0000950142-13-000317.txt : 20130213
0000950142-13-000317.hdr.sgml : 20130213
20130213104225
ACCESSION NUMBER: 0000950142-13-000317
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
EFFECTIVENESS DATE: 20130213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLATINUM GROVE ASSET MANAGEMENT, LP
CENTRAL INDEX KEY: 0001275565
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10667
FILM NUMBER: 13600385
BUSINESS ADDRESS:
STREET 1: RECKSON EXECUTIVE PARK BLDG FOUR
STREET 2: 1100 KING STREET
CITY: RYE BROOK
STATE: NY
ZIP: 10573
BUSINESS PHONE: 914-690-2103
MAIL ADDRESS:
STREET 1: RECKSON EXECUTIVE PARK BLDG FOUR
STREET 2: 1100 KING STREET
CITY: RYE BROOK
STATE: NY
ZIP: 10573
FORMER COMPANY:
FORMER CONFORMED NAME: OAK HILL PLATINUM PARTNERS LLC
DATE OF NAME CHANGE: 20040107
13F-HR
1
ea1300182_13fhr-q0412.txt
QUARTERLY PERIOD ENDING 12/31/2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended December 31, 2012
---------------------
Check here if Amendment [ ]; Amendment Number:
--------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Platinum Grove Asset Management, L.P.
-----------------------------------------
Address: 287 Bowman Avenue
-----------------------------------------
Purchase, NY, 10577
-----------------------------------------
Form 13F File Number: 28-10667
------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael R. Schwenk
-----------------------------------------
Title: General Counsel
-----------------------------------------
Phone: (914) 690-2103
-----------------------------------------
Signature, Place, and Date of Signing:
/s/ Michael R. Schwenk Purchase, NY February 13, 2013
----------------------------- ------------------ ------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
----------------------
Form 13F Information Table Entry Total: 72
----------------------
Form 13F Information Table Value Total: $43,420
----------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
2
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------------- -------- ---------- -------- ------------------- ---------- ---------- --------------------------
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-----------------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO
DEVICES INC COM 007903107 31 13,015 SH 13,015
ALTERA CORP COM 021441100 339 9,835 SH 9,835
AMERICAN INTL GROUP
INC COM 026874784 1,097 31,066 SH 31,066
AMERISOURCEBERGEN
CORP COM 03073E105 338 7,820 SH 7,820
ANADARKO PETE CORP COM 032511107 338 4,550 SH 4,550
APPLE INC COM 037833100 1,289 2,419 SH 2,419
BANK OF AMERICA
CORPORATION COM 060505104 182 15,727 SH 15,727
BARCLAYS BK PLC IPATH 06740C519 4,263 152,527 SH 152,527
S&P MT
ETN
BEST BUY INC COM 086516101 353 29,758 SH 29,758
BP PLC SPONSOR 055622104 303 7,281 SH 7,281
ED ADR
BRISTOL MYERS
SQUIBB CO COM 110122108 342 10,496 SH 10,496
CAPITAL ONE FINL
CORP COM 14040H105 334 5,763 SH 5,763
3
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------------- -------- ---------- -------- ------------------- ---------- ---------- --------------------------
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-----------------------------------------------------------------------------------------------------------------------------------
CF INDS HLDGS INC COM 125269100 341 1,677 SH 1,677
CHEVRON CORP NEW COM 166764100 340 3,146 SH 3,146
CLIFFS NATURAL
RESOURCES INC COM 18683K101 363 9,421 SH 9,421
COLGATE PALMOLIVE CO COM 194162103 336 3,214 SH 3,214
COVENTRY HEALTH
CARE INC COM 222862104 338 7,545 SH 7,545
CUMMINS INC COM 231021106 343 3,164 SH 3,164
DELL INC COM 24702R101 340 33,596 SH 33,596
DEVRY INC DEL COM 251893103 310 13,074 SH 13,074
