0000950123-16-017667.txt : 20160516
0000950123-16-017667.hdr.sgml : 20160516
20160516172108
ACCESSION NUMBER: 0000950123-16-017667
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160516
DATE AS OF CHANGE: 20160516
EFFECTIVENESS DATE: 20160516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLOUGH CAPITAL PARTNERS L P
CENTRAL INDEX KEY: 0001276144
IRS NUMBER: 043486480
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10679
FILM NUMBER: 161655208
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
STREET 2: 40TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172043400
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
STREET 2: 40TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001276144
XXXXXXXX
03-31-2016
03-31-2016
CLOUGH CAPITAL PARTNERS L P
ONE POST OFFICE SQUARE
40TH FLOOR
BOSTON
MA
02109
13F HOLDINGS REPORT
028-10679
N
Daniel Gillis
Chief Compliance Officer
617-204-3409
/s/ Daniel Gillis
Boston
MA
05-16-2016
3
209
2122532
false
1
028-12502
Charles I. Clough, Jr.
2
028-12503
James E. Canty
3
028-12501
Eric A. Brock
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ACCELERON PHARMA INC
COM
00434H108
1794
67997
SH
DFND
1,2,3
67997
0
0
ADAMS EXPRESS CO
COM
006212104
2777
219530
SH
DFND
1,2,3
219530
0
0
ADURO BIOTECH INC
COM
00739L101
3819
298137
SH
DFND
1,2,3
298137
0
0
AKORN INC
COM
009728106
12903
548353
SH
DFND
1,2,3
548353
0
0
ALBANY MOLECULAR RESH INC
COM
012423109
8928
583931
SH
DFND
1,2,3
583931
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
4504
32350
SH
DFND
1,2,3
32350
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
19366
245050
SH
DFND
1,2,3
245050
0
0
ALIGN TECHNOLOGY INC
COM
016255101
218
3000
SH
DFND
1,2,3
3000
0
0
ALLERGAN PLC
SHS
G0177J108
16497
61550
SH
DFND
1,2,3
61550
0
0
ALLIANZGI NFJ DIVID INT & PR
COM
01883A107
327
26700
SH
DFND
1,2,3
26700
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
26234
972362
SH
DFND
1,2,3
972362
0
0
ALPHABET INC
CAP STK CL A
02079K305
15112
19809
SH
DFND
1,2,3
19809
0
0
ALPHABET INC
CAP STK CL C
02079K107
41337
55489
SH
DFND
1,2,3
55489
0
0
AMC ENTMT HLDGS INC
CL A COM
00165C104
11859
423676
SH
DFND
1,2,3
423676
0
0
AMERICAN CAP LTD
COM
02503Y103
166
10900
SH
DFND
1,2,3
10900
0
0
AMERICAN CAP MTG INVT CORP
COM
02504A104
7782
530100
SH
DFND
1,2,3
530100
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
32740
1757400
SH
DFND
1,2,3
1757400
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
44134
816538
SH
DFND
1,2,3
816538
0
0
AMSURG CORP
COM
03232P405
8075
108250
SH
DFND
1,2,3
108250
0
0
ANADARKO PETE CORP
COM
032511107
12881
276600
SH
DFND
1,2,3
276600
0
0
ANNALY CAP MGMT INC
COM
035710409
172
16800
SH
DFND
1,2,3
16800
0
0
APACHE CORP
COM
037411105
15775
323200
SH
DFND
1,2,3
323200
0
0
ARES CAP CORP
COM
04010L103
29607
1995100
SH
DFND
1,2,3
1995100
