Chief Compliance Officer

0000950123-16-017667.txt : 20160516 0000950123-16-017667.hdr.sgml : 20160516 20160516172108 ACCESSION NUMBER: 0000950123-16-017667 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLOUGH CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0001276144 IRS NUMBER: 043486480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10679 FILM NUMBER: 161655208 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 40TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172043400 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 40TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001276144 XXXXXXXX 03-31-2016 03-31-2016 CLOUGH CAPITAL PARTNERS L P

ONE POST OFFICE SQUARE 40TH FLOOR BOSTON MA 02109

13F HOLDINGS REPORT 028-10679 N Daniel Gillis Chief Compliance Officer 617-204-3409 /s/ Daniel Gillis Boston MA 05-16-2016 3 209 2122532 false 1 028-12502 Charles I. Clough, Jr. 2 028-12503 James E. Canty 3 028-12501 Eric A. Brock INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ACCELERON PHARMA INC COM 00434H108 1794 67997 SH DFND 1,2,3 67997 0 0 ADAMS EXPRESS CO COM 006212104 2777 219530 SH DFND 1,2,3 219530 0 0 ADURO BIOTECH INC COM 00739L101 3819 298137 SH DFND 1,2,3 298137 0 0 AKORN INC COM 009728106 12903 548353 SH DFND 1,2,3 548353 0 0 ALBANY MOLECULAR RESH INC COM 012423109 8928 583931 SH DFND 1,2,3 583931 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 4504 32350 SH DFND 1,2,3 32350 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 19366 245050 SH DFND 1,2,3 245050 0 0 ALIGN TECHNOLOGY INC COM 016255101 218 3000 SH DFND 1,2,3 3000 0 0 ALLERGAN PLC SHS G0177J108 16497 61550 SH DFND 1,2,3 61550 0 0 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 327 26700 SH DFND 1,2,3 26700 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 26234 972362 SH DFND 1,2,3 972362 0 0 ALPHABET INC CAP STK CL A 02079K305 15112 19809 SH DFND 1,2,3 19809 0 0 ALPHABET INC CAP STK CL C 02079K107 41337 55489 SH DFND 1,2,3 55489 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 11859 423676 SH DFND 1,2,3 423676 0 0 AMERICAN CAP LTD COM 02503Y103 166 10900 SH DFND 1,2,3 10900 0 0 AMERICAN CAP MTG INVT CORP COM 02504A104 7782 530100 SH DFND 1,2,3 530100 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 32740 1757400 SH DFND 1,2,3 1757400 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 44134 816538 SH DFND 1,2,3 816538 0 0 AMSURG CORP COM 03232P405 8075 108250 SH DFND 1,2,3 108250 0 0 ANADARKO PETE CORP COM 032511107 12881 276600 SH DFND 1,2,3 276600 0 0 ANNALY CAP MGMT INC COM 035710409 172 16800 SH DFND 1,2,3 16800 0 0 APACHE CORP COM 037411105 15775 323200 SH DFND 1,2,3 323200 0 0 ARES CAP CORP COM 04010L103 29607 1995100 SH DFND 1,2,3 1995100 0 0 ARMSTRONG WORLD INDS INC NEW COM 04247X102 20407 421894 SH DFND 1,2,3 421894 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 5413 192218 SH DFND 1,2,3 192218 0 0 AVENUE INCOME CR STRATEGIES COM 05358E106 878 80150 SH DFND 1,2,3 80150 0 0 AXALTA COATING SYS LTD COM G0750C108 25684 879600 SH DFND 1,2,3 879600 0 0 BAIDU INC SPON ADR REP A 056752108 802 4200 SH DFND 1,2,3 4200 0 0 BANK AMER CORP COM 060505104 69321 5127274 SH DFND 1,2,3 5127274 0 0 BECTON DICKINSON & CO COM 075887109 3420 22525 SH DFND 1,2,3 22525 0 0 BLUE NILE INC COM 09578R103 9867 383792 SH DFND 1,2,3 383792 0 0 BONA FILM GROUP LTD SPONSORED