-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Msttfu/+FkUf4Zsojo1Ae1Cj4tvq2W9CGWY4yP6TBod9ga6kfdO8/QF5NZbYNUfp 3LiF6QPO++rT8Hxwz7l/yQ== 0001193125-11-019060.txt : 20110131 0001193125-11-019060.hdr.sgml : 20110131 20110131171404 ACCESSION NUMBER: 0001193125-11-019060 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110125 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20110131 DATE AS OF CHANGE: 20110131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HELIOS STRATEGIC INCOME FUND, INC CENTRAL INDEX KEY: 0001275902 IRS NUMBER: 270081847 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 811-21487 FILM NUMBER: 11560376 BUSINESS ADDRESS: STREET 1: BROOKFIELD INVESTMENT MANAGEMENT INC STREET 2: 3 WFC, 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 BUSINESS PHONE: 2125498328 MAIL ADDRESS: STREET 1: BROOKFIELD INVESTMENT MANAGEMENT INC STREET 2: 3 WFC, 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 FORMER COMPANY: FORMER CONFORMED NAME: HELIOS STRATEGIC INCOME FUND INC DATE OF NAME CHANGE: 20090107 FORMER COMPANY: FORMER CONFORMED NAME: RMK STRATEGIC INCOME FUND INC DATE OF NAME CHANGE: 20040109 8-K 1 d8k.htm HELIOS STRATEGIC INCOME FUND, INC. Helios Strategic Income Fund, Inc.

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): January 25, 2011

 

 

HELIOS STRATEGIC INCOME FUND, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Maryland   001-32016   27-0081847

(State or other jurisdiction

of incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

Three World Financial Center

200 Vesey Street, 10th Floor

New York, New York

   10281-1010
(Address of principal executive offices)   (Zip Code)

(800) 497-3746

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Section 5 – Corporate Governance and Management

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Item 5.02(b)

Robert F. Birch resigned from the Board of Directors of Helios Strategic Income Fund, Inc., effective as of January 25, 2011.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

         HELIOS STRATEGIC INCOME FUND, INC.
By:     

/s/ Steven M. Pires

     Steven M. Pires
     Treasurer

Date: January 31, 2011

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