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
20407
421894
SH
DFND
1,2,3
421894
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
5413
192218
SH
DFND
1,2,3
192218
0
0
AVENUE INCOME CR STRATEGIES
COM
05358E106
878
80150
SH
DFND
1,2,3
80150
0
0
AXALTA COATING SYS LTD
COM
G0750C108
25684
879600
SH
DFND
1,2,3
879600
0
0
BAIDU INC
SPON ADR REP A
056752108
802
4200
SH
DFND
1,2,3
4200
0
0
BANK AMER CORP
COM
060505104
69321
5127274
SH
DFND
1,2,3
5127274
0
0
BECTON DICKINSON & CO
COM
075887109
3420
22525
SH
DFND
1,2,3
22525
0
0
BLUE NILE INC
COM
09578R103
9867
383792
SH
DFND
1,2,3
383792
0
0
BONA FILM GROUP LTD
SPONSORED ADS
09777B107
459
33900
SH
DFND
1,2,3
33900
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
3310
175950
SH
DFND
1,2,3
175950
0
0
BP PLC
SPONSORED ADR
055622104
49483
1639600
SH
DFND
1,2,3
1639600
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
10551
165175
SH
DFND
1,2,3
165175
0
0
BROADCOM LTD
SHS
Y09827109
13408
86780
SH
DFND
1,2,3
86780
0
0
BROOKDALE SR LIVING INC
COM
112463104
159
10000
SH
DFND
1,2,3
10000
0
0
BROOKFIELD GLOBL LISTED INFR
COM SHS
11273Q109
419
36900
SH
DFND
1,2,3
36900
0
0
CABLE ONE INC
COM
12685J105
23605
54000
SH
DFND
1,2,3
54000
0
0
CALAMOS CONV & HIGH INCOME F
COM SHS
12811P108
641
61699
SH
DFND
1,2,3
61699
0
0
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
656
69100
SH
DFND
1,2,3
69100
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
2691
282978
SH
DFND
1,2,3
282978
0
0
CARDIOME PHARMA CORP
COM NO PAR
14159U301
8363
2044653
SH
DFND
1,2,3
2044653
0
0
CARMAX INC
COM
143130102
12882
252100
SH
DFND
1,2,3
252100
0
0
CARNIVAL CORP
PAIRED CTF
143658300
9346
177100
SH
DFND
1,2,3
177100
0
0
CARTER INC
COM
146229109
21328
202394
SH
DFND
1,2,3
202394
0
0
CELLECTIS S A
SPONSORED ADS
15117K103
4426
160950
SH
DFND
1,2,3
160950
0
0
CERNER CORP
COM
156782104
11092
209435
SH
DFND
1,2,3
209435
0
0
CHINA LODGING GROUP LTD
SPONSORED ADR
16949N109
1353
35400
SH
DFND
1,2,3
35400
0
0
CHIPMOS TECH BERMUDA LTD
SHS
G2110R114
222
12800
SH
DFND
1,2,3
12800
0
0
CIGNA CORPORATION
COM
125509109
4783
34850
SH
DFND
1,2,3
34850
0
0
CITIGROUP INC
W EXP 01/04/201
172967226
30
302500
SH
DFND
1,2,3
302500
0
0
CITIGROUP INC
COM NEW
172967424
67923
1626907
SH
DFND
1,2,3
1626907
0
0
COHEN & STEERS GLOBAL INC BL
COM
19248M103
552
62900
SH
DFND
1,2,3
62900
0
0
COHEN & STEERS REIT & PFD IN
COM
19247X100
980
51800
SH
DFND
1,2,3
51800
0
0
COMCAST CORP NEW
CL A
20030N101
33227
543995
SH
DFND
1,2,3
543995
0
0
COMMVAULT SYSTEMS INC
COM
204166102
610
14135
SH
DFND
1,2,3
14135
0
0
CONCHO RES INC
COM
20605P101
28428
281350
SH
DFND
1,2,3
281350
0
0
CONSOL ENERGY INC
COM
20854P109
283
25100
SH
DFND
1,2,3
25100
0
0
CONTINENTAL RESOURCES INC
COM
212015101
18344
604200
SH
DFND
1,2,3
604200
0
0
CORINDUS VASCULAR ROBOTICS I
COM
218730109
2107
