Chief Compliance Officer

0001085146-23-002241.txt : 20230511 0001085146-23-002241.hdr.sgml : 20230511 20230511162009 ACCESSION NUMBER: 0001085146-23-002241 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230511 DATE AS OF CHANGE: 20230511 EFFECTIVENESS DATE: 20230511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAMIUS ADVISORS LLC CENTRAL INDEX KEY: 0001275893 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10674 FILM NUMBER: 23911357 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122014829 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001275893 XXXXXXXX 03-31-2023 03-31-2023 false RAMIUS ADVISORS LLC

599 LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-10674 000110806 801-54785 Y Cowen Investment Management LLC and its affiliates ("Cowen") may be deemed to be ultimately controlled by Toronto-Dominion Bank and its affiliates ("TD"), by virtue of their corporate relationship. Neither TD nor Cowen share information with one another related to their investments, with certain exceptions. However, under Section 13(f) of the Securities Exchange Act 1934, as amended, and the rules promulgated thereunder, TD may be deemed to have shared investment discretion with Cowen over the securities managed by Cowen. Ashley Latourelle Chief Compliance Officer (609) 304-6161 /s/ Ashley Latourelle New York NY 05-11-2023 0 75 95206826 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ACCRETION ACQUISITION CORP *W EXP 03/01/202 00438Y115 9370 267733 SH DFND 5 267733 0 0 ACHARI VENTURES HLDGS CORP I *W EXP 01/01/202 00444X119 25451 403347 SH DFND 5 403347 0 0 AETHERIUM ACQUISITION CORP *W EXP 12/21/202 00809J119 2706 88403 SH DFND 5 88403 0 0 ALBERTSONS COS INC COMMON STOCK 013091103 5893416 283610 SH DFND 5 283610 0 0 ALBERTSONS COS INC COMMON STOCK 013091103 4061740 700300 SH Call DFND 5 700300 0 0 ALSP ORCHID ACQUISITION CORP *W EXP 11/30/202 G0231L123 6822 136448 SH DFND 5 136448 0 0 ANZU SPECIAL ACQUISITIN CORP *W EXP 01/27/202 03737A119 1953 51912 SH DFND 5 51912 0 0 APOLLO ENDOSURGERY INC COM 03767D108 2682 13000 SH Put DFND 5 13000 0 0 APX ACQUISITION CORP I *W EXP 11/30/202 G0440J125 10491 180869 SH DFND 5 180869 0 0 BANNIX ACQUISITION CORP *W EXP 07/31/202 066644113 5837 232553 SH DFND 5 232553 0 0 BLACK KNIGHT INC COM 09215C105 12261202 213016 SH DFND 5 213016 0 0 BLOCKCHAIN MOON ACQUISITN CO *W EXP 10/14/202 09370F125 729 38783 SH DFND 5 38783 0 0 BLUERIVER ACQUISITION CORP *W EXP 01/04/202 G1261Q115 1463 39015 SH DFND 5 39015 0 0 BROADMARK RLTY CAP INC COM 11135B100 251328 53474 SH DFND 5 53474 0 0 BURTECH ACQUISITION CORP *W EXP 12/18/202 123013112 10845 234240 SH DFND 5 234240 0 0 BYTE ACQUISITION CORP *W EXP 03/18/202 G1R25Q113 4657 31110 SH DFND 5 31110 0 0 CAPITALWORKS EMNG MKTS ACQST *W EXP 11/19/202 G1889L126 6696 81074 SH DFND 5 81074 0 0 CF ACQUISITION CORP VIII *W EXP 03/31/202 12520C117 1385 13206 SH DFND 5 13206 0 0 CONSILIUM ACQUISITN CORP I L *W EXP 06/01/202 G2365L119 7897 211150 SH DFND 5 211150 0 0 CVS HEALTH CORP COM 126650100 9452232 127200 SH DFND 5 127200 0 0 CVS HEALTH CORP COM 126650100 3825 45000 SH Call DFND 5 45000 0 0 DATA KNIGHTS ACQUISITION COR *W EXP 11/11/202 237699111 3949 151313 SH DFND 5 151313 0 0 DHC ACQUISITION CORP *W EXP 02/25/202 G2758T117 2544 76386 SH DFND 5 76386 0 0 DIGITAL TRANSFORMATN OPT COR *W EXP 03/31/202 25401K115 15257 155842 SH DFND 5 155842 0 0 FINANCIAL STRATEGIES ACQUISI *W EXP 03/31/202 31772T115 30812 880324 SH DFND 5 880324 0 0 FINNOVATE ACQUISITION CORP *W EXP 09/30/202 G3R34K111 7104 353429 SH DFND 5 353429 0 0 FINTECH ECOSYSTEM DEVE *W EXP 04/01/202 318136116 789 22475 SH DFND 5 22475 0 0 FOCUS FINL