0001179110-12-010036.txt : 20120612
0001179110-12-010036.hdr.sgml : 20120612
20120612171728
ACCESSION NUMBER: 0001179110-12-010036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120608
FILED AS OF DATE: 20120612
DATE AS OF CHANGE: 20120612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOLOMON JEFFREY M
CENTRAL INDEX KEY: 0001275922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34516
FILM NUMBER: 12903625
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COWEN GROUP, INC.
CENTRAL INDEX KEY: 0001466538
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-845-7900
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: LexingtonPark Parent Corp
DATE OF NAME CHANGE: 20090617
4
1
edgar.xml
FORM 4 -
X0305
4
2012-06-08
0
0001466538
COWEN GROUP, INC.
COWN
0001275922
SOLOMON JEFFREY M
COWEN GROUP, INC.
599 LEXINGTON AVENUE
NEW YORK
NY
10022
1
1
1
0
CEO, Cowen and Company, LLC
Class A Common Stock
2012-06-08
4
A
0
250000
A
650310
D
Class A Common Stock
2012-06-08
4
F
0
90175
2.50
D
560135
D
Class A Common Stock
365039
I
See Footnote.
Grant of restricted stock units for no monetary consideration. The restricted stock units vested immediately upon the grant date.
This amount includes a distribution of 186,369 shares to the Reporting Person by RCG Holdings LLC (f/k/a Ramius LLC)("RCG") formerly reported as indirectly owned by the Reporting Person due to his pecuniary interest in shares of Class A Common Stock held by RCG, of which the Reporting Person is a member.
Represents shares of the Issuer's Class A Common Stock withheld to satisfy tax obligations upon the immediate vesting of the restricted stock units.
These shares represent the Reporting Person's pecuniary interest in shares of Class A Common Stock held by RCG, of which the Reporting Person is a member.
/s/ Jeffrey M. Solomon
2012-06-12