United States
Securities and Exchange Commission
Washington, DC 20549
Form N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21487
HELIOS STRATEGIC INCOME FUND, INC.
(Exact name of registrant as specified in Charter)
THREE WORLD FINANCIAL CENTER, 200 VESEY STREET, 10TH FLOOR,
NEW YORK, NY 10281
(Address of principal executive officers) (Zip code)
KIM G. REDDING, PRESIDENT
THREE WORLD FINANCIAL CENTER
200 VESEY STREET, 10TH FLOOR
NEW YORK, NEW YORK 10281-1010
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-497-3746
Date of fiscal year end: 03/31
Date of reporting period: July 1, 2010 – June 30, 2011
ITEM 1. PROXY VOTING RECORD
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21487
Reporting Period: 07/01/2010 - 06/30/2011
Helios Strategic Income Fund, Inc.
====================== HELIOS STRATEGIC INCOME FUND, INC. ======================
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director Jaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Jon C. Madonna For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director John B. McCoy For For Management
10 Elect Director Joyce M. Roche For For Management
11 Elect Director Matthew K. Rose For For Management
12 Elect Director Laura D Andrea Tyson For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
17 Report on Political Contributions Against For Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
19 Provide Right to Act by Written Consent Against For Shareholder
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B&G FOODS, INC.
Ticker: BGS Security ID: 05508R106
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Cantwell For For Management
1.2 Elect Director Cynthia T. Jamison For For Management
1.3 Elect Director Charles F. Marcy For For Management
1.4 Elect Director Dennis M. Mullen For For Management
1.5 Elect Director Cheryl M. Palmer For For Management
1.6 Elect Director Alfred Poe For For Management
1.7 Elect Director Stephen C. Sherrill For For Management
1.8 Elect Director David L. Wenner For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
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D.R. HORTON, INC.
Ticker: DHI Security ID: 23331A109
Meeting Date: JAN 20, 2011 Meeting Type: Annual
Record Date: NOV 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donald R. Horton For Did Not Vote Management
2 Elect Director Bradley S. Anderson For Did Not Vote Management
3 Elect Director Michael R. Buchanan For Did Not Vote Management
4 Elect Director Michael W. Hewatt For Did Not Vote Management
5 Elect Director Bob G. Scott For Did Not Vote Management
6 Elect Director Donald J. Tomnitz For Did Not Vote Management
7 Amend Omnibus Stock Plan For Did Not Vote Management
8 Ratify Auditors For Did Not Vote Management
9 Adopt Quantitative GHG Goals for Against Did Not Vote Shareholder
Products and Operations
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FRONTIER COMMUNICATIONS CORPORATION
Ticker: FTR Security ID: 35906A108
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leroy T. Barnes, Jr. For For Management
1.2 Elect Director Peter C.B. Bynoe For For Management
1.3 Elect Director Jeri B. Finard For For Management
1.4 Elect Director Edward Fraioli For For Management
1.5 Elect Director James S. Kahan For For Management
1.6 Elect Director Pamela D.A. Reeve For For Management
1.7 Elect Director Howard L. Schrott For For Management
1.8 Elect Director Larraine D. Segil For For Management
1.9 Elect Director Mark Shapiro For For Management
1.10 Elect Director Myron A. Wick, III For For Management
1.11 Elect Director Mary Agnes Wilderotter For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Require Independent Board Chairman Against Against Shareholder
5 Ratify Auditors For For Management
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GLOBAL CROSSING LIMITED
Ticker: GLBC Security ID: G3921A175
Meeting Date: JUL 08, 2010 Meeting Type: Annual
Record Date: MAY 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Macaluso For Did Not Vote Management
1.2 Elect Director Michael Rescoe For Did Not Vote Management
2 Amend Omnibus Stock Plan For Did Not Vote Management
3 Approve Executive Incentive Bonus Plan For Did Not Vote Management
4 Approve Ernst & Young as Auditors and For Did Not Vote Management
Authorize Board to Fix Their
Remuneration Auditors
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GLOBAL CROSSING LIMITED
Ticker: GLBC Security ID: G3921A175
Meeting Date: JUN 14, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Macaluso For For Management
1.2 Elect Director Michael Rescoe For For Management
2 Approve Reduction of Share Premium For For Management
Account
3 Approve Ernst & Young Llp as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
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HOVNANIAN ENTERPRISES, INC.
Ticker: HOV Security ID: 442487203
Meeting Date: MAR 15, 2011 Meeting Type: Annual
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ara K. Hovnanian For For Management
1.2 Elect Director Robert B. Coutts For For Management
1.3 Elect Director Edward A. Kangas For For Management
1.4 Elect Director Joseph A. Marengi For For Management
1.5 Elect Director John J. Robbins For For Management
1.6 Elect Director J. Larry Sorsby For For Management
1.7 Elect Director Stephen D. Weinroth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
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M.D.C. HOLDINGS, INC.
Ticker: MDC Security ID: 552676108
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William B. Kemper For For Management
1.2 Elect Director David D. Mandarich For For Management
1.3 Elect Director David Siegel For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
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PAETEC HOLDING CORP.
Ticker: PAET Security ID: 695459107
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tansukh V. Ganatra For For Management
1.2 Elect Director William R. McDermott For Withhold Management
1.3 Elect Director Mark Zupan For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
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THE RYLAND GROUP, INC.
Ticker: RYL Security ID: 783764103
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie M. Frecon For For Management
1.2 Elect Director Roland A. Hernandez For For Management
1.3 Elect Director William L. Jews For For Management
1.4 Elect Director Ned Mansour For For Management
1.5 Elect Director Robert E. Mellor For For Management
1.6 Elect Director Norman J. Metcalfe For For Management
1.7 Elect Director Larry T. Nicholson For For Management
1.8 Elect Director Charlotte St. Martin For For Management
1.9 Elect Director Robert G. van For For Management
Schoonenberg
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
6 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
7 Ratify Auditors For For Management
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VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Carrion For For Management
2 Elect Director M. Frances Keeth For For Management
3 Elect Director Robert W. Lane For For Management
4 Elect Director Lowell C. Mcadam For For Management
5 Elect Director Sandra O. Moose For For Management
6 Elect Director Joseph Neubauer For For Management
7 Elect Director Donald T. Nicolaisen For For Management
8 Elect Director Clarence Otis, Jr. For For Management
9 Elect Director Hugh B. Price For For Management
10 Elect Director Ivan G. Seidenberg For For Management
11 Elect Director Rodney E. Slater For For Management
12 Elect Director John W. Snow For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Disclose Prior Government Service Against Against Shareholder
17 Performance-Based Equity Awards Against For Shareholder
18 Restore or Provide for Cumulative Against For Shareholder
Voting
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
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WINDSTREAM CORP.
Ticker: WIN Security ID: 97381W104
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol B. Armitage For For Management
2 Elect Director Samuel E. Beall, III For For Management
3 Elect Director Dennis E. Foster For For Management
4 Elect Director Francis X. Frantz For For Management
5 Elect Director Jeffery R. Gardner For For Management
6 Elect Director Jeffrey T. Hinson For For Management
7 Elect Director Judy K. Jones For For Management
8 Elect Director William A. Montgomery For For Management
9 Elect Director Alan L. Wells For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against For Shareholder
14 Report on Political Contributions Against For Shareholder
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) HELIOS STRATEGIC INCOME FUND, INC.
| By: | /s/ Seth Gelman | |
| Seth Gelman, Chief Compliance Officer |
Date: August 31, 2011