2127354
SH
DFND
1,2,3
2127354
0
0
CORNERSTONE STRATEGIC VALUE
COM PAR $0.001
21924B302
703
48000
SH
DFND
1,2,3
48000
0
0
CORNERSTONE TOTAL RTRN FD IN
COM PAR $0.01
21924U300
517
32120
SH
DFND
1,2,3
32120
0
0
CREDIT SUISSE AG NASSAU BRH
VELSHS DLY SHTRM
22539T423
141
32100
SH
DFND
1,2,3
32100
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
19229
222300
SH
DFND
1,2,3
222300
0
0
CVS HEALTH CORP
COM
126650100
11887
114600
SH
DFND
1,2,3
114600
0
0
CYS INVTS INC
COM
12673A108
2242
275400
SH
DFND
1,2,3
275400
0
0
D R HORTON INC
COM
23331A109
31954
1057040
SH
DFND
1,2,3
1057040
0
0
DERMIRA INC
COM
24983L104
1373
66384
SH
DFND
1,2,3
66384
0
0
DIVERSIFIED REAL ASSET INC F
COM SHS
25533B108
499
31600
SH
DFND
1,2,3
31600
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
1194
14800
SH
DFND
1,2,3
14800
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
7763
403483
SH
DFND
1,2,3
403483
0
0
EATON VANCE TAX-ADV BD & OPT
COM SH BEN INT
27829M103
245
19900
SH
DFND
1,2,3
19900
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
3370
38200
SH
DFND
1,2,3
38200
0
0
ELECTRONICS FOR IMAGING INC
COM
286082102
5672
133800
SH
DFND
1,2,3
133800
0
0
ESSENT GROUP LTD
COM
G3198U102
10096
485407
SH
DFND
1,2,3
485407
0
0
EXXON MOBIL CORP
COM
30231G102
1003
12000
SH
DFND
1,2,3
12000
0
0
FACEBOOK INC
CL A
30303M102
42995
376819
SH
DFND
1,2,3
376819
0
0
GABELLI EQUITY TR INC
COM
362397101
985
181387
SH
DFND
1,2,3
181387
0
0
GALAPAGOS NV
SPON ADR
36315X101
2257
53970
SH
DFND
1,2,3
53970
0
0
GCP APPLIED TECHNOLOGIES INC
COM
36164Y101
5286
265100
SH
DFND
1,2,3
265100
0
0
GOLDMAN SACHS BDC INC
SHS
38147U107
1039
53000
SH
DFND
1,2,3
53000
0
0
GOLUB CAP BDC INC
COM
38173M102
10018
578757
SH
DFND
1,2,3
578757
0
0
GUGGENHEIM ENHANCED EQUITY S
COM
40167K100
311
20400
SH
DFND
1,2,3
20400
0
0
GUGGENHEIM ENHNCD
COM
40167B100
184
25200
SH
DFND
1,2,3
25200
0
0
GUGGENHEIM EQ WEIGHT ENHANC
COM SH BEN INT
40167M106
250
15500
SH
DFND
1,2,3
15500
0
0
HATTERAS FINL CORP
COM
41902R103
7798
545300
SH
DFND
1,2,3
545300
0
0
HCA HOLDINGS INC
COM
40412C101
11662
149423
SH
DFND
1,2,3
149423
0
0
HEALTHWAYS INC
COM
422245100
12884
1276923
SH
DFND
1,2,3
1276923
0
0
HERCULES TECH GROWTH CAP INC
COM
427096508
1199
99800
SH
DFND
1,2,3
99800
0
0
HESS CORP
COM
42809H107
24651
468200
SH
DFND
1,2,3
468200
0
0
HOLOGIC INC
COM
436440101
6945
201295
SH
DFND
1,2,3
201295
0
0
HUMANA INC
COM
444859102
8990
49140
SH
DFND
1,2,3
49140
0
0
IKANG HEALTHCARE GROUP INC
SPONSORED ADR
45174L108
208
9500
SH
DFND
1,2,3
9500
0
0
IMAX CORP
COM
45245E109
42312
1360950
SH
DFND
1,2,3
1360950
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
5561
200050
SH
DFND
1,2,3
200050
0
0
INTREXON CORP
COM
46122T102
5158
152203
SH
DFND
1,2,3
152203
0
0
ISHARES
MSCI THI CAP ETF
464286624
741
11000
SH
DFND
1,2,3
11000
0
0
ISHARES
