0001085146-19-002858.txt : 20191112 0001085146-19-002858.hdr.sgml : 20191112 20191112122617 ACCESSION NUMBER: 0001085146-19-002858 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 EFFECTIVENESS DATE: 20191112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAMIUS ADVISORS LLC CENTRAL INDEX KEY: 0001275893 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10674 FILM NUMBER: 191207889 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122014829 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001275893 XXXXXXXX 09-30-2019 09-30-2019 false RAMIUS ADVISORS LLC

599 Lexington Avenue, 20th Floor New York NY 10022

13F HOLDINGS REPORT 028-10674 N Andrea J.S. Sayago 212-201-4829 /s/ Andrea J.S. Sayago New York NY 11-08-2019 0 47 425883 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM 00287Y109 109 100000 SH Put DFND 100000 0 0 ACACIA COMMUNICATIONS INC COM 00401C108 28041 428765 SH DFND 428765 0 0 ACACIA COMMUNICATIONS INC COM 00401C108 800 289000 SH Put DFND 289000 0 0 ALLERGAN PLC SHS G0177J108 71175 422932 SH DFND 422932 0 0 ALLERGAN PLC SHS G0177J108 462 666300 SH Put DFND 666300 0 0 AVAYA HLDGS CORP COM 05351X101 1646 160851 SH DFND 160851 0 0 AXALTA COATING SYS LTD COM G0750C108 8090 268319 SH DFND 268319 0 0 AXALTA COATING SYS LTD COM G0750C108 263 270700 SH Call DFND 270700 0 0 BB&T CORP COM 054937107 87 75000 SH Put DFND 75000 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 3369 63458 SH DFND 63458 0 0 CARRIZO OIL & GAS INC COM 144577103 1125 131001 SH DFND 131001 0 0 CBS CORP NEW CL B 124857202 167 70000 SH Put DFND 70000 0 0 CELGENE CORP COM 151020104 47 337500 SH Put DFND 337500 0 0 CELGENE CORP COM 151020104 68905 693905 SH DFND 693905 0 0 CENTENE CORP DEL COM 15135B101 14626 338085 SH DFND 338085 0 0 CENTENE CORP DEL COM 15135B101 93 230900 SH Call DFND 230900 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 10181 436214 SH DFND 436214 0 0 DENBURY RES INC COM NEW 247916208 1 18100 SH Call DFND 18100 0 0 EXACT SCIENCES CORP COM 30063P105 3728 41258 SH DFND 41258 0 0 EXACT SCIENCES CORP COM 30063P105 210 287300 SH Call DFND 287300 0 0 GENOMIC HEALTH INC COM 37244C101 29196 430490 SH DFND 430490 0 0 GENWORTH FINL INC COM CL A 37247D106 3738 849538 SH DFND 849538 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 162 60100 SH Put DFND 60100 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 69423 633480 SH DFND 633480 0 0 MILACRON HLDGS CORP COM 59870L106 10077 604473 SH DFND 604473 0 0 MYLAN N V SHS EURO N59465109 103 110000 SH Put DFND 110000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 864 167354 SH DFND 167354 0 0 PFIZER INC COM 717081103 3650 101595 SH DFND 101595 0 0 PIVOTAL SOFTWARE INC COM CL A 72582H107 44 1125000 SH Call DFND 1125000 0 0 PRESIDIO INC COM 74102M103 433 25623 SH DFND 25623 0 0 RAYTHEON CO COM NEW 755111507 103 30000 SH Put DFND 30000 0 0 SOTHEBYS COM 835898107 3 50200 SH Put DFND 50200 0 0 SPARK THERAPEUTICS INC COM 84652J103 18265 188336 SH DFND 188336 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 92 170000 SH Call DFND 170000 0 0 SPRINT CORPORATION COM 85207U105 14485 2347694 SH DFND 2347694 0 0 SPRINT CORPORATION COM 85207U105 156 475700 SH Call DFND 475700 0 0 SUNTRUST BKS INC COM 867914103 19035 276668 SH DFND 276668 0 0 SYMANTEC CORP COM 871503108 6459 273330 SH DFND 273330 0 0 SYMANTEC CORP COM 871503108 382 296800 SH Call DFND 296800 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 62 330100 SH Put DFND 330100 0 0 UNITED FINL BANCORP INC NEW COM 910304104 984 72218 SH DFND 72218 0 0 UNITED TECHNOLOGIES CORP COM 913017109 114 150000 SH Put DFND 150000 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 99 510200 SH Put DFND 510200 0 0 VERSUM MATLS INC COM 92532W103 5 85000 SH Put DFND 85000 0 0 WABCO HLDGS INC COM 92927K102 17145 128185 SH DFND 128185 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 648 2500 SH DFND 2500 0 0 ZAYO GROUP HLDGS INC COM 98919V105 17031 502377 SH DFND 502377 0 0