United States
Securities and Exchange Commission
Washington, DC 20549
Form N-PX/A
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21487
HELIOS STRATEGIC INCOME FUND, INC.
(Exact name of registrant as specified in Charter)
BROOKFIELD PLACE, 250 VESEY STREET
NEW YORK, NY 10281-1023
(Address of principal executive officers) (Zip code)
KIM G. REDDING, PRESIDENT
BROOKFIELD PLACE
250 VESEY STREET
NEW YORK, NEW YORK 10281-1023
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-497-3746
Date of fiscal year end: 03/31
Date of reporting period: July 1, 2012 – June 30, 2013
ITEM 1. PROXY VOTING RECORD
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21487
Reporting Period: 07/01/2012 - 06/30/2013
Helios Strategic Income Fund, Inc.
====================== Helios Strategic Income Fund, Inc. ======================
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Gilbert F. Amelio For For Management
1.3 Elect Director Reuben V. Anderson For For Management
1.4 Elect Director James H. Blanchard For For Management
1.5 Elect Director Jaime Chico Pardo For For Management
1.6 Elect Director Scott T. Ford For For Management
1.7 Elect Director James P. Kelly For For Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Michael B. McCallister For For Management
1.10 Elect Director John B. McCoy For For Management
1.11 Elect Director Joyce M. Roche For For Management
1.12 Elect Director Matthew K. Rose For For Management
1.13 Elect Director Laura D'Andrea Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Purchase and Deferral Plan For For Management
5 Report on Political Contributions Against For Shareholder
6 Report on Reducing Lead Battery Health Against For Shareholder
Hazards
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Independent Board Chairman Against Against Shareholder
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B&G FOODS, INC.
Ticker: BGS Security ID: 05508R106
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Cantwell For For Management
1.2 Elect Director Cynthia T. Jamison For For Management
1.3 Elect Director Charles F. Marcy For For Management
1.4 Elect Director Dennis M. Mullen For For Management
1.5 Elect Director Cheryl M. Palmer For For Management
1.6 Elect Director Alfred Poe For For Management
1.7 Elect Director Stephen C. Sherrill For For Management
1.8 Elect Director David L. Wenner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
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BREITBURN ENERGY PARTNERS L.P.
Ticker: BBEP Security ID: 106776107
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: APR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Halbert S. Washburn For For Management
1.2 Elect Director Charles S. Weiss For For Management
2 Ratify Auditors For For Management
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CEDAR FAIR, L.P.
Ticker: FUN Security ID: 150185106
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric L. Affeldt For For Management
1.2 Elect Director John M. Scott III For For Management
1.3 Elect Director D. Scott Olivet For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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CENTURYLINK, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Bruce Hanks For For Management
1.2 Elect Director C. G. Melville, Jr. For For Management
1.3 Elect Director Fred R. Nichols For For Management
1.4 Elect Director William A. Owens For For Management
1.5 Elect Director Harvey P. Perry For For Management
1.6 Elect Director Glen F. Post, III For For Management
1.7 Elect Director Laurie A. Siegel For For Management
1.8 Elect Director Joseph R. Zimmel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4a Share Retention Policy Against For Shareholder
4b Adopt Policy on Bonus Banking Against For Shareholder
4c Proxy Access Against For Shareholder
4d Provide for Confidential Voting Against For Shareholder
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CROSSTEX ENERGY L.P.
Ticker: XTEX Security ID: 22765U102
Meeting Date: MAY 09, 2013 Meeting Type: Special
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
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FRONTIER COMMUNICATIONS CORPORATION
Ticker: FTR Security ID: 35906A108
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leroy T. Barnes, Jr. For For Management
1.2 Elect Director Peter C.B. Bynoe For For Management
1.3 Elect Director Jeri B. Finard For For Management
1.4 Elect Director Edward Fraioli For For Management
1.5 Elect Director James S. Kahan For For Management
1.6 Elect Director Pamela D.A. Reeve For For Management
1.7 Elect Director Howard L. Schrott For For Management
1.8 Elect Director Larraine D. Segil For For Management
1.9 Elect Director Mark Shapiro For For Management
1.10 Elect Director Myron A. Wick, III For For Management
1.11 Elect Director Mary Agnes Wilderotter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against For Shareholder
6 Ratify Auditors For For Management
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VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Carrion For For Management
1.2 Elect Director Melanie L. Healey For For Management
1.3 Elect Director M. Frances Keeth For For Management
1.4 Elect Director Robert W. Lane For For Management
1.5 Elect Director Lowell C. McAdam For For Management
1.6 Elect Director Sandra O. Moose For For Management
1.7 Elect Director Joseph Neubauer For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Clarence Otis, Jr. For For Management
1.10 Elect Director Hugh B. Price For For Management
1.11 Elect Director Rodney E. Slater For For Management
1.12 Elect Director Kathryn A. Tesija For For Management
1.13 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Commit to Wireless Network Neutrality Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Adopt Proxy Access Right Against For Shareholder
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
9 Amend Articles/Bylaws/Charter- Call Against For Shareholder
Special Meetings
10 Provide Right to Act by Written Consent Against For Shareholder
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WINDSTREAM CORPORATION
Ticker: WIN Security ID: 97381W104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol B. Armitage For For Management
1.2 Elect Director Samuel E. Beall, III For For Management
1.3 Elect Director Dennis E. Foster For For Management
1.4 Elect Director Francis X. ('Skip') For For Management
Frantz
1.5 Elect Director Jeffery R. Gardner For For Management
1.6 Elect Director Jeffrey T. Hinson For For Management
1.7 Elect Director Judy K. Jones For For Management
1.8 Elect Director William A. Montgomery For For Management
1.9 Elect Director Alan L. Wells For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Pro-rata Vesting of Equity Plans Against For Shareholder
5 Report on Political Contributions Against For Shareholder
6 Reduce Supermajority Vote Requirement Against For Shareholder
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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(Registrant) HELIOS STRATEGIC INCOME FUND, INC. |
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By: |
/s/ Kim G. Redding |
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Kim G. Redding, Director and President |
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Date: September 11, 2013