MSCI TURKEY ETF
464286715
658
15000
SH
DFND
1,2,3
15000
0
0
ISHARES
MSCI MEX CAP ETF
464286822
1826
34000
SH
DFND
1,2,3
34000
0
0
ISHARES
MSCI AC ASIA ETF
464288182
2152
39391
SH
DFND
1,2,3
39391
0
0
ISHARES
MSCI STH AFR ETF
464286780
2178
41088
SH
DFND
1,2,3
41088
0
0
ISHARES
INDIA 50 ETF
464289529
1322
49153
SH
DFND
1,2,3
49153
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
1566
59550
SH
DFND
1,2,3
59550
0
0
ISHARES
MSCI MALAYSI ETF
464286830
624
70000
SH
DFND
1,2,3
70000
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
15933
382831
SH
DFND
1,2,3
382831
0
0
ISHARES TR
MSCI PHILIPS ETF
46429B408
586
16000
SH
DFND
1,2,3
16000
0
0
ISHARES TR
MSCI INDONIA ETF
46429B309
613
26000
SH
DFND
1,2,3
26000
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
1927
71044
SH
DFND
1,2,3
71044
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
9192
272228
SH
DFND
1,2,3
272228
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
5657
43331
SH
DFND
1,2,3
43331
0
0
JD COM INC
SPON ADR CL A
47215P106
15730
593600
SH
DFND
1,2,3
593600
0
0
JPMORGAN CHASE & CO
COM
46625H100
18258
308300
SH
DFND
1,2,3
308300
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
20634
241470
SH
DFND
1,2,3
241470
0
0
KB FINANCIAL GROUP INC
SPONSORED ADR
48241A105
646
23400
SH
DFND
1,2,3
23400
0
0
KERYX BIOPHARMACEUTICALS INC
COM
492515101
4064
870200
SH
DFND
1,2,3
870200
0
0
KOREA ELECTRIC PWR
SPONSORED ADR
500631106
644
25000
SH
DFND
1,2,3
25000
0
0
KT CORP
SPONSORED ADR
48268K101
268
20000
SH
DFND
1,2,3
20000
0
0
KURA ONCOLOGY INC
COM
50127T109
4322
1067133
SH
DFND
1,2,3
1067133
0
0
LADDER CAP CORP
CL A
505743104
9505
763475
SH
DFND
1,2,3
763475
0
0
LAM RESEARCH CORP
COM
512807108
39100
473364
SH
DFND
1,2,3
473364
0
0
LENNAR CORP
CL A
526057104
31294
647101
SH
DFND
1,2,3
647101
0
0
LG DISPLAY CO LTD
SPONS ADR REP
50186V102
358
31300
SH
DFND
1,2,3
31300
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
2447
492293
SH
DFND
1,2,3
492293
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
9022
155118
SH
DFND
1,2,3
155118
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
45318
782023
SH
DFND
1,2,3
782023
0
0
LIBERTY INTERACTIVE CORP
LBT VENT COM A
53071M880
66369
1696559
SH
DFND
1,2,3
1696559
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
17889
463081
SH
DFND
1,2,3
463081
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C
531229300
22128
580933
SH
DFND
1,2,3
580933
0
0
LYON WILLIAM HOMES
CL A NEW
552074700
7285
502776
SH
DFND
1,2,3
502776
0
0
MA COM TECHNOLOGY SOLUTIONS
COM
55405Y100
4331
98900
SH
DFND
1,2,3
98900
0
0
MANCHESTER UTD PLC NEW
ORD CL A
G5784H106
2643
183032
SH
DFND
1,2,3
183032
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
3223
197004
SH
DFND
1,2,3
197004
0
0
MEDTRONIC PLC
SHS
G5960L103
3323
44300
SH
DFND
1,2,3
44300
0
0
MGIC INVT CORP WIS
COM