ADS 09777B107 459 33900 SH DFND 1,2,3 33900 0 0 BOSTON SCIENTIFIC CORP COM 101137107 3310 175950 SH DFND 1,2,3 175950 0 0 BP PLC SPONSORED ADR 055622104 49483 1639600 SH DFND 1,2,3 1639600 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 10551 165175 SH DFND 1,2,3 165175 0 0 BROADCOM LTD SHS Y09827109 13408 86780 SH DFND 1,2,3 86780 0 0 BROOKDALE SR LIVING INC COM 112463104 159 10000 SH DFND 1,2,3 10000 0 0 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 419 36900 SH DFND 1,2,3 36900 0 0 CABLE ONE INC COM 12685J105 23605 54000 SH DFND 1,2,3 54000 0 0 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 641 61699 SH DFND 1,2,3 61699 0 0 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 656 69100 SH DFND 1,2,3 69100 0 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 2691 282978 SH DFND 1,2,3 282978 0 0 CARDIOME PHARMA CORP COM NO PAR 14159U301 8363 2044653 SH DFND 1,2,3 2044653 0 0 CARMAX INC COM 143130102 12882 252100 SH DFND 1,2,3 252100 0 0 CARNIVAL CORP PAIRED CTF 143658300 9346 177100 SH DFND 1,2,3 177100 0 0 CARTER INC COM 146229109 21328 202394 SH DFND 1,2,3 202394 0 0 CELLECTIS S A SPONSORED ADS 15117K103 4426 160950 SH DFND 1,2,3 160950 0 0 CERNER CORP COM 156782104 11092 209435 SH DFND 1,2,3 209435 0 0 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 1353 35400 SH DFND 1,2,3 35400 0 0 CHIPMOS TECH BERMUDA LTD SHS G2110R114 222 12800 SH DFND 1,2,3 12800 0 0 CIGNA CORPORATION COM 125509109 4783 34850 SH DFND 1,2,3 34850 0 0 CITIGROUP INC W EXP 01/04/201 172967226 30 302500 SH DFND 1,2,3 302500 0 0 CITIGROUP INC COM NEW 172967424 67923 1626907 SH DFND 1,2,3 1626907 0 0 COHEN & STEERS GLOBAL INC BL COM 19248M103 552 62900 SH DFND 1,2,3 62900 0 0 COHEN & STEERS REIT & PFD IN COM 19247X100 980 51800 SH DFND 1,2,3 51800 0 0 COMCAST CORP NEW CL A 20030N101 33227 543995 SH DFND 1,2,3 543995 0 0 COMMVAULT SYSTEMS INC COM 204166102 610 14135 SH DFND 1,2,3 14135 0 0 CONCHO RES INC COM 20605P101 28428 281350 SH DFND 1,2,3 281350 0 0 CONSOL ENERGY INC COM 20854P109 283 25100 SH DFND 1,2,3 25100 0 0 CONTINENTAL RESOURCES INC COM 212015101 18344 604200 SH DFND 1,2,3 604200 0 0 CORINDUS VASCULAR ROBOTICS I COM 218730109 2107 2127354 SH DFND 1,2,3 2127354 0 0 CORNERSTONE STRATEGIC VALUE COM PAR $0.001 21924B302 703 48000 SH DFND 1,2,3 48000 0 0 CORNERSTONE TOTAL RTRN FD IN COM PAR $0.01 21924U300 517 32120 SH DFND 1,2,3 32120 0 0 CREDIT SUISSE AG NASSAU BRH VELSHS DLY SHTRM 22539T423 141 32100 SH DFND 1,2,3 32100 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 19229 222300 SH DFND 1,2,3 222300 0 0 CVS HEALTH CORP COM 126650100 11887 114600 SH DFND 1,2,3 114600 0 0 CYS INVTS INC COM 12673A108 2242 275400 SH DFND 1,2,3 275400 0 0 D R HORTON INC COM 23331A109 31954 1057040 SH DFND 1,2,3 1057040 0 0 DERMIRA INC COM 24983L104 1373 66384 SH DFND 1,2,3 66384 0 0 DIVERSIFIED REAL ASSET INC F COM SHS 25533B108 499 31600 SH DFND 1,2,3 31600 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1194 14800 SH DFND 1,2,3 14800 0 0 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 7763 403483 SH DFND 1,2,3 403483 0 0 EATON VANCE TAX-ADV BD & OPT COM SH BEN INT 27829M103 245 19900 SH DFND 1,2,3 19900 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 3370 38200 SH DFND 1,2,3 38200 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 5672 133800 SH DFND 1,2,3 133800 0 0 