PARTNERS INC COM CL A 34417P100 5995549 115588 SH DFND 5 115588 0 0 FOXO TECHNOLOGIES INC *W EXP 08/01/202 351471115 2348 73163 SH DFND 5 73163 0 0 GIGCAPITAL 5 INC *W EXP 03/28/202 37519U117 12214 486610 SH DFND 5 486610 0 0 GLOBALINK INVT INC *W EXP 12/03/202 37892F125 8019 771035 SH DFND 5 771035 0 0 GOAL ACQUISITIONS CORP *W EXP 02/11/202 38021H115 18579 394470 SH DFND 5 394470 0 0 GOLDEN ARROW MERGER CORP *W EXP 07/31/202 380799114 1888 37617 SH DFND 5 37617 0 0 HCM ACQUISITION CO *W EXP 01/20/202 G4365A127 2434 76800 SH DFND 5 76800 0 0 HORIZON THERAPEUTICS PUB L SHS G46188101 15446366 141528 SH DFND 5 141528 0 0 INCEPTION GROWTH ACQUSTN LTD *W EXP 10/15/202 45333D112 3900 155374 SH DFND 5 155374 0 0 INNOVATIVE INTL ACQUSITIN CO *W EXP 07/01/202 G4809M125 6213 71730 SH DFND 5 71730 0 0 INVESTCORP EUROPE ACQUISITIO *W EXP 12/15/202 G4923T113 1775 17740 SH DFND 5 17740 0 0 IROBOT CORP COM 462726100 38752 888 SH DFND 5 888 0 0 IROBOT CORP COM 462726100 212300 38600 SH Put DFND 5 38600 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 3295 30310 SH DFND 5 30310 0 0 KALERA PUBLIC LIMITED CO *W EXP 06/28/202 G52251116 4010 149087 SH DFND 5 149087 0 0 LAMF GLOBAL VENTURES CORP I *W EXP 11/05/202 G5338L124 500 15629 SH DFND 5 15629 0 0 MAXAR TECHNOLOGIES INC COM 57778K105 10998222 215398 SH DFND 5 215398 0 0 MINORITY EQUALITY OPPORTUNIT *W EXP 08/26/202 60436Q118 20110 402191 SH DFND 5 402191 0 0 MONEYGRAM INTL INC COM NEW 60935Y208 4719551 452932 SH DFND 5 452932 0 0 MONTEREY BIO ACQUISITION COR *W EXP 10/05/202 61240F116 7671 255678 SH DFND 5 255678 0 0 NOGIN INC *W EXP 08/26/202 65528N113 520 18509 SH DFND 5 18509 0 0 NOVA VISION ACQUISITION CORP *W EXP 12/31/202 G6759A118 4691 121528 SH DFND 5 121528 0 0 OAK STR HEALTH INC COM 67181A107 773601 20000 SH DFND 5 20000 0 0 OXBRIDGE ACQUISITION CORP *W EXP 08/04/202 G6855L117 7209 109897 SH DFND 5 109897 0 0 PNM RES INC COM 69349H107 4867999 100000 SH DFND 5 100000 0 0 PRIME IMPACT ACQUISITION I *W EXP 10/01/203 G61074129 4475 111869 SH DFND 5 111869 0 0 PROGRESS ACQUISITION CORP *W EXP 11/11/202 74327P113 11601 210921 SH DFND 5 210921 0 0 PROVENTION BIO INC COM 74374N102 1888380 78356 SH DFND 5 78356 0 0 PROVENTION BIO INC COM 74374N102 9555 119100 SH Put DFND 5 119100 0 0 SEAPORT GLOBAL ACQUISITION I *W EXP 11/17/202 81221H113 11117 184980 SH DFND 5 184980 0 0 SEP ACQUISITION CORP *W EXP 07/27/202 589381110 6018 149706 SH DFND 5 149706 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 2913347 44465 SH DFND 5 44465 0 0 SPIRIT AIRLS INC COM 848577102 36538 2128 SH DFND 5 2128 0 0 SPIRIT AIRLS INC COM 848577102 24698 31900 SH Call DFND 5 31900 0 0 SPREE ACQUISITION CORP 1 LTD *W EXP 12/22/202 G83745128 2524 83602 SH DFND 5 83602 0 0 SPRINGBIG HOLDINGS INC *W EXP 06/14/202 85021Q116 466 15180 SH DFND 5 15180 0 0 SPRINGWATER SPL SITUATIONS C *W EXP 12/01/202 85205U115 961 24104 SH DFND 5 24104 0 0 TECHNOLOGY & TELECOM ACQ COR *W EXP 04/15/202 G87119114 851 27828 SH DFND 5 27828 0 0 TG VENTURE ACQUISITION CORP *W EXP 08/15/202 87251T117 2748 61083 SH DFND 5 61083 0 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 5296985 124723 SH DFND 5 124723 0 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 32335 5300 SH Put DFND 5 5300 0 0 TRAVELCENTERS OF AMERICA INC COM NEW 89421B109 223344 2582 SH DFND 5 2582 0 0 TRINE II ACQUISITION CORP *W EXP 99/99/999 G9059F118 4162 83237 SH DFND 5 83237 0 0 TWELVE SEAS INVESTMENT CO II *W EXP 03/02/202 90118T114 6275 126246 SH DFND 5 126246 0 0 UNIVAR SOLUTIONS INC COM 91336L107 5737459 163787 SH DFND 5 163787 0 0 VMWARE INC CL A COM 928563402 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