552848103
35754
4661507
SH
DFND
1,2,3
4661507
0
0
MICROSOFT CORP
COM
594918104
19618
355200
SH
DFND
1,2,3
355200
0
0
MILLER HOWARD HIGH INC EQTY
COM SHS BEN IN
600379101
310
26683
SH
DFND
1,2,3
26683
0
0
MONOLITHIC PWR SYS INC
COM
609839105
12162
191100
SH
DFND
1,2,3
191100
0
0
MONRO MUFFLER BRAKE INC
COM
610236101
7676
107400
SH
DFND
1,2,3
107400
0
0
MORGAN STANLEY
COM NEW
617446448
17979
718860
SH
DFND
1,2,3
718860
0
0
MORGAN STANLEY CHINA A SH FD
COM
617468103
594
35100
SH
DFND
1,2,3
35100
0
0
NETEASE INC
SPONSORED ADR
64110W102
11975
83400
SH
DFND
1,2,3
83400
0
0
NETFLIX INC
COM
64110L106
6389
62500
SH
DFND
1,2,3
62500
0
0
NEWFIELD EXPL CO
COM
651290108
7348
221000
SH
DFND
1,2,3
221000
0
0
NIPPON TELEG & TEL CORP
SPONSORED ADR
654624105
264
6100
SH
DFND
1,2,3
6100
0
0
NMI HLDGS INC
CL A
629209305
2894
573100
SH
DFND
1,2,3
573100
0
0
NOBLE ENERGY INC
COM
655044105
7074
225200
SH
DFND
1,2,3
225200
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
10326
186752
SH
DFND
1,2,3
186752
0
0
NUVEEN DIV ADVANTAGE MUN FD
COM
67070F100
165
11100
SH
DFND
1,2,3
11100
0
0
NUVEEN DIVID ADVANTAGE MUN I
COM
67071L106
746
49200
SH
DFND
1,2,3
49200
0
0
NUVEEN MUN MKT OPPORTUNITY F
COM
67062W103
165
11600
SH
DFND
1,2,3
11600
0
0
NUVEEN QUALITY PFD INC FD 3
COM
67072W101
330
38500
SH
DFND
1,2,3
38500
0
0
NUVEEN QUALITY PFD INCOME FD
COM
67071S101
518
62300
SH
DFND
1,2,3
62300
0
0
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
822
75800
SH
DFND
1,2,3
75800
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
7158
104600
SH
DFND
1,2,3
104600
0
0
ON SEMICONDUCTOR CORP
COM
682189105
4157
433500
SH
DFND
1,2,3
433500
0
0
OTONOMY INC
COM
68906L105
4722
316503
SH
DFND
1,2,3
316503
0
0
PACIFIC COAST OIL TR
UNIT BEN INT
694103102
148
95800
SH
DFND
1,2,3
95800
0
0
PAPA MURPHYS HLDGS INC
COM
698814100
4949
414121
SH
DFND
1,2,3
414121
0
0
PARSLEY ENERGY INC
CL A
701877102
11686
517068
SH
DFND
1,2,3
517068
0
0
PENNYMAC MTG INVT TR
COM
70931T103
8223
602873
SH
DFND
1,2,3
602873
0
0
PERRIGO CO PLC
SHS
G97822103
10642
83189
SH
DFND
1,2,3
83189
0
0
PHYSICIANS RLTY TR
COM
71943U104
957
51500
SH
DFND
1,2,3
51500
0
0
PIMCO INCOME STRATEGY FUND I
COM
72201J104
810
92600
SH
DFND
1,2,3
92600
0
0
PIONEER NAT RES CO
COM
723787107
29531
209830
SH
DFND
1,2,3
209830
0
0
POOL CORPORATION
COM
73278L105
6072
69200
SH
DFND
1,2,3
69200
0
0
POSCO
SPONSORED ADR
693483109
1183
25000
SH
DFND
1,2,3
25000
0
0
POWERSHS DB US DOLLAR INDEX
DOLL INDX BULL
73936D107
3990
162600
SH
DFND
1,2,3
162600
0
0
PRESTIGE BRANDS HLDGS INC
COM
74112D101
7074
132500
SH
DFND
1,2,3
132500
0
0
PRINCIPAL REAL ESTATE INCOME
SHS BEN INT
74255X104
287
17400
SH
DFND
1,2,3
17400
0
0
PULTE GROUP INC
COM
745867101
16128
862000
SH
DFND
1,2,3
862000
0
0
ROLLINS INC
COM
775711104
5873
216568
SH
DFND
1,2,3
216568