ESSENT GROUP LTD COM G3198U102 10096 485407 SH DFND 1,2,3 485407 0 0 EXXON MOBIL CORP COM 30231G102 1003 12000 SH DFND 1,2,3 12000 0 0 FACEBOOK INC CL A 30303M102 42995 376819 SH DFND 1,2,3 376819 0 0 GABELLI EQUITY TR INC COM 362397101 985 181387 SH DFND 1,2,3 181387 0 0 GALAPAGOS NV SPON ADR 36315X101 2257 53970 SH DFND 1,2,3 53970 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 5286 265100 SH DFND 1,2,3 265100 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 1039 53000 SH DFND 1,2,3 53000 0 0 GOLUB CAP BDC INC COM 38173M102 10018 578757 SH DFND 1,2,3 578757 0 0 GUGGENHEIM ENHANCED EQUITY S COM 40167K100 311 20400 SH DFND 1,2,3 20400 0 0 GUGGENHEIM ENHNCD COM 40167B100 184 25200 SH DFND 1,2,3 25200 0 0 GUGGENHEIM EQ WEIGHT ENHANC COM SH BEN INT 40167M106 250 15500 SH DFND 1,2,3 15500 0 0 HATTERAS FINL CORP COM 41902R103 7798 545300 SH DFND 1,2,3 545300 0 0 HCA HOLDINGS INC COM 40412C101 11662 149423 SH DFND 1,2,3 149423 0 0 HEALTHWAYS INC COM 422245100 12884 1276923 SH DFND 1,2,3 1276923 0 0 HERCULES TECH GROWTH CAP INC COM 427096508 1199 99800 SH DFND 1,2,3 99800 0 0 HESS CORP COM 42809H107 24651 468200 SH DFND 1,2,3 468200 0 0 HOLOGIC INC COM 436440101 6945 201295 SH DFND 1,2,3 201295 0 0 HUMANA INC COM 444859102 8990 49140 SH DFND 1,2,3 49140 0 0 IKANG HEALTHCARE GROUP INC SPONSORED ADR 45174L108 208 9500 SH DFND 1,2,3 9500 0 0 IMAX CORP COM 45245E109 42312 1360950 SH DFND 1,2,3 1360950 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 5561 200050 SH DFND 1,2,3 200050 0 0 INTREXON CORP COM 46122T102 5158 152203 SH DFND 1,2,3 152203 0 0 ISHARES MSCI THI CAP ETF 464286624 741 11000 SH DFND 1,2,3 11000 0 0 ISHARES MSCI TURKEY ETF 464286715 658 15000 SH DFND 1,2,3 15000 0 0 ISHARES MSCI MEX CAP ETF 464286822 1826 34000 SH DFND 1,2,3 34000 0 0 ISHARES MSCI AC ASIA ETF 464288182 2152 39391 SH DFND 1,2,3 39391 0 0 ISHARES MSCI STH AFR ETF 464286780 2178 41088 SH DFND 1,2,3 41088 0 0 ISHARES INDIA 50 ETF 464289529 1322 49153 SH DFND 1,2,3 49153 0 0 ISHARES MSCI BRZ CAP ETF 464286400 1566 59550 SH DFND 1,2,3 59550 0 0 ISHARES MSCI MALAYSI ETF 464286830 624 70000 SH DFND 1,2,3 70000 0 0 ISHARES INC CORE MSCI EMKT 46434G103 15933 382831 SH DFND 1,2,3 382831 0 0 ISHARES TR MSCI PHILIPS ETF 46429B408 586 16000 SH DFND 1,2,3 16000 0 0 ISHARES TR MSCI INDONIA ETF 46429B309 613 26000 SH DFND 1,2,3 26000 0 0 ISHARES TR MSCI INDIA ETF 46429B598 1927 71044 SH DFND 1,2,3 71044 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 9192 272228 SH DFND 1,2,3 272228 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 5657 43331 SH DFND 1,2,3 43331 0 0 JD COM INC SPON ADR CL A 47215P106 15730 593600 SH DFND 1,2,3 593600 0 0 JPMORGAN CHASE & CO COM 46625H100 18258 308300 SH DFND 1,2,3 308300 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 20634 241470 SH DFND 1,2,3 241470 0 0 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 646 23400 SH DFND 1,2,3 23400 0 0 KERYX BIOPHARMACEUTICALS INC COM 492515101 4064 870200 SH DFND 1,2,3 870200 0 0 KOREA ELECTRIC PWR SPONSORED ADR 500631106 644 25000 SH DFND 1,2,3 25000 0 0 KT CORP SPONSORED ADR 48268K101 268 20000 SH DFND 1,2,3 20000 0 0 KURA ONCOLOGY INC COM 50127T109 4322 1067133 SH DFND 1,2,3 1067133 0 0 LADDER CAP CORP CL A 505743104 9505 763475 SH DFND 1,2,3 763475 0 0 LAM RESEARCH CORP COM 512807108 39100 473364 SH DFND 1,2,3 473364 0 0 