARE TR INC COM 20369C106 4228 200000 SH DFND 1,2,3 200000 0 0 COMMVAULT SYSTEMS INC COM 204166102 4833 111900 SH DFND 1,2,3 111900 0 0 CONCHO RES INC COM 20605P101 32185 269850 SH DFND 1,2,3 269850 0 0 CONSOL ENERGY INC COM 20854P109 8537 530600 SH DFND 1,2,3 530600 0 0 CONTINENTAL RESOURCES INC COM 212015101 45193 998300 SH DFND 1,2,3 998300 0 0 CORINDUS VASCULAR ROBOTICS I COM 218730109 1570 1098154 SH DFND 1,2,3 1098154 0 0 CREDIT SUISSE AG NASSAU BRH VELSHS DLY SHTRM 22539T423 70 31900 SH DFND 1,2,3 31900 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 18521 182600 SH DFND 1,2,3 182600 0 0 CVS HEALTH CORP COM 126650100 10857 113400 SH DFND 1,2,3 113400 0 0 D R HORTON INC COM 23331A109 21461 681740 SH DFND 1,2,3 681740 0 0 DERMIRA INC COM 24983L104 4650 158984 SH DFND 1,2,3 158984 0 0 DEVON ENERGY CORP NEW COM 25179M103 28788 794142 SH DFND 1,2,3 794142 0 0 DICKS SPORTING GOODS INC COM 253393102 2884 64000 SH DFND 1,2,3 64000 0 0 DIVERSIFIED REAL ASSET INC F COM SHS 25533B108 261 15800 SH DFND 1,2,3 15800 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1270 14800 SH DFND 1,2,3 14800 0 0 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 3556 243884 SH DFND 1,2,3 243884 0 0 EATON VANCE TAX-ADV BD & OPT COM SH BEN INT 27829M103 545 44600 SH DFND 1,2,3 44600 0 0 ELLIE MAE INC COM 28849P100 8881 96900 SH DFND 1,2,3 96900 0 0 ENERGEN CORP COM 29265N108 14212 294800 SH DFND 1,2,3 294800 0 0 EQT CORP COM 26884L109 7402 95600 SH DFND 1,2,3 95600 0 0 EXXON MOBIL CORP COM 30231G102 1125 12000 SH DFND 1,2,3 12000 0 0 FABRINET SHS G3323L100 4581 123400 SH DFND 1,2,3 123400 0 0 FACEBOOK INC CL A 30303M102 35440 310119 SH DFND 1,2,3 310119 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 15622 223200 SH DFND 1,2,3 223200 0 0 GABELLI EQUITY TR INC COM 362397101 771 140495 SH DFND 1,2,3 140495 0 0 GALAPAGOS NV SPON ADR 36315X101 3604 64970 SH DFND 1,2,3 64970 0 0 GILEAD SCIENCES INC COM 375558103 5639 67600 SH DFND 1,2,3 67600 0 0 GLOBAL MED REIT INC COM NEW 37954A204 6319 625000 SH DFND 1,2,3 625000 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 1059 53000 SH DFND 1,2,3 53000 0 0 GOLDMAN SACHS MLP ENERGY REN COM 38148G107 146 20500 SH DFND 1,2,3 20500 0 0 GOLUB CAP BDC INC COM 38173M102 13223 731757 SH DFND 1,2,3 731757 0 0 GUGGENHEIM ENHANCED EQUITY S COM 40167K100 314 20400 SH DFND 1,2,3 20400 0 0 GUGGENHEIM EQ WEIGHT ENHANC COM SH BEN INT 40167M106 335 20300 SH DFND 1,2,3 20300 0 0 GULFPORT ENERGY CORP COM NEW 402635304 10838 346700 SH DFND 1,2,3 346700 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 339 3700 SH DFND 1,2,3 3700 0 0 HALLIBURTON CO COM 406216101 6558 144800 SH DFND 1,2,3 144800 0 0 HATTERAS FINL CORP COM 41902R103 945 57600 SH DFND 1,2,3 57600 0 0 HEALTHWAYS INC COM 422245100 14485 1254123 SH DFND 1,2,3 1254123 0 0 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 2550 377259 SH DFND 1,2,3 377259 0 0 HELMERICH & PAYNE INC COM 423452101 6189 92200 SH DFND 1,2,3 92200 0 0 HERCULES TECH GROWTH CAP INC COM 427096508 3151 253700 SH DFND 1,2,3 253700 0 0 HESS CORP COM 42809H107 19237 320075 SH DFND 1,2,3 320075 0 0 IMAX CORP COM 45245E109 37361 1267340 SH DFND 1,2,3 1267340 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 8760 225650 SH DFND 1,2,3 225650 0 0 INTREXON