DIAMOND OFFSHORE
DRILLING IN COM 25271C102 339 4,995 SH 4,995
EMERSON ELEC CO COM 291011104 339 6,409 SH 6,409
FAMILY DLR STORES INC COM 307000109 338 5,332 SH 5,332
FOREST LABS INC COM 345838106 339 9,611 SH 9,611
FREEPORT-MCMORAN
COPPER & GO COM 35671D857 346 10,114 SH 10,114
GAMESTOP CORP NEW CL A 36467W109 343 13,678 SH 13,678
GANNETT INC COM 364730101 343 19,038 SH 19,038
GILEAD SCIENCES INC COM 375558103 492 6,705 SH 6,705
4
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------------- -------- ---------- -------- ------------------- ---------- ---------- --------------------------
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-----------------------------------------------------------------------------------------------------------------------------------
GOOGLE INC CL A 38259P508 636 896 SH 896
HEWLETT PACKARD CO COM 428236103 349 24,526 SH 24,526
HUMANA INC COM 444859102 340 4,953 SH 4,953
INTEL CORP COM 458140100 341 16,553 SH 16,553
ISHARES TR MSCI 464287465 5,563 97,905 SH 97,905
EAFE
INDEX
ISHARES TR MSCI 464287234 5,249 118,353 SH 118,353
EMERG
MKT
ISHARES TR BARCLYS 464287432 349 2,876 SH 2,876
20+
YR
ISHARES TR BARCLYS 464287440 622 5,789 SH 5,789
7-10
YR
JABIL CIRCUIT INC COM 466313103 348 18,027 SH 18,027
KKR FINANCIAL HLDGS
LLC COM 48248A306 147 13,960 SH 13,960
KLA-TENCOR CORP COM 482480100 339 7,107 SH 7,107
L-3 COMMUNICATIONS
HLDGS INC COM 502424104 338 4,416 SH 4,416
LILLY ELI & CO COM 532457108 340 6,890 SH 6,890
LINEAR TECHNOLOGY CORP COM 535678106 339 9,879 SH 9,879
5
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------------- -------- ---------- -------- ------------------- ---------- ---------- --------------------------
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-----------------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORP COM 539830109 337 3,655 SH 3,655
LORILLARD INC COM 544147101 339 2,903 SH 2,903
MARATHON PETE CORP COM 56585A102 500 7,930 SH 7,930
MBIA INC COM 55262C100 150 19,169 SH 19,169
MCGRAW HILL COS INC COM 580645109 343 6,277 SH 6,277
MCKESSON CORP COM 58155Q103 339 3,493 SH 3,493
MICROSOFT CORP COM 594918104 486 18,177 SH 18,177
MOODYS CORP COM 615369105 340 6,753 SH 6,753
NEWS CORP CL A 65248E104 495 19,390 SH 19,390
NORTHROP GRUMMAN CORP COM 666807102 338 5,004 SH 5,004
PRICELINE COM INC COM 741503403 335 539 SH 539
PROCTER & GAMBLE CO COM 742718109 483 7,117 SH 7,117
PRUDENTIAL FINL INC COM 744320102 340 6,375 SH 6,375
RAYTHEON CO COM 755111507 339 5,893 SH 5,893
ROCKWELL COLLINS INC COM 774341101 338 5,810 SH 5,810
ROSS STORES INC COM 778296103 492 9,090 SH 9,090
SEARS HLDGS CORP COM 812350106 314 7,591 SH 7,591
SHERWIN WILLIAMS CO COM 824348106 340 2,212 SH 2,212
6
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------------- -------- ---------- -------- ------------------- ---------- ---------- --------------------------
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-----------------------------------------------------------------------------------------------------------------------------------
SIRIUS XM RADIO INC COM 82967N108 149 51,458 SH 51,458
SPDR GOLD TRUST GOLD SHS 78463V107 210 1,298 SH 1,298
SPDR S&P 500 ETF TR TR UNIT 78462F103 3,133 22,000 PUT 22,000
STAPLES INC COM 855030102 344 30,186 SH 30,186
TE CONNECTIVITY LTD REG SHS H84989104 341 9,195 SH 9,195
TESORO CORP COM 881609101 345 7,823 SH 7,823
TEXAS INSTRS INC COM 882508104 339 10,965 SH 10,965
UNITED CONTL HLDGS
INC COM 910047109 304 13,007 SH 13,007
VIACOM INC NEW CL B 92553P201 491 9,301 SH 9,301
WELLPOINT INC COM 94973V107 340 5,587 SH 5,587
WESTERN UN CO COM 959802109 341 25,055 SH 25,055
YAHOO INC COM 984332106 336 16,901 SH 16,901
7