LENNAR CORP CL A 526057104 31294 647101 SH DFND 1,2,3 647101 0 0 LG DISPLAY CO LTD SPONS ADR REP 50186V102 358 31300 SH DFND 1,2,3 31300 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 2447 492293 SH DFND 1,2,3 492293 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 9022 155118 SH DFND 1,2,3 155118 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 45318 782023 SH DFND 1,2,3 782023 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 66369 1696559 SH DFND 1,2,3 1696559 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 17889 463081 SH DFND 1,2,3 463081 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C 531229300 22128 580933 SH DFND 1,2,3 580933 0 0 LYON WILLIAM HOMES CL A NEW 552074700 7285 502776 SH DFND 1,2,3 502776 0 0 MA COM TECHNOLOGY SOLUTIONS COM 55405Y100 4331 98900 SH DFND 1,2,3 98900 0 0 MANCHESTER UTD PLC NEW ORD CL A G5784H106 2643 183032 SH DFND 1,2,3 183032 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 3223 197004 SH DFND 1,2,3 197004 0 0 MEDTRONIC PLC SHS G5960L103 3323 44300 SH DFND 1,2,3 44300 0 0 MGIC INVT CORP WIS COM 552848103 35754 4661507 SH DFND 1,2,3 4661507 0 0 MICROSOFT CORP COM 594918104 19618 355200 SH DFND 1,2,3 355200 0 0 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 310 26683 SH DFND 1,2,3 26683 0 0 MONOLITHIC PWR SYS INC COM 609839105 12162 191100 SH DFND 1,2,3 191100 0 0 MONRO MUFFLER BRAKE INC COM 610236101 7676 107400 SH DFND 1,2,3 107400 0 0 MORGAN STANLEY COM NEW 617446448 17979 718860 SH DFND 1,2,3 718860 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 594 35100 SH DFND 1,2,3 35100 0 0 NETEASE INC SPONSORED ADR 64110W102 11975 83400 SH DFND 1,2,3 83400 0 0 NETFLIX INC COM 64110L106 6389 62500 SH DFND 1,2,3 62500 0 0 NEWFIELD EXPL CO COM 651290108 7348 221000 SH DFND 1,2,3 221000 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 264 6100 SH DFND 1,2,3 6100 0 0 NMI HLDGS INC CL A 629209305 2894 573100 SH DFND 1,2,3 573100 0 0 NOBLE ENERGY INC COM 655044105 7074 225200 SH DFND 1,2,3 225200 0 0 NORWEGIAN CRUISE LINE HLDGS SHS G66721104 10326 186752 SH DFND 1,2,3 186752 0 0 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 165 11100 SH DFND 1,2,3 11100 0 0 NUVEEN DIVID ADVANTAGE MUN I COM 67071L106 746 49200 SH DFND 1,2,3 49200 0 0 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 165 11600 SH DFND 1,2,3 11600 0 0 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 330 38500 SH DFND 1,2,3 38500 0 0 NUVEEN QUALITY PFD INCOME FD COM 67071S101 518 62300 SH DFND 1,2,3 62300 0 0 NUVEEN REAL ESTATE INCOME FD COM 67071B108 822 75800 SH DFND 1,2,3 75800 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 7158 104600 SH DFND 1,2,3 104600 0 0 ON SEMICONDUCTOR CORP COM 682189105 4157 433500 SH DFND 1,2,3 433500 0 0 OTONOMY INC COM 68906L105 4722 316503 SH DFND 1,2,3 316503 0 0 PACIFIC COAST OIL TR UNIT BEN INT 694103102 148 95800 SH DFND 1,2,3 95800 0 0 PAPA MURPHYS HLDGS INC COM 698814100 4949 414121 SH DFND 1,2,3 414121 0 0 PARSLEY ENERGY INC CL A 701877102 11686 517068 SH DFND 1,2,3 517068 0 0 PENNYMAC MTG INVT TR COM 70931T103 8223 602873 SH DFND 1,2,3 602873 0 0 PERRIGO CO PLC SHS G97822103 10642 83189 SH DFND 1,2,3 83189 0 0 PHYSICIANS RLTY TR COM 71943U104 957 51500 SH DFND 1,2,3 51500 0 0 PIMCO INCOME STRATEGY FUND I COM 72201J104 810 92600 SH DFND 1,2,3 92600 0 0 PIONEER NAT RES CO COM 723787107 29531 