CORP COM 46122T102 1415 57482 SH DFND 1,2,3 57482 0 0 ISHARES NAT AMT FREE BD 464288414 706 6200 SH DFND 1,2,3 6200 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 11198 626800 SH DFND 1,2,3 626800 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 3609 25537 SH DFND 1,2,3 25537 0 0 JPMORGAN CHASE & CO COM 46625H100 17262 277800 SH DFND 1,2,3 277800 0 0 KERYX BIOPHARMACEUTICALS INC COM 492515101 5825 879900 SH DFND 1,2,3 879900 0 0 KURA ONCOLOGY INC COM 50127T109 2027 748039 SH DFND 1,2,3 748039 0 0 LADDER CAP CORP CL A 505743104 9211 754975 SH DFND 1,2,3 754975 0 0 LAM RESEARCH CORP COM 512807108 54039 642864 SH DFND 1,2,3 642864 0 0 LENNAR CORP CL A 526057104 34192 741701 SH DFND 1,2,3 741701 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 2743 546493 SH DFND 1,2,3 546493 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 8697 146418 SH DFND 1,2,3 146418 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 44719 745323 SH DFND 1,2,3 745323 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 20415 550727 SH DFND 1,2,3 550727 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 12932 412369 SH DFND 1,2,3 412369 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 16087 521109 SH DFND 1,2,3 521109 0 0 LIONS GATE ENTMNT CORP COM NEW 535919203 4220 208600 SH DFND 1,2,3 208600 0 0 LYON WILLIAM HOMES CL A NEW 552074700 7649 474476 SH DFND 1,2,3 474476 0 0 MA COM TECHNOLOGY SOLUTIONS COM 55405Y100 2351 71300 SH DFND 1,2,3 71300 0 0 MANCHESTER UTD PLC NEW ORD CL A G5784H106 2780 174532 SH DFND 1,2,3 174532 0 0 MARATHON OIL CORP COM 565849106 26790 1784829 SH DFND 1,2,3 1784829 0 0 MEDTRONIC PLC SHS G5960L103 3367 38800 SH DFND 1,2,3 38800 0 0 METLIFE INC COM 59156R108 9853 247367 SH DFND 1,2,3 247367 0 0 MICROSOFT CORP COM 594918104 26506 518000 SH DFND 1,2,3 518000 0 0 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 285 23783 SH DFND 1,2,3 23783 0 0 MONOLITHIC PWR SYS INC COM 609839105 10808 158200 SH DFND 1,2,3 158200 0 0 MONRO MUFFLER BRAKE INC COM 610236101 6591 103700 SH DFND 1,2,3 103700 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 627 35100 SH DFND 1,2,3 35100 0 0 NETEASE INC SPONSORED ADR 64110W102 638 3300 SH DFND 1,2,3 3300 0 0 NEWFIELD EXPL CO COM 651290108 20777 470273 SH DFND 1,2,3 470273 0 0 NMI HLDGS INC CL A 629209305 971 177200 SH DFND 1,2,3 177200 0 0 NOBLE ENERGY INC COM 655044105 8432 235065 SH DFND 1,2,3 235065 0 0 NUVEEN GLOBAL EQUITY INCOME COM 6706EH103 425 36400 SH DFND 1,2,3 36400 0 0 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 175 11600 SH DFND 1,2,3 11600 0 0 NUVEEN PREMIER MUN INCOME FD COM 670988104 176 11700 SH DFND 1,2,3 11700 0 0 NUVEEN REAL ESTATE INCOME FD COM 67071B108 501 41742 SH DFND 1,2,3 41742 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 8893 117700 SH DFND 1,2,3 117700 0 0 OTONOMY INC COM 68906L105 5436 342303 SH DFND 1,2,3 342303 0 0 PACHOLDER HIGH YIELD FD INC COM 693742108 294 41500 SH DFND 1,2,3 41500 0 0 PACIFIC COAST OIL TR UNIT BEN INT 694103102 201 95800 SH DFND 1,2,3 95800 0 0 PANDORA MEDIA INC COM 698354107 6943 557700 SH DFND 1,2,3 557700 0 0 PAPA MURPHYS HLDGS INC COM 698814100 2684 404521 SH DFND 1,2,3 404521 0 0 PARSLEY ENERGY INC CL A 701877102 18312 676700 SH DFND 1,2,3 676700 0 0 PATTERSON UTI