0000950142-12-001136.txt : 20120511
0000950142-12-001136.hdr.sgml : 20120511
20120511132916
ACCESSION NUMBER: 0000950142-12-001136
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120511
DATE AS OF CHANGE: 20120511
EFFECTIVENESS DATE: 20120511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLATINUM GROVE ASSET MANAGEMENT, LP
CENTRAL INDEX KEY: 0001275565
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10667
FILM NUMBER: 12833358
BUSINESS ADDRESS:
STREET 1: RECKSON EXECUTIVE PARK BLDG FOUR
STREET 2: 1100 KING STREET
CITY: RYE BROOK
STATE: NY
ZIP: 10573
BUSINESS PHONE: 914-690-2103
MAIL ADDRESS:
STREET 1: RECKSON EXECUTIVE PARK BLDG FOUR
STREET 2: 1100 KING STREET
CITY: RYE BROOK
STATE: NY
ZIP: 10573
FORMER COMPANY:
FORMER CONFORMED NAME: OAK HILL PLATINUM PARTNERS LLC
DATE OF NAME CHANGE: 20040107
13F-HR
1
ea1200666_13fhr-q0112.txt
QUARTERLY PERIOD ENDING 03/31/2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended March 31, 2012
---------------------
Check here if Amendment [ ]; Amendment Number:
--------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Platinum Grove Asset Management, L.P.
-----------------------------------------
Address: 287 Bowman Avenue
-----------------------------------------
Purchase, NY, 10577
-----------------------------------------
Form 13F File Number: 28-10667
------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael R. Schwenk
-----------------------------------------
Title: General Counsel
-----------------------------------------
Phone: (914) 690-2103
-----------------------------------------
Signature, Place, and Date of Signing:
/s/ Michael R. Schwenk Purchase, NY May 11, 2012
----------------------------- ------------------ ------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
----------------------
Form 13F Information Table Entry Total: 19
----------------------
Form 13F Information Table Value Total: $165,242
----------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
2
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------------- -------- ---------- -------- ------------------- ---------- ---------- --------------------------
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-----------------------------------------------------------------------------------------------------------------------------------
APPLE INC COM 037833100 540 900 SH 900
BAIDU INC SPON 056752108 481 3,300 SH 3,300
ADR REP
A
BOSTON SCIENTIFIC
CORP COM 101137107 80 13,369 SH 13,369
CF INDS HLDGS INC COM 125269100 201 1,098 SH 1,098
ENTERPRISE PRODS
PARTNERS L COM 293792107 505 10,000 SH 10,000
ENTERPRISE PRODS
PARTNERS L COM 293792107 1,363 27,000 SH CALL 27,000
GANNETT INC COM 364730101 207 13,502 SH 13,502
GILEAD SCIENCES INC COM 375558103 204 4,171 SH 4,171
GOOGLE INC CL A 38259P508 223 347 SH 347
ISHARES TR MSCI 464287465 2,215 40,340 SH 40,340
EAFE
INDEX
ISHARES TR MSCI 464287234 703 16,375 SH 16,375
EMERG
MKT
ISHARES TR RUSSELL 464287655 1,299 15,674 SH 15,674
2000
3
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------------- -------- ---------- -------- ------------------- ---------- ---------- --------------------------
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-----------------------------------------------------------------------------------------------------------------------------------
LULULEMON
ATHLETICA INC COM 550021109 485 6,500 SH 6,500
MICROSOFT CORP COM 594918104 349 10,828 SH 10,828
MONSTER BEVERAGE
CORP COM 611740101 671 10,800 SH 10,800
NUANCE
COMMUNICATIONS INC COM 67020Y100 345 13,500 SH 13,500
PRICELINE COM INC COM NEW 741503403 260 362 SH 362
ROSS STORES INC COM 778296103 220 3,795 SH 3,795
SPDR S&P 500 ETF TR UNIT 78462F103 154,891 1,100,000 SH CALL 1,100,000
TRUST
4