209830 SH DFND 1,2,3 209830 0 0 POOL CORPORATION COM 73278L105 6072 69200 SH DFND 1,2,3 69200 0 0 POSCO SPONSORED ADR 693483109 1183 25000 SH DFND 1,2,3 25000 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 3990 162600 SH DFND 1,2,3 162600 0 0 PRESTIGE BRANDS HLDGS INC COM 74112D101 7074 132500 SH DFND 1,2,3 132500 0 0 PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 287 17400 SH DFND 1,2,3 17400 0 0 PULTE GROUP INC COM 745867101 16128 862000 SH DFND 1,2,3 862000 0 0 ROLLINS INC COM 775711104 5873 216568 SH DFND 1,2,3 216568 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 9258 112700 SH DFND 1,2,3 112700 0 0 ROYCE MICRO-CAP TR INC COM 780915104 242 34632 SH DFND 1,2,3 34632 0 0 ROYCE VALUE TR INC COM 780910105 496 42376 SH DFND 1,2,3 42376 0 0 SALESFORCE COM INC COM 79466L302 18015 244000 SH DFND 1,2,3 244000 0 0 SANCHEZ ENERGY CORP COM 79970Y105 7091 1291700 SH DFND 1,2,3 1291700 0 0 SASOL LTD SPONSORED ADR 803866300 1215 41144 SH DFND 1,2,3 41144 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 52975 855954 SH DFND 1,2,3 855954 0 0 SERVICE CORP INTL COM 817565104 18047 731241 SH DFND 1,2,3 731241 0 0 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 352 10000 SH DFND 1,2,3 10000 0 0 SHIRE PLC SPONSORED ADR 82481R106 12532 72900 SH DFND 1,2,3 72900 0 0 SIGNET JEWELERS LIMITED SHS G81276100 42679 344104 SH DFND 1,2,3 344104 0 0 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 183 23000 SH DFND 1,2,3 23000 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 262 13000 SH DFND 1,2,3 13000 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 7128 91500 SH DFND 1,2,3 91500 0 0 SOLAR CAP LTD COM 83413U100 7541 436400 SH DFND 1,2,3 436400 0 0 SONY CORP ADR NEW 835699307 7814 303800 SH DFND 1,2,3 303800 0 0 STARWOOD PPTY TR INC COM 85571B105 29116 1538100 SH DFND 1,2,3 1538100 0 0 STONE HBR EMERG MKTS TL INC COM 86164W100 153 12398 SH DFND 1,2,3 12398 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 6471 247000 SH DFND 1,2,3 247000 0 0 TATA MTRS LTD SPONSORED ADR 876568502 552 19000 SH DFND 1,2,3 19000 0 0 TEAM HEALTH HOLDINGS INC COM 87817A107 4057 97037 SH DFND 1,2,3 97037 0 0 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 2422 172600 SH DFND 1,2,3 172600 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 353 6600 SH DFND 1,2,3 6600 0 0 THERAPEUTICSMD INC COM 88338N107 2662 415918 SH DFND 1,2,3 415918 0 0 TRANSDIGM GROUP INC COM 893641100 35018 158926 SH DFND 1,2,3 158926 0 0 TRI POINTE HOMES INC COM 87265H109 10162 862673 SH DFND 1,2,3 862673 0 0 TWO HBRS INVT CORP COM 90187B101 27850 3507555 SH DFND 1,2,3 3507555 0 0 UNIVERSAL AMERN CORP NEW COM 91338E101 2278 319073 SH DFND 1,2,3 319073 0 0 VERACYTE INC COM 92337F107 4953 917289 SH DFND 1,2,3 917289 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 8098 101875 SH DFND 1,2,3 101875 0 0 VIASAT INC COM 92552V100 42970 584780 SH DFND 1,2,3 584780 0 0 WAVE LIFE SCIENCES LTD SHS Y95308105 5129 373150 SH DFND 1,2,3 373150 0 0 WAYFAIR INC CL A 94419L101 16916 391400 SH DFND 1,2,3 391400 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 226 18000 SH DFND 1,2,3 18000 0 0 WPX ENERGY INC COM 98212B103 16361 2340700 SH DFND 1,2,3 2340700 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 7150 399900 SH DFND 1,2,3 399900 0 0 ZHAOPIN LTD SPONSORED ADR 98954L103 286 18000 SH DFND 1,2,3 18000 0 0