ENERGY INC COM 703481101 6292 295100 SH DFND 1,2,3 295100 0 0 PENNYMAC MTG INVT TR COM 70931T103 10698 659173 SH DFND 1,2,3 659173 0 0 PFIZER INC COM 717081103 577 16400 SH DFND 1,2,3 16400 0 0 PHYSICIANS RLTY TR COM 71943U104 460 21900 SH DFND 1,2,3 21900 0 0 PIMCO INCOME STRATEGY FUND I COM 72201J104 852 92600 SH DFND 1,2,3 92600 0 0 PIONEER NAT RES CO COM 723787107 37937 250890 SH DFND 1,2,3 250890 0 0 POOL CORPORATION COM 73278L105 6403 68100 SH DFND 1,2,3 68100 0 0 PRESTIGE BRANDS HLDGS INC COM 74112D101 3917 70700 SH DFND 1,2,3 70700 0 0 PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 289 16352 SH DFND 1,2,3 16352 0 0 PULTE GROUP INC COM 745867101 21644 1110500 SH DFND 1,2,3 1110500 0 0 PUMA BIOTECHNOLOGY INC COM 74587V107 7346 246600 SH DFND 1,2,3 246600 0 0 ROLLINS INC COM 775711104 7419 253468 SH DFND 1,2,3 253468 0 0 ROYCE VALUE TR INC COM 780910105 499 42376 SH DFND 1,2,3 42376 0 0 SALESFORCE COM INC COM 79466L302 17105 215400 SH DFND 1,2,3 215400 0 0 SANCHEZ ENERGY CORP COM 79970Y105 8267 1171024 SH DFND 1,2,3 1171024 0 0 SERVICE CORP INTL COM 817565104 18670 690441 SH DFND 1,2,3 690441 0 0 SHIRE PLC SPONSORED ADR 82481R106 7032 38200 SH DFND 1,2,3 38200 0 0 SIGNET JEWELERS LIMITED SHS G81276100 13652 165654 SH DFND 1,2,3 165654 0 0 SOLAR CAP LTD COM 83413U100 9957 522700 SH DFND 1,2,3 522700 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 961 7600 SH DFND 1,2,3 7600 0 0 STARWOOD PPTY TR INC COM 85571B105 31658 1527900 SH DFND 1,2,3 1527900 0 0 STATOIL ASA SPONSORED ADR 85771P102 8678 501300 SH DFND 1,2,3 501300 0 0 TARENA INTL INC ADR 876108101 226 21900 SH DFND 1,2,3 21900 0 0 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 532 30922 SH DFND 1,2,3 30922 0 0 TENARIS S A SPONSORED ADR 88031M109 2884 100000 SH DFND 1,2,3 100000 0 0 THERAPEUTICSMD INC COM 88338N107 3438 404518 SH DFND 1,2,3 404518 0 0 TOTAL S A SPONSORED ADR 89151E109 4728 98289 SH DFND 1,2,3 98289 0 0 TREEHOUSE FOODS INC COM 89469A104 6518 63500 SH DFND 1,2,3 63500 0 0 TRI POINTE HOMES INC COM 87265H109 8242 697271 SH DFND 1,2,3 697271 0 0 TWO HBRS INVT CORP COM 90187B101 9277 1083755 SH DFND 1,2,3 1083755 0 0 UNIVERSAL AMERN CORP NEW COM 91338E101 2349 309873 SH DFND 1,2,3 309873 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 14132 510000 SH DFND 1,2,3 510000 0 0 VERACYTE INC COM 92337F107 1346 267547 SH DFND 1,2,3 267547 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 7208 83800 SH DFND 1,2,3 83800 0 0 VIASAT INC COM 92552V100 39918 559080 SH DFND 1,2,3 559080 0 0 VIRTUS TOTAL RETURN FD COM 92829A103 355 76600 SH DFND 1,2,3 76600 0 0 WAVE LIFE SCIENCES LTD SHS Y95308105 5436 262950 SH DFND 1,2,3 262950 0 0 WAYFAIR INC CL A 94419L101 16485 422700 SH DFND 1,2,3 422700 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 6940 1250500 SH DFND 1,2,3 1250500 0 0 WESTERN DIGITAL CORP COM 958102105 5862 124028 SH DFND 1,2,3 124028 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 11187 554100 SH DFND 1,2,3 554100 0 0 WPX ENERGY INC COM 98212B103 30089 3231900 SH DFND 1,2,3 3231900 0 0 YELP INC CL A 985817105 16704 550200 SH DFND 1,2,3 550200 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 6624 345000 SH DFND 1,2,3 345000 0 0 ZHAOPIN LTD SPONSORED ADR 98954L103 262 18000 SH DFND 1,2,3 18000 0 0