The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 109 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 28,041 | 428,765 | SH | DFND | 428,765 | 0 | 0 | ||
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 800 | 289,000 | SH | Put | DFND | 289,000 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 71,175 | 422,932 | SH | DFND | 422,932 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 462 | 666,300 | SH | Put | DFND | 666,300 | 0 | 0 | |
AVAYA HLDGS CORP | COM | 05351X101 | 1,646 | 160,851 | SH | DFND | 160,851 | 0 | 0 | ||
AXALTA COATING SYS LTD | COM | G0750C108 | 8,090 | 268,319 | SH | DFND | 268,319 | 0 | 0 | ||
AXALTA COATING SYS LTD | COM | G0750C108 | 263 | 270,700 | SH | Call | DFND | 270,700 | 0 | 0 | |
BB&T CORP | COM | 054937107 | 87 | 75,000 | SH | Put | DFND | 75,000 | 0 | 0 | |
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 3,369 | 63,458 | SH | DFND | 63,458 | 0 | 0 | ||
CARRIZO OIL & GAS INC | COM | 144577103 | 1,125 | 131,001 | SH | DFND | 131,001 | 0 | 0 | ||
CBS CORP NEW | CL B | 124857202 | 167 | 70,000 | SH | Put | DFND | 70,000 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 47 | 337,500 | SH | Put | DFND | 337,500 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 68,905 | 693,905 | SH | DFND | 693,905 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 14,626 | 338,085 | SH | DFND | 338,085 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 93 | 230,900 | SH | Call | DFND | 230,900 | 0 | 0 | |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 10,181 | 436,214 | SH | DFND | 436,214 | 0 | 0 | ||
DENBURY RES INC | COM NEW | 247916208 | 1 | 18,100 | SH | Call | DFND | 18,100 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 3,728 | 41,258 | SH | DFND | 41,258 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 210 | 287,300 | SH | Call | DFND | 287,300 | 0 | 0 | |
GENOMIC HEALTH INC | COM | 37244C101 | 29,196 | 430,490 | SH | DFND | 430,490 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 3,738 | 849,538 | SH | DFND | 849,538 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 162 | 60,100 | SH | Put | DFND | 60,100 | 0 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 69,423 | 633,480 | SH | DFND | 633,480 | 0 | 0 | ||
MILACRON HLDGS CORP | COM | 59870L106 | 10,077 | 604,473 | SH | DFND | 604,473 | 0 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 103 | 110,000 | SH | Put | DFND | 110,000 | 0 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 864 | 167,354 | SH | DFND | 167,354 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 3,650 | 101,595 | SH | DFND | 101,595 | 0 | 0 | ||
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 44 | 1,125,000 | SH | Call | DFND | 1,125,000 | 0 | 0 | |
PRESIDIO INC | COM | 74102M103 | 433 | 25,623 | SH | DFND | 25,623 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 103 | 30,000 | SH | Put | DFND | 30,000 | 0 | 0 | |
SOTHEBYS | COM | 835898107 | 3 | 50,200 | SH | Put | DFND | 50,200 | 0 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 18,265 | 188,336 | SH | DFND | 188,336 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 92 | 170,000 | SH | Call | DFND | 170,000 | 0 | 0 | |
SPRINT CORPORATION | COM | 85207U105 | 14,485 | 2,347,694 | SH | DFND | 2,347,694 | 0 | 0 | ||
SPRINT CORPORATION | COM | 85207U105 | 156 | 475,700 | SH | Call | DFND | 475,700 | 0 | 0 | |
SUNTRUST BKS INC | COM | 867914103 | 19,035 | 276,668 | SH | DFND | 276,668 | 0 | 0 | ||
SYMANTEC CORP | COM | 871503108 | 6,459 | 273,330 | SH | DFND | 273,330 | 0 | 0 | ||
SYMANTEC CORP | COM | 871503108 | 382 | 296,800 | SH | Call | DFND | 296,800 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 62 | 330,100 | SH | Put | DFND | 330,100 | 0 | 0 | |
UNITED FINL BANCORP INC NEW | COM | 910304104 | 984 | 72,218 | SH | DFND | 72,218 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 114 | 150,000 | SH | Put | DFND | 150,000 | 0 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 99 | 510,200 | SH | Put | DFND | 510,200 | 0 | 0 | |
VERSUM MATLS INC | COM | 92532W103 | 5 | 85,000 | SH | Put | DFND | 85,000 | 0 | 0 | |
WABCO HLDGS INC | COM | 92927K102 | 17,145 | 128,185 | SH | DFND | 128,185 | 0 | 0 | ||
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 648 | 2,500 | SH | DFND | 2,500 | 0 | 0 | ||
ZAYO GROUP HLDGS INC | COM | 98919V105 | 17,031 | 502,377 | SH | DFND | 502,377 | 0 | 0 |