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
9258
112700
SH
DFND
1,2,3
112700
0
0
ROYCE MICRO-CAP TR INC
COM
780915104
242
34632
SH
DFND
1,2,3
34632
0
0
ROYCE VALUE TR INC
COM
780910105
496
42376
SH
DFND
1,2,3
42376
0
0
SALESFORCE COM INC
COM
79466L302
18015
244000
SH
DFND
1,2,3
244000
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
7091
1291700
SH
DFND
1,2,3
1291700
0
0
SASOL LTD
SPONSORED ADR
803866300
1215
41144
SH
DFND
1,2,3
41144
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
52975
855954
SH
DFND
1,2,3
855954
0
0
SERVICE CORP INTL
COM
817565104
18047
731241
SH
DFND
1,2,3
731241
0
0
SHINHAN FINANCIAL GROUP CO L
SPN ADR RESTRD
824596100
352
10000
SH
DFND
1,2,3
10000
0
0
SHIRE PLC
SPONSORED ADR
82481R106
12532
72900
SH
DFND
1,2,3
72900
0
0
SIGNET JEWELERS LIMITED
SHS
G81276100
42679
344104
SH
DFND
1,2,3
344104
0
0
SILICONWARE PRECISION INDS L
SPONSD ADR SPL
827084864
183
23000
SH
DFND
1,2,3
23000
0
0
SK TELECOM LTD
SPONSORED ADR
78440P108
262
13000
SH
DFND
1,2,3
13000
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
7128
91500
SH
DFND
1,2,3
91500
0
0
SOLAR CAP LTD
COM
83413U100
7541
436400
SH
DFND
1,2,3
436400
0
0
SONY CORP
ADR NEW
835699307
7814
303800
SH
DFND
1,2,3
303800
0
0
STARWOOD PPTY TR INC
COM
85571B105
29116
1538100
SH
DFND
1,2,3
1538100
0
0
STONE HBR EMERG MKTS TL INC
COM
86164W100
153
12398
SH
DFND
1,2,3
12398
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
6471
247000
SH
DFND
1,2,3
247000
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
552
19000
SH
DFND
1,2,3
19000
0
0
TEAM HEALTH HOLDINGS INC
COM
87817A107
4057
97037
SH
DFND
1,2,3
97037
0
0
TEKLA WORLD HEALTHCARE FD
BEN INT SHS
87911L108
2422
172600
SH
DFND
1,2,3
172600
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
353
6600
SH
DFND
1,2,3
6600
0
0
THERAPEUTICSMD INC
COM
88338N107
2662
415918
SH
DFND
1,2,3
415918
0
0
TRANSDIGM GROUP INC
COM
893641100
35018
158926
SH
DFND
1,2,3
158926
0
0
TRI POINTE HOMES INC
COM
87265H109
10162
862673
SH
DFND
1,2,3
862673
0
0
TWO HBRS INVT CORP
COM
90187B101
27850
3507555
SH
DFND
1,2,3
3507555
0
0
UNIVERSAL AMERN CORP NEW
COM
91338E101
2278
319073
SH
DFND
1,2,3
319073
0
0
VERACYTE INC
COM
92337F107
4953
917289
SH
DFND
1,2,3
917289
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
8098
101875
SH
DFND
1,2,3
101875
0
0
VIASAT INC
COM
92552V100
42970
584780
SH
DFND
1,2,3
584780
0
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
5129
373150
SH
DFND
1,2,3
373150
0
0
WAYFAIR INC
CL A
94419L101
16916
391400
SH
DFND
1,2,3
391400
0
0
WIPRO LTD
SPON ADR 1 SH
97651M109
226
18000
SH
DFND
1,2,3
18000
0
0
WPX ENERGY INC
COM
98212B103
16361
2340700
SH
DFND
1,2,3
2340700
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
7150
399900
SH
DFND
1,2,3
399900
0
0
ZHAOPIN LTD
SPONSORED ADR
98954L103
286
18000
SH
DFND
1,2,3
18000
0
0